Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,060,000 of Dual Directional Buffered Participation Securities linked to the S&P 500® Index, at $1,000 per security. These principal-at-risk structured notes pay no interest and mature on June 22, 2027.
At maturity, investors gain 100% of S&P 500 upside if the index rises, but returns are capped at a maximum payment of $1,167.50 per security (116.75% of principal. If the index is flat or down but not below 90% of the initial level, investors receive a positive return matching the index’s decline in absolute terms, up to about 10%.
If the index falls below the 10% buffer, investors lose 1% of principal for each 1% further decline, with a minimum payment of 10% of principal. The estimated value on the pricing date is $984.50 per security, the notes will not be listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $500,000 of Contingent Income Memory Auto-Callable Securities linked to the Class A common stock of Robinhood Markets, Inc. Each note has a $1,000 principal amount and pays a 21.00% annual contingent coupon only if the Robinhood share price on scheduled observation dates is at or above the coupon barrier of $81.426, which is 60% of the initial level of $135.71.
The notes may be automatically redeemed starting June 9, 2026 if the stock closes at or above the call threshold of $135.71, returning principal plus any due coupons. If held to December 14, 2028 and the final stock level is at or above the downside threshold of $67.855 (50% of the initial level), investors receive full principal back plus any payable coupons. If the final level is below this threshold, repayment is reduced in line with the stock’s decline and can fall to zero, so principal is fully at risk. The notes are unsecured, not listed on an exchange, and were priced at $1,000 with an estimated value of $972.30 per security.
Morgan Stanley Finance LLC is offering 2-year Contingent Income Auto-Callable Securities linked to the class A common stock of Rivian Automotive, Inc. The notes pay a contingent quarterly coupon at an annual rate of 21.00% (about $52.50 per $1,000 per quarter) only if Rivian’s share price on the determination date is at or above the downside threshold price of $7.052, which is 40% of the $17.63 initial share price.
If on any of the first seven quarterly determination dates Rivian’s price is at or above the initial share price, the notes are automatically called, returning the $1,000 principal plus the current and any previously unpaid coupons. If not called, and Rivian’s final share price in December 2027 is at or above the downside threshold, investors receive $1,000 plus all due coupons. If the final share price is below the threshold, repayment is reduced 1-for-1 with Rivian’s decline, and investors can lose most or all of their principal. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, will not be listed on an exchange, and have an estimated value of about $961.50 per $1,000 at pricing, reflecting embedded fees and funding costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked, auto-callable securities linked to the lowest performing of the S&P 500 Index, Microsoft stock and the Nasdaq-100 Index, maturing on December 20, 2029. Each security has a $1,000 face amount, with total issuance of $1,209,000, priced at par; after up to $25.75 per security in selling commissions, estimated proceeds to the issuer are $974.25 per security. The current estimated value on the pricing date is $955.90 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate.
The notes pay no interest and may be called monthly starting December 21, 2026 if each underlying is at or above its starting level, returning the face amount plus a fixed call payment, with premiums ranging from 12.90% on the first calculation day up to 51.60% on the final calculation day. If not called, investors receive $1,000 at maturity only if every underlying finishes at or above its 70% threshold; otherwise the payoff equals $1,000 multiplied by the lowest underlying’s performance factor, so investors can lose more than 30% and possibly all principal. The securities are unsecured, subject to Morgan Stanley’s credit risk, pay no dividends, are not listed on an exchange and may have limited or no secondary liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,559,000 of market-linked, auto-callable securities tied to the S&P 500 Index, Amazon.com, Inc. common stock and the Nasdaq-100 Index, maturing in December 2029. Each security has a $1,000 face amount, with an estimated value on the pricing date of $956.30 after issuance, selling, structuring and hedging costs.
The notes can be automatically called monthly starting in December 2026 if all three underlyings are at or above their starting levels, paying fixed call amounts that rise up to $1,580.00 per security (a 58% call premium) on the final calculation day. If not called, investors receive $1,000 at maturity only if each underlying stays at or above 60% of its starting level; otherwise the payout is reduced in line with the lowest performer, with losses exceeding 40% and potentially reaching the full principal. The securities pay no interest or dividends, are not exchange-listed, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering callable contingent income securities due January 4, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the worst performer of the VanEck Semiconductor ETF (SMH), the Nasdaq-100 Technology Sector Index (NDXT) and the Russell 2000 Index (RTY).
