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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk Buffered Participation Securities linked to a basket of transportation stocks with a 5% buffer and a 1.0526 downside factor.
Each note has a $1,000 stated principal amount and $1,000 issue price, pays no interest, participates 100% in upside subject to a $1,251 maximum payment, and matures on December 10, 2026. Payments are subject to Morgan Stanley Finance LLC credit risk and are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering callable, principal-at-risk structured securities due March 10, 2027 that are fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $990.30.
The securities pay a contingent coupon of 11.50% per annum on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier on the related observation date. The securities are linked to the worst performing of the Russell 2000®, S&P 500® and XLI ETF, use a 17% buffer and a downside factor of 1.2048 to determine losses at maturity. A model-based call feature may redeem securities beginning July 9, 2026. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured notes called Buffered PLUS with Downside Factor due June 14, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and returns are determined by the worst performing of three underliers.
Payments at maturity follow three scenarios: full leveraged upside (540% of the worst underlier’s appreciation), return of principal if the worst underlier remains within a 15% buffer, or a leveraged loss equal to 1.1765% of principal per 1% decline beyond the buffer. There is no minimum payment and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC prices a structured, principal-at-risk note offering fully guaranteed by Morgan Stanley consisting of Jump Securities with an auto-callable feature tied to the worst performing of the Dow Jones Industrial Average, the S&P 500 and the Russell 2000. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $951.50. The securities may be automatically redeemed on scheduled determination dates beginning June 11, 2027 for specified early redemption payments; if not redeemed, maturity is June 9, 2031. Payoff depends on the worst performing underlier versus its call and downside threshold levels (call = 100% of initial level; downside = 70% of initial level). Investors bear principal risk and Morgan Stanley credit risk; the offering proceeds and agent commissions are disclosed.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes: Buffered Jump Securities linked to the S&P 500® Index with an automatic early‑call feature and a downside buffer. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $992.60, a strike/pricing date of June 8, 2026 and a final determination date of June 9, 2031 with maturity on June 12, 2031.
The notes pay a fixed early redemption payment if, on a determination date (first: June 15, 2027), the closing level of the underlier is ≥ the call threshold (set at 90% of the initial level). A buffer at 85% of the initial level (buffer amount 15%) limits losses up to that point; below the buffer investors lose 1.1765% of principal for every 1% decline beyond the buffer. The specified early redemption payments and a maturity payment of $1,422.50 (if final level ≥ call threshold) are shown in the supplement. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced $29,160,000 of Digital EURO STOXX 50® Index‑Linked Notes due August 9, 2027. The notes (Face Amount $1,000 each) are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, pay no interest and provide a capped upside of $1,119.00 per $1,000 face amount if the Final Underlier Level is at or above 5,497.065 (90% of the Initial Underlier Level).
Payment at maturity depends solely on the EURO STOXX 50® Index performance from the Strike Date (June 2, 2026) to the Determination Date (August 5, 2027). The Trade Date was June 4, 2026 and the estimated value on the Trade Date was $987.80 per note. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $4,849,000 of Digital S&P 500® Index-Linked Notes due August 17, 2027, guaranteed by Morgan Stanley. Each $1,000 Face Amount pays $1,102.30 at maturity if the S&P 500 closes at or above 90% of the initial level; if below 90% the payout declines and you could lose some or all principal. The Trade Date was June 4, 2026, Original Issue Date June 9, 2026, and Determination Date August 13, 2027. The issuer estimates the Trade Date value as $983.90 per note and the agent commission is $12 per note. All payments are subject to issuer credit risk and the notes are unsecured and non‑listed.
Morgan Stanley Finance LLC is offering $24,976,000 of Digital S&P 500® Index-Linked Notes due November 10, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000. The Trade Date is June 4, 2026 and the Original Issue Date is June 9, 2026.
Payment at maturity depends on the S&P 500® Index performance from the Initial Underlier Level of 7,584.31 to the Final Underlier Level on the Determination Date (November 8, 2027). If the Final Underlier Level is >= 90% of the Initial Underlier Level, each note pays the Maximum Settlement Amount of $1,141.70 (114.17% of Face Amount). If the Final Underlier Level is < 90% of the Initial Underlier Level, the Cash Settlement Amount will be a formulaic decline (you may lose some or all principal).
Morgan Stanley is offering Global Medium-Term Notes, Series J, Pounds Sterling fixed/floating rate senior registered notes due 2032. The notes will be issued in June 2026 (T+3) and convert from a fixed rate period to a SONIA-linked floating rate period beginning in September 2031. The notes pay principal at 100% at maturity and have minimum denominations of £100,000. The issuer may redeem the notes under make-whole and optional redemption provisions during specified windows, and SONIA compounding, tax and early-redemption mechanics apply.
Morgan Stanley is offering Global Medium‑Term Notes, Series J, Euro denominated senior notes due June , 2030 with a fixed rate period followed by a floating rate period. The notes include an optional make‑whole redemption, are intended to be Eurosystem eligible, and have a minimum denomination of €100,000. Interest during the fixed period is a stated fixed rate and thereafter resets quarterly to EURIBOR plus a spread. The pricing supplement references a German government bond (ISIN DE000BU25026, 2.10%, maturing 12 April 2029) for make‑whole calculations. The offering is subject to final pricing supplement delivery, regulatory approvals for listing and trading, and distribution restrictions in the EEA and UK.