Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $400,000 of $1,000-denomination Jump Notes with an auto-call feature due December 7, 2028, linked to the worst performer of Meta Platforms (META), Tesla (TSLA) and NVIDIA (NVDA) common stocks. The notes pay no interest and return at least the stated principal at maturity, subject to issuer credit risk.
The notes are automatically redeemed if, on a determination date, each stock closes at or above its call threshold (set at 100% of its initial level), paying an early redemption amount that corresponds to about 10.35% per year, including $1,103.50 per note on December 9, 2026 or $1,207.00 on December 9, 2027. If the notes are not called and any stock finishes below its threshold at final observation, investors receive only $1,000 per note.
The estimated value on the pricing date is $964.40 per $1,000 note, reflecting issuer funding rates, structuring, hedging and a $25-per-note sales commission. The notes are unsecured, not listed on any exchange, may have limited liquidity, are treated as contingent payment debt instruments for U.S. tax purposes, and their value is sensitive to the issuer’s credit spreads and the volatility and correlation of META, TSLA and NVDA.
Morgan Stanley Finance LLC is issuing Enhanced Trigger Jump Securities, principal-at-risk notes linked to the worst performer of the S&P 500® Index, Nasdaq-100 Index® and Dow Jones Industrial AverageSM, maturing on June 10, 2027. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $1,220,000 and an estimated value on the pricing date of $984.50.
If on the observation date the final level of each index is at least 65% of its initial level, investors receive $1,000 plus a fixed $110 upside payment per security, capping total return at 11%. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline in the worst index, and the payout can fall to zero.
The notes pay no interest, are unsecured obligations of Morgan Stanley Finance LLC fully and unconditionally guaranteed by Morgan Stanley, will not be listed on any exchange and may have limited secondary liquidity. Investors also face Morgan Stanley credit risk, embedded issuance, structuring and hedging costs, and complex U.S. tax treatment described as prepaid financial contracts.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities with an auto-callable feature linked to the worst performer of the Nasdaq-100® Technology Sector Index and the S&P 500® Index, maturing on December 24, 2030. Each security has a $1,000 stated principal amount and pays no interest.
The notes are automatically redeemed on scheduled determination dates starting December 24, 2026 if both indices are at or above their call thresholds, for step-up early redemption payments beginning at at least $1,091.40 and rising to at least $1,411.30, corresponding to an annualized return of about 9.14%. If held to maturity and both indices are at or above their call thresholds, investors receive at least $1,457 per $1,000. If either index finishes below its call threshold but both remain at or above their downside thresholds, only principal is returned. If either ends below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero.
The estimated value on the pricing date is about $946.40 per security, below the $1,000 issue price due to structuring, distribution and hedging costs and the issuer’s internal funding rate. Key risks include full principal loss, limited upside, issuer and guarantor credit risk, no exchange listing, technology-sector concentration and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is issuing Callable Buffered Jump Securities linked to the S&P 500® Futures Excess Return Index, with $1,000 stated principal per security and $3,627,000 aggregate principal amount, maturing December 10, 2030 and fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and are principal at risk. Starting December 11, 2026, they may be redeemed in whole on scheduled redemption dates if a risk neutral valuation model indicates calling is economically rational for Morgan Stanley; if called, investors receive a fixed cash redemption payment per the schedule, corresponding to a return of approximately 18.50% per annum, and no further payments.
If not redeemed and the final index level exceeds the 561.03 initial level, holders receive principal plus an upside payment equal to 200% of the index gain. If the final level is at or above the buffer level of 476.876 (15% below the initial level), only principal is repaid; below the buffer, repayment declines one-for-one with index losses beyond the buffer, subject to a minimum payment at maturity of 15% of principal.
The estimated value on the pricing date is $949.30 per security, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. Key risks include loss of a significant portion of principal, early redemption risk, issuer credit risk, limited liquidity, index methodology changes and uncertain U.S. federal income tax treatment.
Morgan Stanley Finance LLC is offering $1,025,000 of Contingent Income Memory Auto-Callable Securities due December 10, 2030, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. These principal-at-risk notes pay a 12.75% annual contingent coupon only if the index is at or above the coupon barrier level of 956.856 (80% of the 1,196.07 initial level) on each observation date, with a “memory” feature that can pay previously missed coupons when conditions are later met.
The securities may be automatically redeemed starting December 7, 2026 if the index is at or above the call threshold level of 1,196.07, returning principal plus the due and any unpaid contingent coupons, after which no further payments occur. If held to maturity and the final index level is at or above the downside threshold of 717.642 (60% of the initial level), investors receive their full principal; if it is below, repayment falls 1% for each 1% index decline, potentially to zero.
