Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering step-down jump securities with an auto-call feature linked to the Energy Select Sector SPDR Fund. These principal-at-risk notes pay no coupons and may be automatically redeemed on scheduled determination dates if the fund’s closing level is at or above the applicable call threshold, for fixed cash payments designed to reflect approximately 11.20% per annum.
If the notes are not called and the final fund level is at or above the upside threshold, investors receive $1,336 per $1,000 at maturity; if between the upside and downside thresholds, they receive only principal; below the downside threshold, repayment is reduced 1% for each 1% decline in the fund and can fall to zero. The estimated value on the pricing date is approximately $972.70 per $1,000, reflecting embedded fees, funding assumptions and hedging costs, and the notes are subject to Morgan Stanley’s credit risk and limited liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Trigger Jump Securities linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, maturing on December 4, 2030. Each note has a $1,000 stated principal amount and pays no interest.
At maturity, if the index’s final level is at or above 60% of its initial level, investors receive $1,000 plus the greater of the index return or a fixed $710 upside payment (a 71% gain). If the final level is between 50% and 60% of the initial level, investors receive only their $1,000 principal. If it falls below 50%, repayment is reduced 1% for each 1% decline, with no minimum, so the entire investment can be lost.
The preliminary estimated value on the pricing date is about $912.60 per note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate advantageous to the issuer. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering fixed rate callable notes due December 16, 2033, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed annual interest rate of 4.450%, with interest accrued on a 30/360 basis and paid semi-annually on June 16 and December 16, starting June 16, 2026.
The issuer may redeem the notes early, in whole but not in part, on annual redemption dates starting December 16, 2029 if a risk neutral valuation model indicates that calling is economically rational for the issuer. Any redemption would be at 100% of principal plus accrued interest, after which no further payments are made on the redeemed notes.
Each note has an issue price and stated principal amount of $1,000, but the estimated value on the pricing date is expected to be approximately $983.80, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to the issuer’s and guarantor’s credit risk, will not be listed on any securities exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities with auto-callable features maturing on December 5, 2030. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $949.80 per security.
The notes are linked to the worst performer of the EURO STOXX 50®, S&P 500® and Dow Jones Industrial AverageSM. Starting December 9, 2026, the notes are automatically redeemed if each index is at or above its call threshold (100% of initial level), paying an early redemption amount that targets about 10.30% per annum, ranging from $1,103.00 to $1,489.25 per security depending on the call date.
If not called, and on the final date all indices are at or above their call thresholds, investors receive $1,515.00 per security. If any index is below its call threshold but all are at or above 70% downside thresholds, repayment is $1,000. If any index finishes below its 70% downside threshold, repayment equals $1,000 multiplied by the performance of the worst index, exposing investors to full downside and potential total loss of principal. The notes pay no interest, are subject to Morgan Stanley’s credit risk, are not listed on any exchange and may have limited secondary liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities due November 29, 2028, linked to the iShares Bitcoin Trust ETF. Each security has a $1,000 stated principal amount and a 20.00% per annum contingent coupon, paid only if the ETF’s closing level is at or above the coupon barrier on each observation date.
The initial level of the ETF is $50.57, with a call threshold level of $50.57 (100%), a coupon barrier level of $35.399 (70%) and a downside threshold level of $30.342 (60%). The notes can be automatically redeemed on scheduled redemption determination dates if the ETF closes at or above the call threshold, returning principal plus the applicable coupon, with no further payments.
If the notes are not called and the final level is at or above the downside threshold, investors receive principal back (plus any final coupon). If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the ETF, potentially to zero. The estimated value on the pricing date is approximately $966.50 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing market-linked notes tied to the S&P 500 Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. The notes are issued at $1,000 per note, with an aggregate principal amount of $1,781,000, and mature on November 26, 2030.
The notes pay no interest. At maturity, investors receive the principal plus an upside payment if the index ends above the initial level of 539.99, based on a 108% participation rate in the index’s gain. If the final level is at or below the initial level, only the principal is repaid.
The estimated value on the pricing date is $948.80 per note, below the issue price due to issuing, selling, structuring and hedging costs and the internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited or no secondary market liquidity. U.S. holders are generally treated as holding contingent payment debt instruments for tax purposes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities due November 29, 2028 linked to the iShares Bitcoin Trust ETF. Each $1,000 security can pay a contingent coupon at an annual rate of 15.85%, but only when the ETF’s closing level on an observation date is at or above the coupon barrier of $30.342, which is 60% of the $50.57 initial level.
The notes may be automatically redeemed on scheduled determination dates if the ETF is at or above the call threshold of $50.57, paying back principal plus the applicable coupon. If the notes are not called and the final ETF level is at or above the downside threshold of $25.285, investors receive principal back (plus any final coupon). If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the ETF, and the payoff can fall to zero. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to the worst performing of the Nasdaq-100, S&P 500 and Russell 2000 indices. Each $1,000 note pays a 15.50% per annum contingent coupon, but only if on an observation date all three indices are at or above 80% of their initial levels; otherwise no coupon is paid for that period.
The notes may be automatically redeemed on set dates in 2026 if each index is at or above 100% of its initial level, in which case investors receive $1,000 plus the applicable coupon and no further payments. If the notes are not called and, at maturity, any index is below 80% of its initial level, repayment of principal is reduced 1% for every 1% decline in the worst index and can fall to zero.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk, are not FDIC insured, and will not be listed on an exchange. The estimated value on the pricing date is approximately $985.90 per $1,000 due to embedded fees and an internal funding rate, and J.P. Morgan entities act as placement agents earning up to $10 per $1,000 in fees.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes due November 29, 2030, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk securities pay no interest and are linked to the worst performing of the EURO STOXX 50® Index and the Nikkei Stock Average.
At maturity, if both indexes finish above their initial levels, holders receive principal plus a leveraged upside payment based on a 285% leverage factor. If either index is at or below its initial level but both stay at or above 75% of their initial levels, investors receive only the $1,000 stated principal per note. If either index closes below its downside threshold level, repayment is reduced 1% for each 1% decline in the worst performer, and the return can fall to zero.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and are not listed on any exchange. The estimated value on the pricing date is approximately $922.50 per $1,000 security, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate, as well as credit and market risks.
Morgan Stanley is offering fixed rate senior notes due December 18, 2035 under an existing shelf registration. The notes pay a fixed interest rate of 4.500% per year, with interest accruing from December 18, 2025 and paid semi-annually on June 18 and December 18, beginning June 18, 2026.
Each note has a stated principal amount and issue price of $1,000, but Morgan Stanley estimates the value on the pricing date will be approximately $972.10 per note because the price includes issuing, selling, structuring and hedging costs and reflects an internal funding rate. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange, and may have limited or no secondary market, with any dealer bids likely below the issue price. In an event of default, the acceleration amount equals the stated principal plus accrued and unpaid interest.