Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is issuing $8,652,000 of Buffered PLUS structured notes linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley and maturing on July 6, 2028. Each $1,000 note offers 200% leveraged upside if the index rises, but total payout is capped at $1,300 per note, or 130% of principal. If the index falls by up to 15%, investors receive their full $1,000 back; below that buffer, losses track the index decline beyond 15%, with a minimum payment of $150, meaning up to 85% of principal can be lost.
The notes pay no coupons, are unsecured and not listed on any exchange, and their value depends on Morgan Stanley’s credit. The issue price is $1,000 per note, while the estimated value on the pricing date is $959.70, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. Selling dealers receive a $25 sales commission and a $5 structuring fee per note, and Morgan Stanley’s affiliates may hedge and make a secondary market, but are not obligated to do so.
Morgan Stanley Finance LLC is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the iShares MSCI EAFE ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $979,000, and matures on December 20, 2029. The securities pay no interest.
At maturity, if the ETF’s final level is above the initial level of $94.92, holders receive principal plus 150% of the ETF’s gain, capped at a maximum payment of $1,677.50 per security (167.75% of principal). If the final level is between the initial level and the buffer level of $80.682 (85% of initial), investors receive only principal. Below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is $992.80 per security. The notes are unsecured, subject to Morgan Stanley’s credit risk, are not listed on any exchange and involve complex market, liquidity and U.S. tax risks.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due December 21, 2028, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index. Each note has a $1,000 stated principal amount, with a total offering size of $1,643,000, and an estimated value on the pricing date of $978.40 per security.
Investors may receive a contingent coupon at an annual rate of 10.70%, but only if on each observation date all three indices are at or above their coupon barrier levels (generally 75% of initial). Principal repayment at maturity is protected only if every index stays at or above its downside threshold level (about 70% of initial); otherwise, repayment is reduced 1% for each 1% decline of the worst index and can fall to zero.
The notes can be redeemed early, in whole, on specified redemption dates starting December 21, 2026, if a risk neutral valuation model indicates that calling is economically rational for the issuer. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on any securities exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Dual Directional Buffered PLUS notes linked to the S&P 500® Futures Excess Return Index. The $1,000-denomination securities pay no interest and mature on January 7, 2030.
At maturity, investors gain 144% of any index appreciation. If the index is flat or down but not below 80% of its initial level, investors receive a positive return matching the index’s percentage decline, capped at a 20% gain. Below the 80% buffer, principal is reduced 1% for each additional 1% index loss, with a minimum payout of 20% of principal.
The estimated value on the pricing date is approximately $971.50 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, not listed on an exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,000,000 of Dual Directional Buffered Participation Securities due April 21, 2027 linked to the S&P 500® Index. Each security has a $1,000 principal amount, pays no interest and carries principal risk.
At maturity, investors can gain from rises in the index or from moderate declines down to a 10% buffer. Upside is fully participated but capped at a maximum payment of $1,141 per security, while the absolute return feature can provide up to a 10% positive return if the index finishes up to 10% below its initial level of 6,800.26. If the index falls more than 10%, principal is reduced 1% for each additional 1% decline, with a minimum payment of 10% of principal.
The estimated value on the pricing date is $984.70 per security, below the issue price, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Callable Contingent Income Securities due December 20, 2029, linked to the worst performer of the S&P 500® Index, Dow Jones Industrial AverageSM and Russell 2000® Index. Each security has a $1,000 stated principal amount, with a total deal size of $940,000 and an estimated value on the pricing date of $988.60 per security.
Investors can receive a contingent coupon at an annual rate of 9.35%, but only if on each observation date all three indices are at or above their coupon barrier levels, which are set at 70% of their initial levels. Starting June 22, 2026, the notes may be redeemed early in whole, but only if a risk neutral valuation model indicates that calling them is economically rational for the issuer.
If the notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal plus any final contingent coupon. If any index finishes below its downside threshold, the payoff is reduced 1% for each 1% decline of the worst-performing index, and repayment of principal can be significantly reduced or reduced to zero. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities due January 22, 2027, linked to the worst performer of the S&P 500 Index and the Nasdaq-100 Technology Sector Index, with a stated principal of $1,000 per security and an aggregate principal amount of $822,000. The notes pay no interest and do not guarantee a return of principal.
If the final level of each index stays at or above 75% of its initial level, investors receive principal plus a fixed $90 upside payment (a 9% return). If either index finishes below its downside threshold, investors lose 1% of principal for each 1% decline of the worst-performing index, and the maturity payment can fall to zero.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on any exchange. The estimated value on the pricing date is $970.30 per security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. Morgan Stanley & Co. receives a $21 sales commission per security.
Morgan Stanley Finance LLC is issuing $500,000 of Contingent Income Auto-Callable Securities, at $1,000 per note, linked to the worst performer of the VanEck Semiconductor ETF, the S&P 500 Index and the iShares Silver Trust. The notes run to December 19, 2030, pay a 12.70% annual contingent coupon only if each underlier is at or above its coupon barrier on scheduled observation dates, and may be automatically redeemed early if all are at or above their call thresholds (100% of initial levels) on specified redemption determination dates.
If the notes are not called and any underlier finishes below its downside threshold (60% of its initial level), investors lose 1% of principal for each 1% decline in the worst-performing underlier, up to a total loss of principal. The estimated value on the pricing date is $916.50 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. Payments depend on Morgan Stanley’s credit, and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering $2,000,000 of Dual Directional Buffered Participation Securities due May 20, 2027, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, if the index rises, holders receive principal plus 100% of the index gain, capped at a maximum payment of $1,153 per security (115.30% of principal). If the index is flat or down but not below 90% of the initial level, investors earn a positive “absolute return” up to about 10%. Below the 10% buffer, investors lose 1% of principal for each 1% additional decline, subject to a minimum payment of 10% of principal. The initial index level is 6,800.26 and the estimated value on the pricing date is $984.50 per security. The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Jump Securities with an auto-callable feature, linked to the worst performer of the EURO STOXX 50® Index and the Tokyo Stock Price Index. Each security has a $1,000 stated principal amount and is part of Morgan Stanley’s Series A Global Medium-Term Notes program.
The notes may be automatically redeemed on scheduled determination dates starting January 2027 if both indices are at or above their call thresholds, paying early redemption amounts that correspond to roughly 8.75%–9.50% per annum, such as $1,087.50–$1,095.00 on the first early redemption date. If not called and both indices stay at or above 75% of their initial levels at final maturity, investors receive a fixed payment of $1,437.50 to $1,475.00 per security.
If, however, on the final determination date either index finishes below its downside threshold, investors lose 1% of principal for each 1% decline in the worst-performing index, and the maturity payment can be significantly below principal, down to zero. The estimated value on the pricing date is expected to be about $949.70 per security, and the securities pay no periodic interest, are unsecured, not listed on any exchange, and are subject to Morgan Stanley’s credit risk.