Each security has a $1,000 issue price and an estimated value of $894.70 on the pricing date, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are not FDIC insured, will not be listed on any exchange and depend on Morgan Stanley’s credit and limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Buffered PLUS notes linked to the iShares MSCI EAFE ETF. Each $1,000 security pays no interest and offers 150% leveraged upside on any gain in the ETF, up to a maximum payment at maturity of $1,280 per security, with a 10% downside buffer and a minimum repayment of 10% of principal on December 9, 2027.
If the ETF finishes between 90% and 100% of its initial level of $95.81, investors receive their $1,000 back; below the buffer they lose 1% of principal for every 1% additional decline. The notes are unsecured, not listed on any exchange and subject to Morgan Stanley’s credit risk. The estimated value at pricing is $984.10 per security, lower than the $1,000 issue price because it reflects issuing, selling, structuring and hedging costs and the issuer’s internal funding rate, and the U.S. tax treatment is described as uncertain and potentially adverse.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due December 22, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer of the S&P 500 Index, the Russell 2000 Index and the Nasdaq-100 Technology Sector Index. Investors may receive a contingent coupon at an annual rate of 9.50% on scheduled payment dates, but only if on each observation date all three indexes close at or above their coupon barrier levels, set at 80% of initial levels. The notes can be automatically redeemed starting with the December 21, 2026 redemption determination date if all indexes are at or above 100% of their initial levels, returning principal plus the applicable coupon and any unpaid coupons. If held to maturity and all final index levels are at or above 60% of initial levels, investors receive the stated principal amount plus any due coupons; otherwise, repayment is reduced by 1% of principal for every 1% decline in the worst-performing index from its initial level, and the maturity payment could be zero. The estimated value on the pricing date is approximately $986.80 per $1,000 security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $1,000-denomination Buffered Jump Securities due December 8, 2027. The $1,000,000 principal-at-risk notes are linked to an equal-weight basket of AbbVie, Eli Lilly, Regeneron, Vertex and UnitedHealth.
The notes pay no interest and do not guarantee principal. They auto-call on December 16, 2026 if the basket is at or above 100% of its initial level, returning $1,106 per note. If held to maturity and the basket finishes above its initial level, investors receive $1,000 plus 125% of the basket’s gain. If the final level is between 80% and 100%, principal is returned. Below the 80% buffer, losses are amplified by a 1.25 downside factor and repayment can fall to zero.
The estimated value on the pricing date is $965.30 per $1,000 note, reflecting fees, hedging and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit, not listed on an exchange and not insured by the FDIC.
Morgan Stanley Finance LLC is offering $2,229,000 of Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performer of the S&P 500 Index, Nasdaq-100 Index and S&P 500 Equal Weight Index. Each security has a $1,000 stated principal amount, pays no interest and does not guarantee a return of principal.
The notes may be automatically redeemed starting December 7, 2026 if all three indexes are at or above 100% of their initial levels, for fixed early redemption payments rising from $1,102 to $1,459 per $1,000 depending on the call date, corresponding to about a 10.20% annualized return. If held to December 9, 2030 and all final index levels are at or above 80% of their initial levels, investors receive $1,510 per $1,000; if any index is below 80% but all are at or above 75%, only principal is returned; if any index finishes below 75%, repayment is reduced 1% for each 1% decline in the worst index and can be zero.
The securities are unsecured obligations subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, will not be listed on any exchange and may have limited secondary market liquidity. The estimated value on the pricing date is $978.40 per security, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $1,300,000 of Contingent Income Auto-Callable Securities due May 27, 2027, linked to Micron Technology, Inc. common stock and fully guaranteed by Morgan Stanley. These principal-at-risk structured notes are issued at $1,000 per security, with an estimated value on the pricing date of $963.80 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate.
The notes may pay a contingent coupon at an annual rate of 18.50% on scheduled coupon payment dates if Micron’s closing share price is at or above the $134.718 coupon barrier (60% of the $224.53 initial level) on the related observation date. They are automatically redeemed at par plus that period’s coupon if, on specified redemption determination dates starting February 25, 2026, Micron closes at or above the $190.851 call threshold (85% of the initial level).
If not called, and on the final observation date Micron is at or above the $112.265 downside threshold (50% of the initial level), investors receive the stated principal amount plus any final coupon. If the final level is below this threshold, repayment is reduced in proportion to Micron’s decline and can fall to zero, so investors may lose their entire principal. All payments depend on Morgan Stanley’s credit, the securities are unsecured and unlisted, and secondary market liquidity may be limited.