Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk fixed income securities maturing on November 26, 2027, with an aggregate principal amount of $1,001,000 and a price of $1,000 per security. The notes pay a fixed coupon at an annual rate of 7.70%, with monthly coupon payments.
The securities are linked to the worst performance of the iShares® Russell 2000® ETF and the Consumer Discretionary Select Sector SPDR® Fund. If, on the observation date of November 22, 2027, the final level of each fund is at or above its downside threshold (IWM $148.922, XLY $143.754), investors receive full principal back plus the final coupon. If either fund is below its threshold, maturity payment is reduced in proportion to the decline of the worst performer and can fall to zero, though coupons are still paid. The estimated value on the pricing date is $987.90 per security, the notes are unsecured and unsubordinated, not listed on an exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $288,000 of Leveraged Buffered Basket-Linked Notes due December 9, 2027 under its medium-term note program. The notes are unsecured, pay no interest and expose investors to principal loss based on a weighted basket of five equity indices: EURO STOXX 50® (38%), Tokyo Stock Price Index (26%), FTSE® 100 (17%), Swiss Market Index® (11%) and S&P®/ASX 200 (8%).
Each note has a $1,000 face amount124.38% of the basket’s positive return. If the basket falls up to 10%, investors receive back $1,000. If it falls more than 10%, repayment is reduced using a buffer rate of approximately 111.11% of the decline beyond 10%, and investors can lose their entire investment. The notes will not be listed, and secondary market liquidity may be limited. The estimated value on the trade date is $970.80 per note, below the $1,000 issue price, reflecting hedging, distribution and structuring costs borne by investors.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $5,336,000 of Callable Jump Notes due November 26, 2030 linked to the S&P 500 Futures Excess Return Index. Each note has a $1,000 principal amount and is sold at $1,000, with an estimated value on the pricing date of $952.50 after issuance, structuring and hedging costs.
The notes pay no periodic interest and return at least principal at maturity if not called. If held to maturity and the index finishes above the initial level of 539.99, investors receive $1,000 plus an upside payment equal to 150% of the index’s percentage gain; otherwise they receive only $1,000. Starting November 30, 2026, the issuer may redeem the notes in whole on scheduled redemption dates if a risk‑neutral valuation model shows early redemption is economically rational. Redemption payments are fixed and increase over time, beginning at $1,090 per note and reaching $1,442.50 near maturity.
Key risks include issuer and guarantor credit risk, no listing or assured secondary market, potential secondary prices well below $1,000, model‑driven call risk that can cap upside, index volatility and futures‑related risks, and complex U.S. tax treatment as contingent payment debt instruments.
Morgan Stanley Finance LLC is offering principal-at-risk Callable Jump Securities linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, total aggregate principal of $2,796,000, and matures on November 26, 2030 unless redeemed earlier.
Beginning December 1, 2026, the issuer may redeem the notes on scheduled redemption dates at fixed cash amounts designed to reflect about 17.50% per annum returns, after which no further payments are made. If not called and the final index level exceeds the initial level of 539.99, investors receive principal plus an upside amount equal to 265% of the index gain. If the final level is between 70% and 100% of the initial level, only principal is returned.
If the final level falls below the downside threshold of 377.993, the maturity payment declines 1% for every 1% index loss, potentially to zero. The securities pay no interest, are unsecured and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $951.20 per note, below the $1,000 issue price due to embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $10,181,000 of Contingent Income Memory Buffered Auto-Callable Securities linked to NVIDIA Corporation common stock. Each security has a stated principal amount of $1,000 and an annual contingent coupon rate of 16.05%, paid only if NVIDIA’s closing level on the observation date is at or above the coupon barrier of $134.16, which is 75% of the initial level.
The notes can be automatically called on set dates in 2026 if NVIDIA’s closing level is at or above the call threshold of $178.88, returning principal plus the applicable coupon and any previously unpaid coupons. If the notes are not called and the final level on December 4, 2026 is at or above the buffer level of $134.16, investors receive full principal back plus any contingent coupon then due.
