Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $15,779,000 of Digital S&P 500® Index-Linked Notes due December 13, 2027. These notes pay no interest and return at maturity depends on S&P 500® performance from the December 15, 2025 trade date to the December 9, 2027 determination date.
If the index is at least 87.50% of its initial level, investors receive a capped payout of $1,146.70 per $1,000 note (114.67% of face). If it falls more than 12.50%, repayment is reduced using a buffer rate of approximately 114.29%, and principal losses can reach 100%. The estimated value on the trade date is $976.30 per note, reflecting structuring and hedging costs. The notes are unsecured, not listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing $5,050,000 of fixed rate callable notes due December 16, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 note pays a fixed 4.450% annual interest rate, with semi-annual payments on June 16 and December 16, starting June 16, 2026.
Beginning on December 16, 2029, the issuer may redeem the notes in whole on each annual redemption date at 100% of principal plus accrued interest if a risk neutral valuation model indicates that redemption is economically rational for the issuer. The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any securities exchange, which may limit liquidity.
The public issue price is $1,000 per note (or $988 in fee-based advisory accounts), while the estimated value on the pricing date is $972.80 per note, reflecting issuing, selling, structuring and hedging costs borne by investors. Proceeds will be used for general corporate purposes, and the notes are not deposits, savings accounts or FDIC insured.
Morgan Stanley Finance LLC is issuing $250,000 of fixed rate callable notes due 2032, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay fixed interest of 4.450% per year, with semi-annual payments each June 17 and December 17, and return the $1,000 principal per note at maturity if not redeemed earlier. Beginning December 17, 2027, the issuer may redeem all notes on each December 17 at 100% of principal plus accrued interest if its risk neutral valuation model indicates calling is economically rational, which may occur when comparable market rates are lower. The issue price is $1,000 per note, while the estimated value on the pricing date is $979.70 because of issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, not insured by any government agency, will not be listed on an exchange and may have limited and potentially illiquid secondary trading.
Morgan Stanley Finance LLC is offering Trigger Jump Securities tied to NVIDIA Corporation stock, maturing on December 16, 2027. Each security has a $1,000 stated principal amount, with a total offering size of $3,081,000, and pays no interest.
If NVIDIA’s final share price on the valuation date is at or above the initial price of $175.02, investors receive $1,000 plus a fixed upside payment of $605, a 60.50% return. If the stock has fallen but remains at or above 90% of the initial price (a downside threshold of $157.518), the payout is $1,000. If it closes below this threshold, repayment is reduced in full proportion to the decline, and the amount can fall below $900 or to zero, meaning the entire investment can be lost.
The estimated value on the pricing date is $968.60 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on an exchange, so liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering unsecured "Jump Notes" with an auto-call feature maturing on December 15, 2028, linked to the worst performer of the VanEck Gold Miners ETF (GDX) and iShares Silver Trust (SLV). The notes are issued at $1,000 per note, in an aggregate principal amount of $1,125,000, pay no interest and guarantee repayment of the stated principal amount at maturity.
The notes are automatically redeemed with fixed payments of $1,070 on December 18, 2026 or $1,140 on December 16, 2027 if on the relevant determination date both underliers are at or above their call thresholds, with a maximum payment of $1,210 at maturity if both remain at or above threshold. Returns are capped, based on the worst-performing underlier, and investors do not participate in any upside of GDX or SLV. The estimated value on the pricing date is $963.10 per note, reflecting issuance, structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC is offering Trigger Performance Leveraged Upside Securities (Trigger PLUS) linked to the S&P 500® Futures Excess Return Index, maturing on December 17, 2031. Each security has a $1,000 stated principal amount and pays no interest, with an aggregate principal amount of $1,147,000. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are subject to the issuers’ credit risk.
At maturity, if the index level is above the initial level of 557.16, investors receive principal plus a leveraged upside payment based on a 186% leverage factor. If the final level is between the initial level and the downside threshold level of 334.296 (60% of the initial level), investors receive only the principal. If the final level falls below the downside threshold, repayment is reduced in full proportion to the index decline and can be zero, so investors may lose their entire investment.
The estimated value on the pricing date is $926.90 per security, below the $1,000 issue price due to issuing, selling, structuring and hedging costs and the internal funding rate. The securities will not be listed on any exchange, and any secondary market making by Morgan Stanley & Co. LLC may be limited and at prices below the issue price. The product involves complex risks, including market, liquidity, tax and structural risks, and differs from a direct investment in the underlying index or in ordinary debt securities.
Morgan Stanley Finance LLC is offering $4,279,000 of Enhanced Buffered Jump Securities, issued at $1,000 per note and fully guaranteed by Morgan Stanley. These notes pay no interest and return at maturity depends on the S&P 500® Futures Excess Return Index.
If the index finishes above 140% of its initial level, investors receive principal plus a $400 upside payment and 323% leveraged exposure to gains above that threshold. If the final level is between 85% and 140% of the initial level, investors receive principal plus the $400 upside payment. Below 85%, principal is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal.
The notes mature on December 17, 2031, are unsecured and not listed on any exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $964.20 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is issuing Enhanced Buffered Jump Securities, principal-at-risk notes maturing on January 15, 2027, linked to the worst performer of the Russell 2000®, S&P 500® and Nasdaq-100® Technology Sector indices. Each security has a $1,000 stated principal amount and pays no interest. The total offering size is $366,000, with an estimated value on the pricing date of $972.50 per security.
At maturity, if the final level of each index is at or above its buffer level (85% of its initial level), holders receive $1,000 plus a fixed upside payment of $104, a 10.40% return, regardless of how high the indices rise above the buffer. If any index finishes below its buffer, the payoff is reduced dollar-for-dollar with the decline of the worst-performing index beyond the 15% buffer, but not below a minimum payment of 15% of principal. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are not listed on any exchange, and expose investors to issuer credit risk and limited secondary market liquidity.
Morgan Stanley Finance LLC is offering $4,365,000 of Trigger Performance Leveraged Upside Securities (Trigger PLUS), principal-at-risk notes with a $1,000 stated principal amount per security due December 17, 2030. The notes are linked to the S&P 500® Futures Excess Return Index and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee a return of principal. If the index rises above the initial level of 557.16, investors receive principal plus a leveraged upside payment based on a 183% leverage factor. If the final level is at or below the initial level but at or above the downside threshold of 334.296 (60% of the initial level), investors receive only principal. Below the threshold, repayment falls 1% for each 1% index decline and can be zero. The securities are not listed, carry issuer credit risk, and had an estimated value on the pricing date of $960.40 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes linked to the iShares MSCI EAFE ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with a total aggregate principal amount of $105,000 and an issue price of $1,000 per security. The notes pay no interest and do not guarantee any return of principal.
At maturity on December 15, 2028, if the ETF’s final level is above the initial level of $96.50, investors receive $1,000 plus a leveraged upside payment of 110% of the ETF’s gain. If the final level is between 80% and 100% of the initial level (at or above the downside threshold of $77.20), investors receive only their $1,000 principal. If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the ETF, and the amount repaid can be zero.
The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited secondary liquidity. The estimated value on the pricing date is $939.10 per security, reflecting costs and an internal funding rate that are favorable to the issuer.