Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,500,000 of Enhanced Buffered Jump Securities linked to the common stock of NVIDIA Corporation. These unsecured notes pay no interest, are not principal protected, and mature on December 16, 2026.
At maturity, if NVIDIA’s final stock level is at or above the buffer level of $143.104 (80% of the $178.88 initial level), investors receive $1,000 plus a fixed upside payment of $197 per security, a 19.70% gain, regardless of how much the stock has risen or modestly fallen. If the final level is below the buffer, repayment is reduced by 1.25% of principal for each 1% decline beyond the 20% buffer, with no minimum payment, so the entire investment can be lost.
The securities’ estimated value on the pricing date is $979.50 per $1,000, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that benefits the issuer. The notes will not be listed on any exchange, secondary liquidity may be limited, and returns depend both on NVIDIA’s stock performance and Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC is offering $264,000 of S&P 500®-linked Buffered PLUS notes, issued at $1,000 per security and fully guaranteed by Morgan Stanley. These unsecured notes pay no interest and return depends entirely on the index level at maturity on November 29, 2029.
If the S&P 500® final level exceeds the initial level of 6,705.12, holders receive principal plus 200% of the index gain, capped at a maximum payment of $1,330 per security. A 10% buffer protects against moderate losses, but below 90% of the initial level, investors lose 1% of principal for each 1% additional decline, with a minimum payout of 10% of principal. The estimated value on the pricing date is $942.20 per security, and the notes carry full issuer and guarantor credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $500,000 of Enhanced Buffered Jump Securities linked to the Class A common stock of Palantir Technologies Inc. Each note has a stated principal amount and issue price of $1,000.
The notes pay no interest and do not guarantee return of principal. At maturity on December 9, 2026, if Palantir’s final stock price is at or above the buffer level of $108.395 (70% of the $154.85 initial level), investors receive $1,000 plus a fixed upside payment of $245.50 per security, a 24.55% gain, regardless of how much the stock has risen.
If the final level is below the buffer, investors lose 1.4286% of principal for each 1% Palantir falls beyond the 30% buffer, with no minimum payment at maturity, so the entire investment can be lost. The estimated value on the pricing date is $980.40 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and exposes investors to issuer credit risk.
The notes can be automatically redeemed quarterly from December 2026 if the index closes at or above 90% of its initial level, paying fixed call amounts that start at $1,120 and step up to $1,590. If the notes are not called and, on the final determination date, the index is at or above the call threshold, investors receive $1,600 at maturity in December 2030.
If at maturity the index is below the call threshold but at or above the 85% buffer level, investors receive only principal back. If it finishes below the buffer, repayment is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $905.50 per note, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Dual Directional Trigger PLUS notes due November 29, 2030, linked to the worst performer among the Dow Jones Industrial Average, S&P 500 Index and Russell 2000 Index. Each note has a $1,000 stated principal amount, pays no interest and exposes investors to full principal risk.
If the worst-performing index finishes above its initial level, holders receive principal plus 120% of that index’s gain. If the worst-performing index is at or below its initial level but at or above 60% of its initial level, investors receive principal plus a positive return equal to 50% of the index’s percentage decline, effectively capped at a 20% gain. If the worst-performing index falls below 60% of its initial level, maturity payment is reduced 1% for each 1% decline, and can fall to zero.
The aggregate principal amount is $251,000, offered at $1,000 per note with an estimated value of $934 on the pricing date, reflecting embedded fees and a funding rate favorable to the issuer. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited secondary liquidity.
Morgan Stanley Finance LLC is issuing callable contingent income securities linked to the worst performer of the S&P 500, EURO STOXX 50 and Russell 2000 indices, maturing on November 29, 2028. Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $115,000, and an estimated value on the pricing date of $939.60 per security.
The notes pay an 8.00% per annum contingent coupon only if, on each observation date, every index closes at or above its coupon barrier level (80% of its initial level). Principal is protected only if, at maturity and no prior redemption, each index finishes at or above its downside threshold (70% of its initial level); otherwise investors lose 1% of principal for each 1% decline in the worst-performing index, potentially all of their investment.
The securities are subject to early redemption from May 29, 2026 onward if a risk neutral valuation model indicates calling is economically rational for the issuer. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, will not be listed on any exchange, and carry significant market, credit, liquidity and U.S. tax risks.
Morgan Stanley Finance LLC is offering $1,887,000 of Dual Directional Buffered Participation Securities linked to the S&P 500® Index, due November 29, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and is principal at risk.
At maturity, investors participate 100% in S&P 500 gains, capped at a maximum payment of $1,480 per $1,000 security. If the index is flat or down but not below 85% of its initial level, investors earn up to a 15% positive "absolute" return. Below the 15% buffer, investors lose 1% of principal for each 1% additional index decline, with a minimum payment of 15% of principal.
The estimated value on the pricing date is $933.20 per security, below the $1,000 issue price because of issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes will not be listed on any exchange, secondary market liquidity may be limited, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing S&P 500®-linked Buffered PLUS notes maturing on November 29, 2028, with a stated principal amount of $1,000 per security and an aggregate principal amount of $423,000. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the S&P 500 final level is above the initial level of 6,705.12, investors receive principal plus 300% of the index gain, capped at a maximum payment of $1,232.50 per security (123.25% of principal). If the index is between 90% and 100% of the initial level, investors receive only their $1,000 principal.
If the index falls below the 90% buffer level of 6,034.608, investors lose 1% of principal for each 1% drop beyond the 10% buffer, down to a minimum payment of 10% of principal. The estimated value on the pricing date is $949.70 per security, reflecting structuring and distribution costs and an internal funding rate. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering Contingent Income Buffered Auto-Callable Securities due November 29, 2030, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $100,000, and an estimated value on the pricing date of $900.80.
The notes pay a 12.00% per annum contingent coupon only when the index closes at or above the coupon barrier of 2,040.108 on the relevant observation date and are automatically called if the index is at or above the 2,768.718 call threshold on specified dates starting in 2026. If not called, principal is repaid at maturity only if the final index level is at or above the 2,477.274 buffer level; otherwise investors lose 1% of principal per 1% index decline beyond the 15% buffer, subject to a 15% minimum payment. The securities are unsecured, not listed, and expose investors to Morgan Stanley’s credit risk and to the leveraged, decrement-based index.
Morgan Stanley Finance LLC is issuing $624,000 of Buffered Jump Securities with Auto-Callable Feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each note has a $1,000 stated principal amount and issue price, is unsecured, and is fully and unconditionally guaranteed by Morgan Stanley, with no periodic interest payments.
The notes can be automatically redeemed starting on November 25, 2026 if the index is at or above the 1,127.75 call threshold level, paying an early redemption amount that targets about 15.25% per annum, up to preset cash payments that increase on each of 48 determination dates. If held to November 29, 2030 and not auto-called, investors receive $1,762.50 per note if the final index level is at or above the call threshold, only principal back if the index finishes between the 80% buffer level of 902.20 and the threshold, and a proportional loss beyond the 20% buffer, subject to a 20% minimum payment of principal.
The estimated value on the pricing date is $906.30 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate, so secondary market prices are expected to start below par. The notes are not listed, market making by Morgan Stanley & Co. LLC is discretionary, and investors face both index performance risk and Morgan Stanley’s credit risk, including the possibility of losing a significant portion of principal.