Investors may receive a contingent coupon at 15.50% per year, paid only if on each observation date all three underliers are at or above their coupon barrier levels, set at 75% of initial levels. The notes can be called in whole on scheduled redemption dates if a risk-neutral valuation model indicates early redemption is economically rational for the issuer.
If not redeemed and at maturity each underlier is at or above its downside threshold level of 60% of its initial level, investors receive full principal plus any final contingent coupon. If any underlier finishes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst performer, potentially resulting in a total loss of principal. The estimated value on the pricing date is approximately $975.20 per security, the notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $16,434,000 of Dual Directional Trigger Jump Securities linked to the EURO STOXX 50® Index and maturing on January 3, 2031. Each $1,000 note pays no interest and offers equity-index exposure with principal at risk.
At maturity, if the index is at or above its initial level of 5,717.83, investors receive $1,000 plus the greater of a 46.35% fixed gain ($463.50) or the full percentage gain of the index, with no upside cap. If the index is below the initial level but at or above the 75% trigger level, investors get a positive “absolute return” matching the percentage loss of the index, up to a 25% gain.
If the index closes below the trigger level on the valuation date, repayment is reduced 1% for each 1% index decline, with no buffer or minimum payment, so the entire principal can be lost. The estimated value on the pricing date is $957.70 per note, below the $1,000 issue price, and the notes will not be listed on any exchange. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering $3,000,000 of Contingent Income Memory Auto-Callable Securities due December 21, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Technology Sector Index.
Investors may receive a 10.10% per annum contingent coupon on scheduled dates, but only if each index closes at or above its coupon barrier (80% of initial level). The notes can be automatically redeemed at par plus any due coupons if, on specified dates starting March 16, 2026, each index is at or above its initial level.
If not called and any index ends below its downside threshold (65% of initial level), principal is reduced 1% for each 1% decline of the worst index, potentially to zero. The issue price is $1,000 per note, while the estimated value on the pricing date is $985.90, reflecting issuance, structuring and hedging costs and an internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities due December 23, 2027 linked to the common stock of Wells Fargo & Company. Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of approximately $972.40 per security, reflecting embedded costs and an internal funding rate.
The notes may pay a 10.00% per annum contingent coupon on scheduled coupon payment dates, but only when the Wells Fargo stock closing level on the related observation date is at or above a coupon barrier level set at no more than 73.50% of the initial level; unpaid coupons may be “remembered” and paid later if a future observation is above the barrier. The securities are automatically redeemed at par plus applicable coupons if the stock is at or above the 100% call threshold on any redemption determination date starting March 19, 2026.
If not redeemed early and the final stock level on December 20, 2027 is at or above the downside threshold level (also at most 73.50% of the initial level), investors receive full principal back plus any due coupons. If the final level is below the downside threshold, repayment is reduced in proportion to the stock decline, leading to a substantial loss of principal and potentially zero return. Payments depend on Morgan Stanley’s credit, the notes are unsecured, will not be listed on an exchange, and involve complex market, liquidity, and tax risks.
Morgan Stanley Finance LLC is offering callable contingent income securities linked to the common stock of Tesla, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, with a total offering of $1,366,000, and an issue price of $1,000 versus an estimated value on the pricing date of $975.70.
The notes can pay a contingent coupon at an annual rate of 23.00%, but only if Tesla’s closing stock price is at or above the coupon barrier of $293.928 (60% of the $489.88 initial level) on each observation date. The same level serves as the downside threshold. If the securities are not redeemed and the final Tesla level is at or above this threshold, investors receive principal back plus any final coupon; if it is below, repayment is reduced in full proportion to Tesla’s decline and can fall to zero.
Beginning March 19, 2026, Morgan Stanley may redeem the notes early on specified redemption dates if a risk neutral valuation model indicates that calling is economically rational for the issuer. The securities are unsecured, subject to Morgan Stanley’s credit risk, may pay no coupons over their life and are not listed on any exchange.