If the final level is below the buffer, repayment is reduced by 1.3333% of principal for each 1% decline beyond the 25% buffer, and the maturity payment can fall to zero. The securities are unsecured, not principal protected, will not be listed on any exchange, and carry both market risk tied to NVIDIA and the credit risk of Morgan Stanley. The estimated value on the pricing date is $980.90 per $1,000 security, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC is issuing callable contingent income securities due November 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, with a total offering size of $7,981,000.
The notes pay a contingent coupon at an annual rate of 12.78% only if, on every trading day in an observation period, the EURO STOXX 50®, S&P 500® and Russell 2000® indices each stay at or above their coupon barrier levels, set at 75% of their initial levels. The notes can be redeemed in whole on specified redemption dates starting February 26, 2026, if a risk neutral valuation model shows early redemption is economically rational for the issuer.
If not redeemed and each index finishes at or above its downside threshold (also 75% of its initial level), investors receive full principal back plus any final coupon. If any index ends below its downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially down to zero. The estimated value on the pricing date is $973.30 per note, they are unsecured obligations subject to Morgan Stanley’s credit risk, and they will not be listed on any exchange.
Morgan Stanley Finance LLC is issuing $2,175,000 of dual directional buffered participation securities linked to the S&P 500® Equal Weight Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and matures on November 26, 2027, with principal at risk.
At maturity, if the index is above the initial level of 7,515.89, investors receive $1,000 plus 100% of the index gain, capped at a maximum payment of $1,203.50 per security (120.35% of principal). If the index is at or below the initial level but at or above the 85% buffer level, investors earn a positive return up to 15% based on the index’s decline. Below the buffer, principal is reduced 1% for each 1% additional drop, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is $985.10 per security, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Buffered Jump Securities linked to the S&P 500® Index, with an aggregate principal amount of $1,362,000 and a price of $1,000 per security. The notes pay no interest and expose investors to principal risk.
At maturity on May 24, 2029, if the S&P 500 final level is at or above the buffer level of 5,612.542 (85% of the 6,602.99 initial level), each security pays $1,000 plus a fixed upside payment of $220, a 22% return. If the index finishes below the buffer, investors lose 1% of principal for each 1% drop beyond the 15% buffer, with a minimum payment of 15% of principal.
The estimated value on the pricing date is $949 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The securities will not be listed on any exchange, secondary liquidity may be limited, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $795,000 of Callable Contingent Income Buffered Securities due November 27, 2028, linked to the worst performer of the XLE, XLRE and XLV sector ETFs. Each $1,000 note can pay a contingent coupon at an annual rate of 10.00% on scheduled dates, but only if all three funds are at or above their coupon barrier levels (75% of initial levels).
At maturity, if not previously called and each fund is at or above its buffer level (85% of initial), investors receive full principal back plus any final coupon. If any fund finishes below its buffer, principal is reduced 1% for each 1% decline of the worst performer beyond the 15% buffer, with a minimum payment of 15% of principal. The notes are callable from May 27, 2026 based on a risk-neutral valuation model, are not listed on any exchange, had an estimated value of $976 per $1,000 at pricing, and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered Performance Leveraged Upside Securities ("Buffered PLUS") linked to the S&P 500® Index, maturing on July 6, 2028. Each Buffered PLUS has a stated principal amount of $1,000 and pays no interest.
At maturity, if the index has risen, holders receive $1,000 plus 200% of the index percent increase, capped at a maximum payment of $1,219.20 (121.92% of principal). If the index has fallen by up to the 10% buffer, investors receive back $1,000. If the decline exceeds 10%, the payout falls in proportion to the loss beyond the buffer, with a minimum of $100 per note, meaning investors can lose up to 90% of principal.
The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited liquidity. The estimated value on the pricing date is approximately $959.30 per Buffered PLUS, reflecting issuing, selling, structuring and hedging costs embedded in the $1,000 issue price.