Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable notes due July 3, 2031, backed by a full guarantee of Morgan Stanley. The notes have a $1,000 stated principal amount and an original issue price of $1,000 per security; estimated value on the pricing date was approximately $959.00. The notes pay a contingent annual coupon of 16.55% on observation dates when the underlier meets the coupon barrier (70% of the initial level). The notes will automatically redeem early if the underlier is at or above the call threshold (100% of the initial level) on any redemption determination date. At final maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the underlier’s performance factor and could be significantly less than the stated principal or zero. The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, which applies a 4% per annum daily decrement and uses intraday leverage and volatility targeting; its closing level on June 18, 2026 was 3,500.76. All payments are subject to issuer and guarantor credit risk; tax treatment is uncertain.
Morgan Stanley Finance LLC offers Principal-at-Risk, fixed-income, auto-callable notes linked to the common stock of NVIDIA Corporation. Each security has a stated principal amount of $1,000, a fixed annual coupon of 12.75%, monthly coupon payments and potential automatic early redemption tied to the underlier.
Pricing and strike dates are July 10, 2026 (original issue July 15, 2026); the observation date is August 10, 2027 and maturity is August 13, 2027. If not auto‑redeemed, principal is repaid at maturity only if the final level is at or above the downside threshold (60% of the initial level); otherwise principal is reduced pro rata to the underlier's decline.
Morgan Stanley Finance LLC is offering contingent income, principal-at-risk notes due June 28, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a preliminary contingent coupon rate of 9.30% per annum payable only if the underlier meets the coupon barrier on observation dates.
The notes reference the First Trust Nasdaq Cybersecurity ETF (CIBR). Key mechanics: coupon and downside barrier levels are 70% of the initial level; automatic early redemption can occur starting on September 24, 2026; maturity payment can be full principal if final level is at or above the downside threshold or a pro rata principal loss if below (payment = principal × final level/initial level). The estimated value on the pricing date is approximately $967.10 per security. All payments are subject to the issuers credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of callable, principal-at-risk notes due January 3, 2028 that pay a 13.65% contingent coupon (annual rate) and have a stated principal amount of $1,000 per security. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, are fully and unconditionally guaranteed by Morgan Stanley and are subject to early redemption beginning on the first redemption date of October 2, 2026 if a risk neutral valuation model determination indicates redemption is economically rational for the issuer. If not called, repayment at maturity returns $1,000 only if the final level of each underlier is at or above its downside threshold level (each set at 70% of its initial level), otherwise the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due July 31, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes link to the S&P 500® Futures Excess Return Index, have a 114% leverage factor for positive returns, a 40% buffer (buffer level = 60% of the initial level), and a 40% minimum payment at maturity. The pricing and strike dates are July 28, 2026 and the original issue date is July 31, 2026. The document states an estimated value on the pricing date of approximately $934.60 per security and warns that payments are subject to issuer credit risk and that investors may lose a significant portion of their principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the VanEck® Semiconductor ETF (SMH) with a stated principal amount of $1,000 per security. The notes have a pricing date of June 29, 2026, original issue date July 1, 2026 and maturity on March 24, 2028. The securities pay a contingent coupon at an annual rate of 18.50% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above the coupon barrier level. The notes may be automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold, in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed and the final level is below the downside threshold, holders suffer loss proportional to the decline in the underlier: payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in a total loss of principal. The document discloses an estimated value on the pricing date of approximately $965.70 per security and highlights material credit, liquidity, tax and sector concentration risks.
Morgan Stanley Finance LLC offers Principal-at-Risk Auto-Callable Securities with an aggregate principal amount of $2,500,000 and a stated principal amount of $1,000 per security. The securities pay a fixed annual coupon of 11.75%, are callable on set determination dates, and mature on June 30, 2027.
The notes are linked to the worst performing of the EURO STOXX 50®, the Nikkei Stock Average and the S&P 500®. If not auto‑redeemed, repayment at maturity depends on the final level of the worst performing underlier versus a 75% downside threshold; losses can be significant and may include total loss of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to the common stock of NextEra Energy, Inc. The offering size is $2,589,000 in aggregate principal ($1,000 stated principal per security) and is fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 9.40% on observation dates where the closing level of the underlier meets or exceeds the coupon barrier of $60.011 (70% of the initial level). The securities may be automatically redeemed early if the underlier closes at or above the call threshold of $85.73 on any redemption determination date; if not redeemed, maturity payments depend on the final level relative to the downside threshold of $60.011, and investors can suffer a full or partial loss of principal. All payments are subject to issuer credit risk and tax treatment is described as uncertain in the pricing supplement.
Morgan Stanley Finance LLC priced a primary offering of structured, principal-at-risk notes. The pricing supplement shows an aggregate principal amount of $434,000 issued at $1,000 per security with an estimated value of $977.90 on the pricing date. The securities reference the State Street® SPDR® S&P® Oil & Gas Exploration & Production ETF (Bloomberg: XOP), mature on July 22, 2027, and pay either the stated principal plus a fixed $165 upside payment if the final level is at or above the 80% downside threshold, or a prorated payment tied to the underlier's performance if the final level is below that threshold. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer's credit risk. Purchase costs include a $10 sales commission and $1 structuring fee per security, reducing proceeds to MSFL to $989 per security (proceeds to issuer shown as $429,226 aggregate).
Morgan Stanley Finance LLC is offering Structured Investments Contingent Income Auto-Callable Securities with an aggregate principal amount of $657,000 and a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 16.30% on each coupon payment date only if the closing level of a five-stock basket is at or above a coupon barrier level of 70% on the related observation date. The notes feature automatic early redemption if the closing level is at or above a call threshold of 90% on specified redemption determination dates; early redemption returns the stated principal plus the contingent coupon for that period. At maturity, if the final level is below the downside threshold of 60%, investors suffer a loss equal to the performance decline (payment = stated principal × performance factor), potentially losing most or all principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments are subject to issuer credit risk. The document lists key dates: strike date June 10, 2026, pricing date June 17, 2026, original issue date June 23, 2026, final observation date March 10, 2028, and maturity date March 15, 2028.