Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, non‑interest bearing Jump Notes linked to the Class A ordinary shares of Accenture plc with a $1,000 stated principal per note and an upside payment of $360 (36%) per note. The notes have a pricing and strike date of June 30, 2026, an original issue date of July 6, 2026, an observation date of July 2, 2029 and a maturity date of July 6, 2029. Payments at maturity depend solely on the closing final level of the underlier on the observation date: if the final level is greater than or equal to the initial level, holders receive principal plus the upside payment; if it is less, holders receive only principal. All payments are subject to the issuer and guarantor credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering market‑linked notes due July 1, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an issue price of $1,000.
At maturity the notes pay the stated principal and, if the basket’s final level exceeds the initial level, an upside payment equal to the stated principal amount × a 112% participation rate × the underlier percent change. The estimated value on the pricing date was approximately $929.20 per note and selected dealers receive a $30 commission per note.
Morgan Stanley Finance LLC priced market-linked, auto‑callable principal‑at‑risk securities linked to the lower‑performing share of The Boeing Company and Shopify Inc., with a face amount of $1,000 per security and an estimated value of $912.60 on the pricing date. The notes offer at least a 325% participation rate on positive performance of the lowest performing underlying stock, an automatic call feature with a $1,400 call payment on the call date, and a contingent absolute return that caps certain positive outcomes at 40%. The securities mature on June 14, 2029 with a call date of June 15, 2027 and are fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley credit risk. The pricing date is June 10, 2026.
Morgan Stanley Finance LLC is offering principal-at-risk, dual directional trigger Jump Securities due June 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $845 per security. Payout at maturity depends on the worst performing of three underliers: the EURO STOXX 50® Index, the S&P 500® Index and the State Street® Technology Select Sector SPDR® ETF. If all underliers finish at or above their initial levels, holders receive principal plus the greater of (i) the worst underlier’s percent change or (ii) the fixed upside payment. If the worst underlier declines but stays at or above 70% of its initial level, holders receive principal plus an absolute-return-based positive payoff (capped effectively at 30%). If the worst underlier closes below 70% of its initial level, holders lose 1% of principal for each 1% decline in that underlier and could lose their entire investment. All payments are subject to issuer and guarantor credit risk, and the securities do not pay interest.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for Buffered Jump Securities with an Auto-Callable Feature due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $949.60.
The securities reference the S&P 500® Futures Excess Return Index, have a strike/pricing date of June 25, 2026, a first determination date for automatic early redemption of July 2, 2027 and a final determination date of June 25, 2031. The notes feature a 100% participation rate, a call threshold equal to 100% of the initial level, an early redemption payment of $1,167.50, a buffer level equal to 90% of the initial level (a 10% buffer) and a minimum payment at maturity of 10% of principal. Investors bear full credit risk of MSFL and Morgan Stanley and may lose a significant portion of principal if the underlier performs below the buffer.
Morgan Stanley Finance LLC is offering Buffered Digital MSCI EAFE® Index‑Linked Notes, unsecured and fully guaranteed by Morgan Stanley, with a Face Amount of $1,000 per note. Payments at maturity depend on the MSCI EAFE® Index performance measured from the Trade Date to a Determination Date expected 21–24 months later. If the Final Underlier Level is at least 87.50% of the Initial Underlier Level, investors receive a capped Maximum Settlement Amount (expected to be 113.78%–116.21% of face). If the Final Underlier Level is below 87.50%, investors incur losses and could lose their entire investment. The issuer estimates the value on the Trade Date at approximately $989.30 per note. All payments are subject to Morgan Stanley’s credit risk; the notes pay no interest, are not listed, and have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering buffered participation structured notes due December 9, 2026, fully and unconditionally guaranteed by Morgan Stanley, linked to the performance of a 17-stock technology and cloud services basket.
Each security has a $1,000 stated principal amount, a 100% participation rate, a 10% buffer (buffer level = 90), a downside factor of 1.1111, and a maximum payment at maturity of $1,295. Key dates: strike date June 4, 2026, pricing date June 5, 2026, original issue date June 10, 2026, observation date December 4, 2026.
The issuer estimates the value on the pricing date at approximately $983.60 per security. The securities pay no interest, provide limited downside protection only up to the buffer, expose investors to issuer credit risk, and may result in a loss of principal including total loss.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due June 22, 2029, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 12.55% per annum only when each underlier meets its coupon barrier on observation dates and are linked to the worst performing of TLT, Nasdaq-100 (NDX) and Russell 2000 (RTY). If not called and all final levels are at or above downside thresholds (each set at 70% of initial level), investors receive principal; if the worst performing underlier is below its downside threshold, payment at maturity equals the stated principal multiplied by the worst performing underlier's performance factor, exposing investors to potential loss of principal. The securities may be called beginning December 22, 2026 based on a risk neutral valuation model; estimated value at pricing was approximately $982.70 per security. All payments are subject to Morgan Stanley's credit risk and U.S. federal tax treatment is uncertain.
Morgan Stanley Finance LLC offers contingent income auto-callable notes tied to NVIDIA common stock with principal at risk. Each security has a $1,000 stated principal amount, an original issue price of $1,000 and a hypothetical estimated value of approximately $981.90 on the pricing date. The notes pay a contingent annual coupon of 10.90% only if the underlier meets the coupon barrier on specified observation dates and are automatically redeemed early if the closing level meets or exceeds the call threshold on a redemption determination date. At maturity, if not redeemed, repayment equals principal if the final level is at or above the downside threshold (45% of the initial level); if below, the payment equals principal multiplied by final/initial level, exposing investors to full downside loss. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC offers callable contingent income securities linked to the common stock of Incorporated (QCOM), issued under its Series A Global Medium-Term Notes program. Each security has a $1,000 stated principal amount, a contingent coupon of 24.00% per annum and a principal-at-risk payoff tied to a 50% downside threshold. The notes may be redeemed on specified redemption dates beginning December 21, 2026 based on a risk neutral valuation model; maturity is December 21, 2027.