Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley is offering fixed rate notes due December 16, 2033, issued at $1,000 per note with a fixed interest rate of 4.350% per annum. Interest starts accruing on December 18, 2025 and is paid semi-annually on the 16th of June and December, beginning June 16, 2026, using a 30/360 day-count convention. At maturity, investors receive the $1,000 stated principal amount plus any accrued and unpaid interest.
All payments depend on Morgan Stanley’s credit; the notes are unsecured, not bank deposits and not FDIC-insured. The notes will not be listed on any securities exchange, and any secondary market may be limited, with potential resale prices below the issue price. The estimated value on the pricing date is expected to be approximately $978.80 per note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. These factors, along with changes in interest rates and Morgan Stanley’s credit spreads, can adversely affect the market value of the notes before maturity.
Morgan Stanley is offering fixed rate senior notes due December 18, 2030. Each note has a stated principal amount and issue price of $1,000, pays interest at a fixed rate of 4.000% per annum and is issued in U.S. dollars.
Interest accrues from December 18, 2025 and is paid semi‑annually on June 18 and December 18, starting June 18, 2026, using a 30/360 day‑count convention. At maturity, investors receive $1,000 per note plus accrued and unpaid interest, subject to the credit risk of Morgan Stanley, as the notes are unsecured and unsubordinated. The estimated value on the pricing date is expected to be approximately $986.70 per note, reflecting issuance, selling, structuring and hedging costs, and the notes will not be listed on any securities exchange.
Morgan Stanley is offering unsecured fixed rate notes due December 18, 2031 with a stated principal amount and issue price of $1,000 per note and a fixed interest rate of 4.150% per annum. Interest accrues from December 18, 2025 and is paid semi-annually on the 18th of June and December, beginning on June 18, 2026, using a 30/360 day-count convention.
At maturity, investors receive $1,000 per note plus accrued and unpaid interest, subject to the credit risk of Morgan Stanley. The notes will not be listed on any securities exchange, and secondary market liquidity may be limited. Morgan Stanley estimates the value of each note on the pricing date will be approximately $985.80 or within $55.80 of that estimate, reflecting issuance, selling, structuring and hedging costs and the issuer’s internal funding rate. Proceeds are expected to be used for general corporate purposes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering buffered jump securities linked to the S&P 500® Futures Excess Return Index, with a stated principal amount of $1,000 per security and an estimated value on the pricing date of approximately $951.20. The notes do not pay interest and are subject to full issuer and guarantor credit risk.
The securities are automatically redeemed on January 5, 2027 for an early redemption payment of $1,108.50 per security if the index on December 30, 2026 is at or above its initial level. If held to the December 27, 2030 maturity and not called, investors get 150% participation in index gains, principal protection down to a 20% buffer, and a minimum payment at maturity of 20% of principal if losses exceed the buffer.
The notes will not be listed on any exchange, may have limited or no secondary market, and their pricing embeds issuing, selling, structuring and hedging costs plus an internal funding rate that is advantageous to the issuer, making secondary prices and estimated value lower than the $1,000 issue price.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $370,000 of Market-Linked Notes due November 26, 2030 tied to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, is sold at $1,000, and pays no interest.
At maturity, investors receive at least their principal, plus an upside payment if the index final level exceeds the initial level of 539.99. The upside payment equals principal multiplied by a 128% participation rate times the index percent gain; if the index is flat or lower, only principal is repaid. The issuer’s estimated value on the pricing date is $976.20 per note, reflecting embedded issuance, structuring and hedging costs.
The notes are unsecured obligations subject to the credit risk of MSFL and Morgan Stanley, will not be listed on an exchange, and may have limited or no secondary market liquidity. For U.S. tax purposes, they are expected to be treated as contingent payment debt instruments, requiring accrual of taxable interest income over their life.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk, auto-callable market-linked securities tied to the worst performer of Broadcom, Alphabet (Class C) and Netflix common stock, due December 21, 2028.
The notes can be automatically called on the December 2026 call date for a cash payment of at least 141% of face amount, after which no further payments are made. If not called, at maturity holders receive leveraged upside of 300% of any gain in the lowest-performing stock, or a contingent "absolute" return if that stock is down but not by more than 50%, capped so that total positive payoff cannot exceed face amount plus $500.
If the lowest-performing stock falls more than 50% from its starting price, investors lose more than 50%, up to their entire principal. The securities pay no interest, provide no dividends, are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on any exchange and have an estimated initial value of about $939.50 per $1,000 security, reflecting embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,905,000 of market-linked, principal-at-risk securities tied to an unequally weighted basket of five foreign equity indices, maturing on November 27, 2028. The basket allocates 40% to the EURO STOXX 50, 25% to the Nikkei 225, 17.5% to the FTSE 100, 10% to the Swiss Market Index and 7.5% to the S&P/ASX 200, with 125% participation in positive basket returns if held to maturity and not called.
The notes are auto-callable on November 27, 2026 for a fixed cash payment of $1,105 per $1,000 face amount if the basket is at or above its starting level, capping upside at a 10.5% return if called. If not called, investors receive their full principal at maturity only if the basket’s ending level is at or above 75% of the starting level; below this threshold, losses are 1:1 with the basket and can reach 100% of principal.
The securities pay no interest, provide no dividends from the underlying indices, will not be listed on an exchange and are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $966.00 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing fixed income structured securities due May 26, 2027 with principal at risk. Each security has a $1,000 stated principal amount and pays a fixed coupon of 7.40% per year, with monthly coupon payments.
At maturity, investors receive the full principal only if the final level of each of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index is at or above its downside threshold, set at about 70% of its initial level. If any index finishes below its threshold, the repayment of principal is reduced in proportion to the decline of the worst performing index and can fall to zero, though the final coupon is still paid.
The issue price is $1,000 per security, aggregate principal is $1,142,000, and the issuer’s estimated value on the pricing date is $963.90 per security, reflecting embedded fees and an internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any securities exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Dual Directional Buffered PLUS linked to a weighted basket of equity indices and an ETF, in an aggregate principal amount of $3,893,000 at $1,000 per security. The basket includes the iShares MSCI EAFE ETF, MSCI Emerging Markets Index, Russell 2000 Index, S&P 500 Index and S&P MidCap 400 Index with fixed weightings and multipliers.
The notes pay no interest and return depends solely on the basket level on the November 22, 2027 observation date. Investors receive leveraged upside at 150% participation up to a maximum payment of $1,230 per security, limited absolute-return gains of up to 10% if the basket declines but stays above a 10% buffer, and lose 1% of principal for each 1% decline beyond the buffer, subject to a 10% minimum payment at maturity. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange and may have limited secondary liquidity, with an estimated value on the pricing date of $984.20 per $1,000 security.
Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS notes linked to a weighted basket of global equity indices and the iShares MSCI EAFE ETF, with an aggregate principal amount of $3,510,000 and a stated principal of $1,000 per security. The notes pay no interest, mature on November 27, 2028, and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors get 150% leveraged upside on any basket gain, capped at a maximum payment of $1,360 per security (136% of principal). If the basket is flat or down but not below the 10% buffer, investors receive a positive return matching the absolute decline, up to 10%. If the basket falls more than 10%, principal is reduced 1% for each additional 1% drop, subject to a minimum payment of 10% of principal. The estimated value on the pricing date is $978.60 per security, below the issue price, and the notes are subject to Morgan Stanley’s credit risk and limited secondary market liquidity.