Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices auto-callable Jump Securities linked to the worst-performing of Advanced Micro Devices, Inc. and Marvell Technology, Inc.. The securities have a stated principal amount of $1,000 per security, an original issue date of June 10, 2026, and mature on June 8, 2028. Beginning one year after issuance, monthly determination dates may trigger automatic early redemption for fixed early redemption payments that correspond to a per annum return of approximately 62.508%. If not redeemed, the payment at maturity is $2,250.16 if both final share prices are at or above their 60% downside threshold levels; otherwise the maturity payment equals $1,000 multiplied by the share performance factor of the worst-performing underlying stock, which could result in a payment below 60% of principal and possibly $0. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to Intuitive Surgical, Inc. common stock, with a $1,000 stated principal per security and a maturity date of July 15, 2027. The securities pay a contingent coupon of 10.75% per annum on each coupon payment date only if the closing level of the underlier is at or above the coupon barrier level on the related observation date.
The securities feature automatic early redemption if the underlier’s closing level meets or exceeds the call threshold on any redemption determination date (first such date: December 14, 2026), and a downside exposure at maturity if the final level is below the downside threshold (both threshold levels set at 67% of the initial level in this pricing supplement). Estimated value on the pricing date was approximately $964.30 per security; all payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities linked to the common stock of Intuitive Surgical, Inc.. Each security has a $1,000 stated principal amount and an original issue price of $1,000, with an estimated value on the pricing date of approximately $978.90. The securities pay a contingent coupon at an annual rate of 13.10% on each coupon payment date only if the closing level of the underlier is at or above a coupon barrier set at 67% of the initial level. The securities may be automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold (100% of the initial level). At maturity, if not redeemed and the final level is below the downside threshold (67% of the initial level), investors suffer a loss proportional to the underlier’s decline; repayment could be significantly less than principal or zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $1,572,000 aggregate of Leveraged Buffered MSCI EAFE® Index-Linked Notes due July 14, 2028. Each Face Amount is $1,000. The notes provide 160% upside participation subject to a cap: the Cap Level is 120.06% of the initial index level, producing a $1,320.96 maximum cash settlement per $1,000 face amount. There is a buffer of 15.00% (Buffer Level = 85.00% of the initial level); if the final index level declines by more than 15.00%, holders incur pro rata losses and could lose their entire investment. Trade Date is June 2, 2026, Initial Underlier Level is 3,105.78, estimated value on the Trade Date is $991.50 per note, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $3,940,000 of Airbag In-Digital Securities linked to a weighted basket of international indices. Each Security has an Issue Price of $10.00, an estimated Trade Date value of $9.928 per Security, and a fixed Digital Return of 10.30% payable at maturity if the Final Basket Level is at or above the Digital Barrier. The Digital Barrier and Downside Threshold equal 90 (90% of the Initial Basket Level). If the Final Basket Level is below that threshold, principal is contingent and investors lose 1.111% of principal for each 1% the Basket declines beyond the 10% Threshold Percentage. Trade Date is June 2, 2026, Final Valuation Date is July 2, 2027, and Maturity Date is July 8, 2027. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are therefore subject to the issuer's credit risk.
Morgan Stanley Finance LLC is offering Buffered Jump Securities due June 14, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest and return either the $1,000 stated principal plus a fixed $100 upside payment if the final reference rate is at or above the threshold reference rate of 3.7157%, or a reduced cash payment at maturity if the final reference rate is below that threshold. The payoff is based on the percentage change in the 10‑Year U.S. Dollar SOFR ICE Swap Rate from the initial reference rate of 4.072% to the final reference rate on the valuation date (June 9, 2027); below the threshold you lose 1.096% of principal for each 1% decline beyond the buffer (8.75%) and the payment can be zero. The issue price is $1,000 per security, aggregate $1,000,000, estimated value on the pricing date $991.00 per security, and proceeds are for general corporate purposes.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index with an aggregate principal amount of $1,475,000. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $940.80. The securities mature on June 5, 2031 with an observation date of June 2, 2031. Investors receive stated principal plus 171.75% of upside if the final level exceeds the initial level; if the final level falls below an 80% buffer, losses occur on a 1% for 1% basis beyond the buffer, subject to a 20% minimum payment at maturity.
Morgan Stanley Finance LLC is offering market-linked notes due June 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and pay no interest. At maturity investors receive the stated principal amount plus an upside payment only if the S&P 500® Futures Excess Return Index final level exceeds the initial level of 611.86 (strike date June 2, 2026). The upside payment equals the stated principal amount × participation rate 117% × index percent change. The original issue price is $1,000 and the issuer’s estimated value on the pricing date was $940.80 per note. The aggregate principal amount offered is $540,000; selected dealers receive a fixed commission of $40 per note and proceeds to the issuer are $960 per note. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced $1,000,000 of Principal at Risk securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount, a participation rate of 100%, a 10% buffer (buffer level 6,839.964) and a maximum payment at maturity of $1,152. The initial level is 7,599.96 (strike date) and the observation date is June 4, 2027, with maturity on June 9, 2027. The estimated value on the pricing date was $992.40 per security; the securities pay no interest, are unsecured obligations of MSFL, and are fully guaranteed by Morgan Stanley. All payments are subject to issuer credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC is offering $500,000 of Digital S&P 500® Index-Linked Notes due July 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note provides a capped upside of $1,089.40 at maturity if the S&P 500® closes at or above 80% of its June 2, 2026 level; otherwise investors suffer a loss equal to the full percentage decline in the index from the initial level, potentially losing the entire investment. The notes pay no interest, are unsecured, not listed, and their estimated value on the trade date was $985.80 per note. All payments are subject to issuer credit risk and payment at maturity depends on the Closing Level on the Determination Date.