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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers callable contingent income securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 7.85% only if the closing level of each underlier (the Dow Jones Industrial, Nasdaq-100 and Russell 2000) meets or exceeds its coupon barrier on each observation date. The securities mature on June 24, 2031, with a final observation date of June 18, 2031. If not redeemed and the final level of any underlier is below its downside threshold (65% of its initial level), payment at maturity will be reduced pro rata to the performance of the worst performing underlier and could be zero. An issuer call may occur on scheduled redemption dates starting June 25, 2027, but only if a risk neutral valuation model indicates redemption is economically rational. The estimated value on the pricing date is approximately $944.30 per security.
Morgan Stanley Finance LLC is offering callable Principal at Risk notes due June 24, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, will pay a fixed monthly coupon (an annual rate of at least 10.10% to be set on the pricing date) and may be called beginning December 24, 2026 based on the output of a risk‑neutral valuation model. At maturity, if every underlier (the Nasdaq‑100, Russell 2000 and S&P 500) is at or above its downside threshold (each set at 70% of its initial level), holders receive the stated principal; if the worst performing underlier finishes below its threshold, the repayment equals the stated principal multiplied by that underlier’s performance factor and could be significantly less or zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced principal-at-risk notes offering tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities were issued at $1,000 per security with an aggregate principal amount of $2,131,000 and an estimated value on the pricing date of $899.60 per security. The notes pay a contingent coupon at an annual rate of 10.50% when the index closing level on observation dates meets or exceeds the coupon barrier (70% of the initial level). The securities feature automatic early redemption if the underlier meets the call threshold (100% of the initial level) on any redemption determination date, a 15% buffer at maturity, and a 15% minimum payment at maturity. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced structured, principal‑at‑risk notes tied to a two‑stock basket and fully guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security, aggregate issuance of $253,000, an upside payment of $465 (46.50% of principal) if the final level is at or above the initial level, and a payment at maturity that declines 1% for each 1% drop in the underlier.
Key dates: strike and pricing date June 3, 2026, original issue date June 8, 2026, observation date December 3, 2027 and maturity December 8, 2027. Estimated value on the pricing date was $977.90 per security. All payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a structured note linked to Rigetti Computing, Inc. The offering consists of 800 securities at a $1,000 stated principal amount each (aggregate $800,000), with an issue price of $1,000 per security and an estimated value on the pricing date of $920.70. The notes pay a contingent coupon at an annual rate of 41.75% on each coupon payment date only if the closing level of Rigetti stock is at or above the coupon barrier ($12.048, 50% of the initial level) on the related observation date. The notes are subject to automatic early redemption beginning with the redemption determination date of June 3, 2027 if the closing level is at or above the call threshold ($24.095, 100% of the initial level). If not redeemed, at maturity on June 8, 2028 investors receive principal only if the final level is at or above the downside threshold ($12.048); otherwise the payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to loss of principal up to 100%. All payments are obligations of MSFL and guaranteed by Morgan Stanley and are subject to the issuer's credit risk.
Morgan Stanley Finance LLC prices Principal at Risk Callable Contingent Income Securities linked to Palantir Technologies Inc. The offering comprises $671,000 aggregate principal of notes at a $1,000 stated principal amount per security with an original issue price of $1,000 and an estimated value of $974.10 on the pricing date.
Key economics: a 17.00% annual contingent coupon payable only if the underlier meets the coupon barrier on observation dates; initial level $142.20, coupon barrier and downside threshold of $71.10 (50% of initial); maturity on December 8, 2027; first callable date December 8, 2026. Payments are subject to issuer credit and the notes are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced a primary offering of $258,000 aggregate principal of Principal at Risk structured notes due December 8, 2027, fully guaranteed by Morgan Stanley. The notes reference a two-stock basket (50% Campbell Soup Company; 50% EPAM Systems) and pay a fixed $431 upside per $1,000 if the final level is at or above the initial level.
The securities do not pay interest, expose investors to full credit risk of Morgan Stanley, and reduce principal dollar-for-dollar if the underlier declines; the estimated value on the pricing date was $966.10 per security and agent commissions totaled $15 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to EPAM Systems, Inc. common stock with a $1,000 stated principal per security and a maturity date of June 7, 2028. The securities pay a contingent coupon of 18.64% per annum on observation dates only if the underlier meets the coupon barrier.
The initial level and call threshold were set at $103.23; the coupon barrier and downside threshold are $61.938 (60% of the initial level). Securities are automatically redeemed if the underlier closes at or above the call threshold on any redemption determination date; otherwise final payment can result in a principal loss pro rata to the underlier's decline. Issue price is $1,000 (estimated value on pricing date $971.40); aggregate offering is $630,000. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due June 7, 2029, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount and an observation date of June 4, 2029. The securities pay no interest and offer a leveraged upside equal to 122% of the appreciation of the worst performing underlier, a 15% downside buffer, and a 15% minimum payment at maturity. If the worst performing underlier finishes below its buffer level, investors lose 1% for each 1% decline beyond the buffer, subject to Morgan Stanley credit risk. The estimated value at issuance was $980.30 per security; aggregate issuance is $3,320,000. Agent fees and structuring payments reduce proceeds to the issuer and are disclosed in the supplement.
Morgan Stanley prices a preliminary offering of fixed rate notes due August 10, 2027 with a stated principal of $1,000 per note and an interest rate of 4.375% per annum. The original issue date is June 10, 2026.
The notes pay interest in arrears on August 10, 2027, are book-entry only, will not be listed on any exchange, and are unsecured obligations subject to Morgan Stanley's credit risk. The proceeds are for general corporate purposes; Morgan Stanley will receive $1,000 per note issued.