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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced callable Contingent Income Buffered Securities due June 17, 2027 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The notes have a $1,000 stated principal amount, a contingent coupon of 17.75% per annum payable only if each underlier meets a 90% coupon barrier on observation dates, and a 10% buffer for maturity loss calculations. The securities may be called beginning September 15, 2026 based on the output of a risk neutral valuation model; estimated value on the pricing date was approximately $983.50 per security. If not redeemed, repayment at maturity depends on the worst performing underlier: full principal if each final level is at or above its 90% buffer level, otherwise principal is reduced 1% for each 1% decline beyond the buffer, subject to a 10% minimum payment at maturity. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Micron Technology common stock. Each note has a stated principal amount of $1,000, a contingent coupon at an annual rate of 28.85%, and a stated original issue price of $1,000. The estimated value on the pricing date was approximately $959.90. The securities mature on June 22, 2029 with a final observation date of June 18, 2029. Automatic early redemption may occur on specified redemption determination dates if the closing level of the underlier meets the call threshold; if not redeemed, payment at maturity depends on the final level relative to a downside threshold and may result in a loss of principal down to zero.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to NVIDIA Corporation common stock that mature on June 22, 2029. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 13.00% payable only if the underlier meets the coupon barrier on observation dates. The notes can automatically redeem early if the underlier meets the call threshold on redemption determination dates. At maturity, if the final level is below the downside threshold, investors suffer losses pro rata to the decline in the underlier; if the final level is at or above the downside threshold, investors receive principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers contingent income auto-callable securities fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The securities have a stated principal amount of $1,000 per security, an original issue date of June 29, 2026, a strike date of June 24, 2026 and a maturity date of December 30, 2027.
The notes pay a contingent coupon at an annual rate of 10.20% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (each barrier is 70% of the initial level) on the related observation date. The securities are automatically redeemed early if each underlier meets its call threshold (100% of initial level) on any redemption determination date, in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, maturity payment depends on the worst performing underlier: holders receive principal if each final level is at or above the downside threshold (70% of initial); otherwise the payment equals the stated principal multiplied by the worst performing underlier's performance factor and could be significantly less or zero.
Morgan Stanley Finance LLC priced a Dual Directional Buffered PLUS linked to Blackstone Inc. common stock. The notes have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $979.90. The securities mature on June 28, 2028 with an observation date of June 23, 2028.
Payoff outcomes: upside pays 150% leveraged participation in gains up to a maximum payment of $1,628.50 (162.85%); an absolute-return feature can deliver up to a 20% positive return if the final level is at or above an 80% buffer level; losses occur dollar-for-dollar beyond the 20% buffer, with a minimum payment of 20% of principal. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk auto-callable notes linked to the S&P 500® Index with a stated principal of $1,000 per security. The securities pay no interest, can auto‑redeem on specified determination dates for fixed cash payments, and mature on June 27, 2029 with payout tied to the final index level. Investors face full principal risk if the final level falls below the downside threshold (75% of the initial level). The estimated value on the pricing date was approximately $956.30 per security; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes linked to the worst performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and a contingent annual coupon of 11.50% payable only if all three underliers meet coupon barrier tests on observation dates. The notes can be redeemed early beginning December 23, 2026 if a risk neutral valuation model indicates redemption is economically rational. At maturity on June 22, 2029, if the final level of every underlier is at or above its 60% downside threshold, investors receive principal; otherwise the payoff equals principal multiplied by the performance factor of the worst performing underlier, which can result in significant principal loss, potentially to zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering callable contingent income securities due June 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The estimated value on the pricing date is approximately $966.10. The notes pay a contingent coupon of 13.50% per annum on each coupon payment date only if the closing level of each underlier meets or exceeds its coupon barrier level on the related observation date. The securities are linked to the worst performing of the EURO STOXX 50 Index, the iShares Expanded Tech-Software Sector ETF and the S&P 500 Index and use a downside threshold level equal to 65% of each initial level; if the worst performing underlier finishes below its downside threshold at maturity, investors suffer a loss proportional to that decline. The securities may be redeemed early beginning on January 4, 2027 if a risk neutral valuation model indicates redemption is economically rational for the issuer. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. Each security has a $1,000 stated principal amount, a contingent annual coupon of 11.60%, and pays coupons only if every underlier meets a 70% coupon barrier on each observation date. The notes may be called beginning September 17, 2026 based on a risk-neutral valuation model; if not called, maturity is December 16, 2027. At maturity, if any underlier is below its 65% downside threshold, investors suffer a loss proportional to the decline of the worst performing underlier and could lose their entire principal. All payments are subject to the issuer and guarantor credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500, with a $1,000 stated principal amount per security and automatic early redemption mechanics.
The securities have a June 12, 2026 original issue date and December 14, 2028 maturity, a first determination date of June 11, 2027 and an early redemption payment of $1,142 if all underliers meet the call threshold. The participation rate is 150% and the downside threshold is 70% of each underlier's initial level; payment at maturity depends on the worst performing underlier and could result in full loss of principal. The estimated value on the pricing date was approximately $949.90 per security.