Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced June 18, 2026 structured, principal-at-risk notes due June 24, 2031 fully guaranteed by Morgan Stanley. The offering comprises $1,523,000 aggregate principal at $1,000 per security; the estimated value on the pricing date was $955.00 per security.
These securities pay a contingent coupon at an annual rate of 16.15% on certain coupon payment dates only if the underlier—the S&P® 500 Futures 40% Intraday 4% Decrement VT Index—meets the coupon barrier level (2,450.532, 70% of the initial level). They feature automatic early redemption if the index meets the call threshold (3,500.76) on scheduled determination dates and a downside threshold of 2,100.456 (60% of the initial level) that governs principal loss at maturity.
Morgan Stanley Finance LLC priced a series of structured, principal-at-risk notes linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering is for $1,500,000 aggregate principal at an issue price of $1,000 per security, with an estimated value of $987.80 on the pricing date. The securities pay no interest, provide a fixed upside payment of $120 (12%) at maturity only if the final level of each underlier is at or above its 70% downside threshold, and otherwise deliver a payout equal to principal multiplied by the worst-performing underlier's performance factor, which could result in a total loss of principal. Key dates: strike/ pricing date June 18, 2026, original issue date June 24, 2026, observation date July 19, 2027 (subject to postponement), and maturity date July 22, 2027. All payments are subject to MSFL and Morgan Stanley credit risk; the securities are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note linked to the worst performing of the S&P 500 Index, the State Street SPDR S&P Regional Banking ETF and the State Street Technology Select Sector SPDR ETF. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $2,140,000. They pay a contingent coupon of 9.00% per annum on specified observation dates only if each underlier is at or above its coupon barrier level; unpaid coupons may be paid later only if future observation dates meet coupon conditions. The securities feature automatic early redemption beginning on the first redemption determination date of June 22, 2027 if all underliers meet their call thresholds. At maturity on December 23, 2030, if any underlier is below its downside threshold, principal is reduced pro rata to the performance of the worst performing underlier and could be zero. The securities are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date was $944.20 per security and the issue price was $1,000 per security; agent commissions were $32.50 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. The offering is $2,680,000 aggregate (stated principal $1,000 per security) with an issue price of $1,000 and an estimated value on the pricing date of $982.20.
The securities mature on December 21, 2028, pay a contingent coupon at an annual rate of 11.75% only if each underlier is at or above its coupon barrier (70% of initial level) on each observation date, and expose investors to full downside tied to the worst performing underlier (downside threshold = 60% of initial level). The issuer may call the notes on scheduled redemption dates beginning December 23, 2026 if a risk neutral valuation model indicates redemption is economically rational. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Contingent Income Auto-Callable Securities linked to Bloom Energy Corporation Class A common stock with a stated principal amount of $1,000 per security. The securities pay a contingent coupon only if the underlier meets the coupon barrier on observation dates and can be automatically redeemed early if the underlier meets the call threshold on redemption determination dates. At maturity, if the final level is below the downside threshold, investors suffer a loss equal to the underlying's percentage decline; if at or above the downside threshold, they receive principal. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due June 24, 2031 with an aggregate principal amount of $341,000 and a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The payout at maturity is driven by the worst performing underlier of the Dow Jones Industrial Average and the S&P 500. The terms include a 115% leverage factor on upside, a 15% buffer (85% buffer level), and a minimum payment at maturity equal to 15% of the stated principal. The pricing date and strike date are June 18, 2026, the observation date is June 18, 2031, and the issue date is June 24, 2026. The estimated value on the pricing date was $948.70 per security; the price to public is $1,000 with an agent commission of $41.50 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The securities mature on June 29, 2029 (calculation day June 26, 2029) and have a pricing date of June 26, 2026.
The securities pay a fixed call payment of at least $1,180 (an 18.00% call premium) if the closing level of the lowest performing underlying is greater than or equal to its starting level on the call date (July 1, 2027). If not called, the maturity payment depends solely on the performance of the lowest performing underlying, with a participation rate of 150% for positive returns and full downside exposure below a threshold equal to 75% of the starting level. The estimated value on the pricing date is approximately $961.50, or within $30.00 of that estimate. Investor suitability, tax treatment, distribution fees, and risks are described in the supplement.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note due June 24, 2031 that is fully and unconditionally guaranteed by Morgan Stanley. The securities are linked to the worst performing of three underliers: the EURO STOXX 50®, the S&P 500® and the State Street® Technology Select Sector SPDR® ETF.
Each security has a $1,000 stated principal amount and an upside payment of $845 if conditions are met. The securities provide limited positive returns in a narrow outcome band, but expose holders to full principal losses if any underlier falls below its 70% downside threshold on the observation date.
Morgan Stanley is offering Trigger Autocallable Notes linked to the Nasdaq-100 Index® due June 26, 2031 that are unsecured obligations of Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. The Issue Price is $10.00 per Security with a minimum investment of $1,000.
The Notes pay a fixed Call Return if the Observation Date Closing Level on any quarterly Observation Date beginning June 29, 2027 is at or above the Initial Level; Call Return Rates will be set on the Trade Date and are expected to range from 10.40% to 10.85% per annum. If not called, principal at maturity depends on the Final Level relative to the Initial Level and a Downside Threshold equal to 75% of the Initial Level. If the Final Level is below that threshold, investors will suffer principal losses proportionate to the Underlying Return. All payments are subject to Morgan Stanley’s credit risk.
The pricing supplement describes a structured, principal-at-risk note issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a fixed $425 upside payment at maturity if the S&P 500® Index final level is at or above the initial level, and a maturity date of June 24, 2030. If the final level is below the downside threshold (75% of the initial level), investors lose on a 1%-for-1% basis versus the index decline; there is no minimum payment and the investment could lose the entire principal. The document discloses an estimated value of $988.10 per security on the pricing date and an aggregate issuance of 1,582 securities (aggregate principal $1,582,000). All payments are subject to Morgan Stanley's credit risk.