Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due July 7, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays at maturity based on the performance of the worst performing underlier: the Nasdaq-100 Index (NDX) and the VanEck Semiconductor ETF (SMH).
If both underliers finish above their initial levels, holders receive principal plus a 172.50% leveraged upside on the worst performing underlier. If either underlier finishes below its downside threshold (60% of its initial level), holders incur losses proportional to the decline in the worst performing underlier; there is no guaranteed minimum and investors may lose their entire principal. The preliminary estimated value on the pricing date is approximately $923.00 per security.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the Global X Defense Tech ETF with a $1,000 stated principal amount per security and an original issue price of $1,000. The securities include an automatic early redemption feature and a 15% buffer with a 1.1765 downside factor.
If not auto‑redeemed, maturity payouts vary: above the initial level investors receive principal plus a 125% participation rate on upside; if final level is between the buffer and initial level investors receive the stated principal; below the buffer investors incur losses at 1.1765% per 1% beyond the buffer. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, contingent income auto‑callable securities linked to JPMorgan Chase & Co. common stock with a $1,000 stated principal amount per security and a final maturity of June 28, 2029. The notes pay a contingent coupon at an annual rate of 8.00% on each coupon payment date only if the underlier’s closing level on the related observation date is at or above the coupon barrier (set at 70% of the initial level). The notes are automatically redeemed early if the underlier’s closing level on any redemption determination date is at or above the call threshold (set at 100% of the initial level), in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, maturity pay‑out depends on the final level versus the downside threshold (set at 70% of the initial level); a final level below that threshold produces a pro rata principal loss (payment = stated principal × performance factor). All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk. The pricing date and strike date are June 24, 2026, the original issue date is June 29, 2026, and the final observation date is June 25, 2029. The document discloses an estimated value on the pricing date of approximately $970.90 per security.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for Buffered Participation Securities due July 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500, and uses an observation date of June 26, 2031.
The securities provide a 20% buffer (buffer level = 80% of initial), a 103% participation rate in upside of the worst performing underlier, no interest payments, and a minimum payment at maturity of 20% of principal. The agent-estimated value on the pricing date is approximately $931.40 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Exxon Mobil Corporation common stock. Each note has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of approximately $976.50. The notes pay a contingent coupon at an annual rate of 10.25% on each coupon payment date only if the closing level of the underlier is at or above the coupon barrier (70% of the initial level) on the related observation date. The notes may be automatically redeemed on specified redemption determination dates if the closing level is at or above the call threshold (100% of the initial level), providing the stated principal plus the contingent coupon; otherwise holders face downside exposure at maturity. If the final level is below the downside threshold (70% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than the principal, possibly zero. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. Tax treatment and withholding for non-U.S. holders are discussed; Section 871(m) considerations and U.S. federal tax uncertainty are noted.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the common stock of Tenet Healthcare Corporation, with a stated principal amount of $1,000 per security and original issue price of $1,000. The notes pay a contingent coupon of 14.60% per annum on observation dates when the underlier meets the coupon barrier and may auto-redeem early if the underlier meets the call threshold on redemption determination dates. If not auto-redeemed, maturity is June 29, 2029, and payment at maturity returns principal only if the final level is at or above the downside threshold; otherwise investors suffer a proportional loss in principal down to zero. The estimated value on the pricing date was approximately $962.00 per security. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk and specific tax uncertainties described herein.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Trigger Jump Securities due July 1, 2027, linked to Nebius Group N.V. Class A ordinary shares and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $632.50 (63.25%). If the final level on the observation date (June 28, 2027) is at or above the downside threshold ($141.805, 50% of the initial level), investors receive principal plus the upside payment. If the final level is below that threshold, the payment equals the stated principal amount multiplied by the performance factor (final level / initial level), exposing investors to full principal loss with no guaranteed minimum. All payments are subject to MSFL’s and Morgan Stanley’s credit risk. The pricing date was June 23, 2026, original issue date June 26, 2026, and the estimated value on the pricing date was approximately $953.70 per security.
Morgan Stanley Finance LLC priced a principal-at-risk structured note linked to NVIDIA Corporation common stock. Each security has a stated principal amount of $1,000 and offers a fixed $141.60 upside payment if the final level is at or above a 60% downside threshold. If the final level is below that threshold, investors lose on a 1% for 1% basis of the underlier’s decline and could lose their entire principal. The observation date is July 30, 2027 and maturity is August 4, 2027. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities linked to the worst performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 14.20%, a pricing and strike date of July 7, 2026, and a maturity date of October 13, 2027. Coupons are paid only if both underliers meet coupon barrier levels on observation dates; automatic early redemption occurs on specified redemption determination dates if both underliers meet call thresholds. If not redeemed, payment at maturity returns principal only if both underliers are at or above their downside thresholds (each set at 75% of initial levels); otherwise investors suffer a loss equal to the percentage decline of the worst performing underlier. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the common stock of The Goldman Sachs Group, Inc. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 12.70% on coupon dates only if the closing level of the underlier meets the coupon barrier (set at 70% of the initial level). The securities may be automatically redeemed early if the underlier meets the call threshold on scheduled redemption determination dates. At maturity, if not redeemed, investors receive principal only if the final level is at or above the downside threshold (also 70% of the initial level); otherwise payment is the stated principal multiplied by the performance factor and could be significantly less or zero.