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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent-income, memory buffered, auto-callable notes issued June 8, 2026, guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security and aggregate principal of $1,400,000, mature June 6, 2031, and reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The securities pay a contingent coupon of 9.60% per annum on observation dates only if the underlier meets the coupon barrier level of 1,079.547 (70% of initial level). Automatic early redemption occurs if the underlier is at or above the call threshold of 1,418.833 (92% of initial level) on a redemption determination date. The initial level was 1,542.21, the buffer level is 1,310.879 (85% of initial), and the minimum payment at maturity is 15% of principal. The estimated value on the pricing date was $902.40 and the issue price was $1,000 per security.
Morgan Stanley Finance LLC is offering structured, non‑interest bearing Jump Notes linked to the common stock of NVIDIA Corporation. Each note has a stated principal of $1,000; at maturity on July 6, 2029 investors receive principal plus an upside payment of $314 per note (31.40%) if the final level of the underlier on July 2, 2029 is greater than or equal to the initial level measured on June 30, 2026. If the final level is below the initial level, holders receive only the stated principal. The estimated value on pricing was $982.80 per note. Payments are unsecured and subject to Morgan Stanley’s credit risk; the notes will not be listed.
Morgan Stanley Finance LLC priced Principal-at-Risk Dual Directional Jump Securities linked to NuScale Power Corporation class A common stock. Each note has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of $922.50. The notes are auto-callable on the first determination date of June 10, 2027 if the closing level of the underlier is greater than or equal to the call threshold of $12.27. If not auto-redeemed, payoff at maturity on June 7, 2029 varies by final level: upside participation of 200%, capped depreciation participation mechanics, and potential full principal loss if the final level is below the downside threshold of $7.362.
All payments are subject to the issuer’s credit risk, and the securities do not pay interest; estimated agent commissions are $28.50 per security. The offering materials caution limited secondary market liquidity, model-dependent estimated values, tax uncertainty, and conflicts of interest because affiliates serve as calculation agent and dealer.
Morgan Stanley Finance LLC priced Structured Investments—Enhanced Buffered Jump Securities—linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and matures on July 29, 2027. If the index on the observation date is at or above an 85% buffer level, holders receive the principal plus an $87.50 upside payment (8.75%). If the final level is below the 85% buffer, losses apply at a 1.1765 downside factor per 1% decline beyond the 15% buffer; there is no minimum payment and investors may lose their entire investment. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the credit risk of those entities. The estimated value on the pricing date was approximately $988.10 per security.
Morgan Stanley Finance LLC is offering callable principal-at-risk notes due June 14, 2028
The notes pay a fixed coupon of 8.10% per annum, have a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The estimated value on the pricing date is approximately $968.90. The notes reference the common stock of NextEra Energy, Inc. (underlier), have a strike date of June 9, 2026, an observation date of June 9, 2028 and a maturity date of June 14, 2028.
The notes may be redeemed early beginning on the first redemption date of June 14, 2027 on specified quarterly redemption dates if, as of a determination date, a risk neutral valuation model indicates redemption is economically rational to the issuer. If not redeemed, payment at maturity returns the stated principal only if the final level is at or above a downside threshold equal to 65% of the initial level; otherwise principal is reduced pro rata to the final/initial level. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers variable‑income, auto‑callable notes due June 30, 2031 fully and unconditionally guaranteed by Morgan Stanley. The notes are issued at a stated principal amount of $1,000 per note and have an estimated value on the pricing date of approximately $933.80 per note. Coupon payments are monthly and will be either a lower coupon of 0.25% per annum or a higher coupon of 12.00% per annum, determined on each observation date by the closing levels of four underliers. The notes are linked to the worst performing of AMD, Meta (Class A), Marvell and Tesla common stock; poor performance of any one underlier can prevent higher coupons. The notes may be automatically redeemed early if each underlier meets a call threshold on a redemption determination date; otherwise they repay the stated principal at maturity. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, auto-callable variable-income notes linked to the worst performing of four equities: Meta Platforms (Class A), Palantir (Class A), Netflix and Tesla. Each note has a $1,000 stated principal, pays a monthly variable coupon (either 1.00% or 6.00% annually) and may be automatically redeemed beginning on the first redemption determination date of June 25, 2027. If not called, the notes mature on June 30, 2031 and pay the stated principal plus the final coupon. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, carry issuer credit risk, are tied to the worst performing underlier (no diversification benefit), are not exchange-listed, and had an estimated pricing-date value of approximately $928.90 per note on the pricing date.
Morgan Stanley Finance LLC is offering variable income auto-callable notes due June 30, 2031 with a stated principal of $1,000 per note. The notes pay a variable monthly coupon of either 0.25% (lower) or 9.75% (higher) depending on observation-date tests and are linked to the worst-performing of Palantir Technologies Inc., The Goldman Sachs Group, Inc., and QCOM common stock. The strike and pricing date is June 26, 2026; the issuer estimates a pricing-date value of approximately $939.00 per note. The notes may be automatically redeemed starting with the redemption determination date of June 25, 2027 if each underlier meets call thresholds; if not redeemed, holders receive the stated principal at maturity. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC is offering Variable Income Auto-Callable Notes due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of NVIDIA, Meta Platforms (Class A), Oracle and Alphabet (Class C) and have a stated principal amount of $1,000 per note and an issue price of $1,000 per note. The notes pay a variable coupon: a higher coupon of 9.25% per annum or a lower coupon of 0.25% per annum depending on each observation date. The strike and pricing date are June 26, 2026, the original issue date is June 30, 2026, and the estimated value on the pricing date is approximately $942.30 per note. All payments are subject to Morgan Stanley's credit risk; the notes are unsecured and will not be listed on any exchange.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, callable contingent income securities linked to the worst performing of three commodity‑linked ETFs: Global X Copper Miners (COPX), Global X Uranium (URA) and State Street SPDR Metals & Mining (XME). The securities have a $1,000 stated principal amount per security, an annual contingent coupon of 15.75% payable only if each underlier is at or above its coupon barrier on observation dates, and a call feature driven by a risk neutral valuation model. If not called, maturity payment returns principal only if each underlier is at or above its 50% downside threshold; otherwise investors suffer a loss equal to the percentage decline of the worst performing underlier. Estimated value on pricing date was approximately $952.60 per security. All payments are subject to issuer and guarantor credit risk.