MORGAN STANLEY SEC Filings

Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst-performing of NVIDIA Corporation and ServiceNow, Inc., with a $1,000 stated principal amount per security and original issue price of $1,000. The securities have a first determination date of June 11, 2027, an early redemption payment of $2,112.50 if both underliers meet their call thresholds, and a maturity date of June 7, 2029. The notes use a 150% participation rate to calculate upside at maturity if both final levels exceed initial levels. Initial levels on the strike date were $218.66 (NVDA) and $119.36 (NOW); downside thresholds are $196.794 and $107.424 respectively. Estimated value on the pricing date was approximately $918.00 per security. All payments are subject to issuer and guarantor credit risk.

Morgan Stanley Finance LLC offers structured Jump Notes due July 20, 2027, fully guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and a fixed upside payment of $74 per note (7.40%) payable at maturity if the worst performing underlier finishes at or above its strike level. The notes pay no interest, are unsecured, and base payoff on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Observation date is July 15, 2027 (final levels used); strike and pricing date are June 15, 2026.

Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the common stock of Amazon.com, Inc. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 10.20% only if the underlier meets the coupon barrier on observation dates and feature automatic early redemption beginning with a first redemption determination date of December 28, 2026. If not called, the securities mature on July 29, 2027; if the final level is below the downside threshold (set at 69% of the initial level), holders suffer a loss proportional to the decline in the underlier and could lose their principal. The document states an estimated value on the pricing date of approximately $969.20 per security and discloses the closing level of the underlier on June 4, 2026 as $253.79. All payments are subject to the issuer’s and guarantor’s credit risk and U.S. federal income tax treatment is described as uncertain.

Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities linked to the Class A common stock of Bloom Energy Corporation, with a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. The securities pay a 56.00% annual contingent coupon on each interest period only if the closing level of the underlier on the observation date is at or above the coupon barrier (set at 60% of the initial level). The notes are automatically redeemed if the closing level on any redemption determination date is at or above the call threshold (100% of the initial level), in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, maturity payment equals principal if the final level is at or above the downside threshold (60% of initial level); if below, payment equals stated principal multiplied by final/initial level, exposing holders to full downside and possible total loss. All payments are subject to issuer and guarantor credit risk.

Morgan Stanley Finance LLC is offering callable, principal-at-risk contingent income securities linked to ServiceNow, Inc. common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 21.75% per annum on each coupon payment date only if the underlier’s closing level on the related observation date is at or above a coupon barrier set at 50% of the initial level. The securities may be redeemed early beginning on December 21, 2026 if a risk neutral valuation model determines redemption is economically rational; otherwise, at maturity on December 21, 2027 investors receive principal only if the final level is at or above a downside threshold equal to 50% of the initial level, and otherwise suffer losses proportionate to the decline in the underlier.

Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities linked to the S&P 500® Index, with a stated principal amount of $1,000 per security. The securities pay no interest and are fully guaranteed by Morgan Stanley. At maturity on June 22, 2027, if the final level is at or above the downside threshold, holders receive the stated principal plus a fixed $84.50 upside payment; if the final level is below the downside threshold, holders suffer losses pro rata to the index decline and could lose their entire principal. The offering lists an estimated value on the pricing date of approximately $985.90 per security and reflects placement agent compensation of up to $10 per security; all payments are subject to issuer and guarantor credit risk.

Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS principal-at-risk securities with a $1,000 stated principal amount per security and an aggregate principal amount of $1,500,000. The securities mature on June 7, 2029, are linked to the worst performing of the Russell 2000® and S&P MidCap 400® indices, and are fully and unconditionally guaranteed by Morgan Stanley. Investors receive no interest; payoff at maturity depends on the worst performing underlier: leveraged upside at 112% for positive performance, capped absolute participation up to 15% when declines stay within a 15% buffer, and losses below the buffer with a minimum payment of 15% of principal. All payments are subject to issuer credit risk.

Morgan Stanley Finance LLC is offering structured, market-linked notes due June 17, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and a participation rate of 123.50% linked to the S&P 500® Futures Excess Return Index. The notes pay no periodic interest; at maturity investors receive the stated principal plus an upside payment equal to the stated principal × participation rate × underlier percent change if the final level exceeds the initial level. If the final level is equal to or less than the initial level, investors receive only the stated principal. The pricing date and strike date are June 12, 2026. The estimated value on the pricing date is approximately $946.80 per note. All payments are subject to the issuer’s and guarantor’s credit risk, the notes will not be listed, and certain client accounts with Morgan Stanley discretionary authority may not purchase these notes.

Morgan Stanley Finance LLC priced Principal at Risk notes tied to NVIDIA Corporation common stock. The offering totals $5,987,000 at an issue price of $1,000 per security and is fully guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 16.60% on observation dates when the closing level of NVDA is at or above the coupon barrier of $139.588. The notes feature automatic early redemption if NVDA closes at or above the call threshold of $214.75 on any redemption determination date. At maturity, if the final level is below the downside threshold of $139.588, principal is paid pro rata by the performance factor and may be significantly reduced or zero. All payments are subject to issuer credit risk; the estimated value at pricing was $979.40 per security.