Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable securities linked to Micron Technology common stock. Each note has a $1,000 stated principal and an original issue price of $1,000; the aggregate offering size is $1,070,000. The notes pay a contingent coupon of 28.85% per annum on scheduled coupon dates only if the underlier’s closing level on observation dates is at or above the coupon barrier ($510.38, 50% of the initial level). The securities are automatically redeemed early if the underlier’s closing level on a redemption determination date is at or above the call threshold ($1,020.76, 100% of the initial level), in which case holders receive principal plus any payable contingent coupons. At maturity, if not redeemed and the final level is below the downside threshold ($510.38), payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to possible total or near-total loss of principal. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC is issuing callable contingent income securities linked to ServiceNow, Inc. common stock that are fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, a contingent coupon of 21.75% per annum and a final maturity of December 21, 2027.
Coupons are paid only if the underlier's closing level on each observation date is at or above the coupon barrier level of $50.665 (50% of the initial level). If not redeemed earlier and the final level is below the downside threshold of $50.665, principal is reduced pro rata by the underlier's decline; losses could be total.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and $1,000 issue price; aggregate issuance is $500,000.
The securities can be automatically redeemed on the first determination date June 21, 2027 if the underlier closes at or above the call threshold 3,165.66, producing an early redemption payment of $1,252.50. At final determination on June 16, 2031, payoff depends on the final level versus the initial level 3,517.40 and the downside threshold 1,758.70; the participation rate for upside is 325%. Investors bear issuer credit risk and may lose their entire principal.
Morgan Stanley Finance LLC priced a callable principal-at-risk note linked to the common stock of Incorporated (QCOM). The offering is $1,309,000 aggregate with a stated principal of $1,000 per security and an issue price of $1,000. The securities pay a contingent coupon of 24.00% per annum on each interest period only if the closing level of the underlier meets or exceeds a coupon barrier set at $107.035 (50% of the initial level). The initial closing level was $214.07. The notes are callable beginning December 21, 2026 based on the output of a risk neutral valuation model. At maturity December 21, 2027, if the final level is below the downside threshold of $107.035, principal is reduced pro rata by the performance factor (final/initial level), which could result in the loss of most or all principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the Class A common stock of Meta Platforms, Inc. (underlier). Each note has a $1,000 stated principal amount and matures on August 5, 2027. The notes pay a contingent coupon at an annual rate of 10.30% on each interest period only if the closing level of the underlier on the related observation date is at or above the coupon barrier (80% of the initial level). The notes feature automatic early redemption on specified determination dates if the closing level is at or above the call threshold (100% of the initial level). At maturity, if the final level is below the buffer (80% of the initial level), principal is reduced by 1% for each 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley; holders bear issuer credit risk. The document states an estimated value on the pricing date of approximately $969.20 per security.
Morgan Stanley Finance LLC offers Principal-at-Risk contingent income auto-callable securities guaranteed by Morgan Stanley. The issue totals $2,456,000 in aggregate principal at $1,000 per security, maturing July 21, 2027 with a final observation on July 16, 2027.
The securities pay a contingent coupon at an annual rate of 15.25% only if the closing level of the underlier, Fiserv, Inc., is at or above the coupon barrier of $29.400 (59% of the initial level) on observation dates. Automatic early redemption may occur on specified dates beginning with the redemption determination date of December 16, 2026 if the underlier is at or above the call threshold of $49.83. If not redeemed and the final level is below the downside threshold of $29.400, payment at maturity equals principal multiplied by the performance factor and could be significantly less than principal or zero. The estimated value on the pricing date was $975.60 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due July 6, 2032, fully guaranteed by Morgan Stanley. The securities reference the S&P 500® Index and provide 133% leveraged upside subject to a $1,850 maximum payment and a trigger feature at approximately 85% of the initial index value. The initial index value on the pricing date was 7,511.35 and the trigger level is 6,384.648. If the final index value on the valuation date is below the trigger, investors suffer proportional losses (1% loss of principal per 1% index decline), potentially losing their entire investment. The issue price is $1,000 per Trigger PLUS (estimated value on the pricing date: $958.20); aggregate principal offered is $7,233,000. Secondary trading may be limited and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 20, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The securities have a $1,000 stated principal amount, $1,300 early redemption payment if the underlier is ≥ the 90% call threshold on the first determination date, and a 300% participation rate for upside at maturity. The initial level is 3,517.40, the call threshold is 3,165.66 (90%), and the downside threshold is 1,758.70 (50%). The estimated value on the pricing date was $954.00 per security. Payments are subject to issuer credit risk and the securities may expire worthless if the final level is below the downside threshold.
Morgan Stanley Finance LLC is offering market-linked notes due June 21, 2030 that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $250,000.
At maturity the notes pay the stated principal amount and, if the Vanguard Value Index Fund (underlier) final level exceeds the initial level of $218.03, an upside payment equal to 100% participation in the underlier percent change subject to a maximum payment of $1,443 per note. The notes pay no periodic interest, are not listed, and the estimated value on the pricing date was $974.90 per note. All payments are subject to Morgan Stanley credit risk; secondary market liquidity may be limited.
Morgan Stanley Finance LLC priced a structured note offering called Buffered PLUS linked to the S&P 500® Futures Excess Return Index. The securities have a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $952.70. The notes mature on June 20, 2031 and provide 179% leverage on upside above the initial level and a 20% buffer below which principal losses occur at a 1:1 rate beyond the buffer; the minimum payment at maturity is 20% of principal.
The offering totals $697,000 aggregate principal. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk, tax-treatment uncertainty and limited secondary-market liquidity.