Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley priced $50,000,000 aggregate Fixed Rate Notes due August 9, 2027. The notes were offered at an issue price of $1,000 per note with an estimated value on the pricing date of $997.60 per note. Interest accrues from June 8, 2026 to but excluding maturity at an annual rate of 4.32% payable at maturity. Commissions of $0.30 per note reduce proceeds; net proceeds to the issuer totaled $49,985,000. Payments are subject to Morgan Stanley credit risk, the notes will not be listed, and the proceeds are for general corporate purposes.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, a June 30, 2031 maturity and an initial/pricing date of June 25, 2026. The notes offer a 15% buffer and a 200% participation rate on upside; the minimum payment at maturity is 15% of principal. If the final level is below the buffer, investors lose 1% for every 1% decline beyond the buffer. The securities are callable beginning on July 7, 2027 based on a risk neutral valuation model and list fixed redemption payments for specific dates. The estimated value on the pricing date was approximately $926.30 per security. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering $1,500,000 of contingent-income, principal‑at‑risk notes due June 18, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The notes pay a contingent coupon at an annual rate of $12.64% (payable only if the closing level of the underlying stock meets the coupon barrier on observation dates) and feature automatic early redemption if the underlier meets the call threshold on specified redemption determination dates. At maturity, if not called, investors receive principal only if the final level is at or above the downside threshold; otherwise the payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. The offering’s estimated value on the pricing date was $988.20 per security. All payments are subject to Morgan Stanley’s credit risk, and the notes do not participate in any appreciation of the underlying stock.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note due June 6, 2031 with a $1,000 stated principal amount per security and an aggregate issuance of $700,000. The notes pay a 16.00% annual contingent coupon only if the S&P® 500 Futures 40% Intraday 4% Decrement VT Index (the underlier) closes at or above the coupon barrier on observation dates. The notes redeem early if the underlier equals or exceeds the call threshold (3,756.69) on redemption determination dates; otherwise maturity payments depend on the final level relative to the downside threshold (2,254.014), with losses of 1% per 1% decline below that level. Estimated value on the pricing date was $947.00 per security and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC issued a principal at risk structured note linked to the SPDR S&P 500 ETF Trust (SPY) with a stated principal of $1,000 per security. The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. They feature automatic early redemption on specified determination dates if the underlier meets the call threshold level, fixed early redemption payments (about 9.25% per annum equivalent), a participation rate of 150% and downside exposure below a 70% trigger of the initial level, including possible loss of principal to zero.
The issuer Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering principal-at-risk callable contingent income securities with a $1,000 stated principal per security and an aggregate principal amount of $1,335,000. The securities pay a contingent coupon of 11.75% per annum on each coupon payment date only if the closing level of each underlier meets or exceeds its coupon barrier on the related observation date. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the S&P 500® Index, use a 70% coupon barrier/downside threshold, and may be redeemed early at MSFL’s option based on the output of a risk neutral valuation model. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a $2,491,000 offering of Structured Investments — Principal at Risk notes due June 7, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and an issue price of $1,000.
The securities offer automatic early redemption on scheduled determination dates beginning June 10, 2027 if each underlier meets its call threshold, with fixed early redemption payments that rise across four potential call dates. If not called, maturity payoffs depend on the worst performing underlier (IGV, GDX, TLT): investors can receive a fixed positive payment, the stated principal, or a reduced payment proportional to the worst underlier’s decline (potentially zero). All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $500,000 aggregate principal of Contingent Income Auto-Callable Securities due December 8, 2027 with a 1-year initial non-call period. Each $1,000 security pays a contingent semi-annual coupon at an annual rate of 19.80% only if both underlying stocks (Boeing and United Airlines) close at or above 65% of their initial share prices on observation dates. The securities are automatically redeemed early if both underliers close at or above 100% of their initial share prices on a redemption determination date beginning June 3, 2027. At maturity, if the final share price of either underlying is below its 65% downside threshold, holders suffer a loss equal to the 1:1 decline in the worst performing underlying and may lose all principal. Payments are obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk buffered participation securities due June 6, 2031 with an aggregate principal amount of $582,000. The notes pay no interest, feature a 103% leverage factor and a 15% buffer, and are guaranteed by Morgan Stanley.
At maturity the payment is based solely on the basket performance factor measured on the observation date June 3, 2031: positive performance yields the stated principal plus a leveraged upside, modest declines within the 15% buffer return principal, and larger declines produce proportional losses subject to a 15% minimum payment of principal.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income auto-callable securities linked to Cleveland-Cliffs Inc. common stock, with a stated principal amount of $1,000 per security and an aggregate principal amount of $750,000. The securities mature on June 8, 2028 and can be automatically redeemed early beginning after the first redemption determination date of June 3, 2027.
The securities pay a contingent coupon at an annual rate of 23.00% only if the closing level of the underlier on each observation date is at or above the coupon barrier of $7.075 (50% of the initial level). The initial and call threshold level is $14.15. If not called and the final level is below the downside threshold of $7.075, holders will receive the stated principal multiplied by the performance factor (final level / initial level) and may lose a substantial portion or all of principal. The estimated value on the pricing date was $943.30 per security; the price to public is $1,000 with agent commissions of $23.50 per security.