Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Contingent Income Memory Buffered Auto-Callable Securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on November 29, 2030. Each security has a $1,000 stated principal amount and an aggregate principal of $3,588,000, with an estimated value on the pricing date of $901.10 per security.
The notes pay an annual 11.00% contingent coupon, but only when the index closes at or above the coupon barrier level of 902.20 (80% of the initial level) on the relevant observation date; missed coupons can be paid later if the barrier is met. The notes are auto-callable quarterly starting November 24, 2026 if the index is at or above the call threshold level of 1,127.75, returning principal plus due coupons.
If not called, and at maturity the index is at or above the buffer level of 958.588 (85% of the initial level), investors receive full principal back plus any payable coupons. If the final level is below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal, meaning a significant loss of capital is possible. The securities are unsecured and subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited liquidity.
Morgan Stanley Finance LLC is issuing Enhanced Buffered Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000, with a total aggregate principal amount of $7,062,000, and an estimated value on the pricing date of $982.40 per security due to issuing, selling, structuring and hedging costs.
The notes mature on December 10, 2026 and pay no interest and do not guarantee return of principal. If the S&P 500® final level on the observation date is at or above the buffer level of 5,699.352 (85% of the initial level of 6,705.12), investors receive principal plus a fixed upside payment of $70 per security (7.00%). If the final level is below the buffer level, investors lose about 1.1765% of principal for every 1% decline beyond the 15% buffer, with no minimum payment at maturity, so the entire investment can be lost. The securities are unsecured, subject to Morgan Stanley’s credit risk and will not be listed, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $529,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and matures on November 29, 2030, with no periodic interest payments.
The notes can be automatically redeemed on quarterly determination dates starting November 25, 2026 if the index closes at or above the call threshold level of 958.588 (85% of the initial level of 1,127.75), for increasing early redemption payments corresponding to a return of about 9.50% per annum (from $1,095 to $1,467.083 per security over the schedule).
If the notes are not called and the final index level is at or above the 15% buffer level of 958.588, investors receive a fixed $1,475 per security at maturity. If the final level is below the buffer, the payout is $1,000 × (performance factor + 15%), with a minimum of 15% of principal, exposing investors to losses beyond the buffer. The securities are unsecured, not listed on an exchange, carry issuer and guarantor credit risk, and had an estimated value on the pricing date of $903.90 per security, reflecting embedded costs and an internal funding rate. Upfront selling commissions are $43.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities” with an auto-call feature, fully and unconditionally guaranteed by Morgan Stanley, in an aggregate principal amount of $693,000 at $1,000 per security. The notes are linked to the worst performer of the Utilities Select Sector SPDR Fund, the EURO STOXX 50 Index and the Russell 2000 Index, and pay no interest. They may be automatically redeemed on scheduled determination dates if each underlier is at or above its call threshold, for increasing early redemption payments corresponding to approximately 16.30% per annum. If held to maturity and not called, holders receive $1,815 per security if all underliers are at or above their call thresholds, only principal back if all are above downside thresholds, and a loss of 1% of principal for each 1% decline in the worst underlier below its downside threshold, potentially down to zero. The estimated value on the pricing date is $977.80 per security, reflecting structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC is offering $2,690,000 of Contingent Income Memory Buffered Auto-Callable Securities due November 29, 2030, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. These principal-at-risk notes pay a contingent coupon at 10.75% per year only if, on each observation date, the index closes at or above 80% of its initial level (the 902.20 coupon barrier), with any missed coupons potentially paid later if the barrier is met.
The notes may be automatically called on quarterly dates starting November 24, 2026 if the index is at or above 100% of its initial level (1,127.75), returning principal plus applicable coupons, after which no further payments are made. At maturity, if not called and the index is at or above the 85% buffer level (958.588), investors receive full principal; below that, they lose 1% of principal for each 1% drop beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is $897.90 per $1,000 note, reflecting issuance, structuring and hedging costs, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing Trigger PLUS structured notes linked to the worst performer of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index. The notes have a stated principal amount of $1,000 per security, an aggregate principal amount of $672,000, and mature on November 29, 2029. They pay no interest and do not guarantee repayment of principal.
At maturity, if all three indexes finish above their initial levels, investors receive $1,000 plus 153% of the worst performer’s gain. If any index finishes below its downside threshold of 70% of its initial level, investors lose 1% of principal for each 1% decline in the worst performer, with no minimum payment. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value of $936.50 per $1,000 on the pricing date and no stock exchange listing.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Contingent Income Memory Auto-Callable Securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount and issue price of $1,000, for an aggregate principal amount of $166,000.
The notes offer a contingent coupon at an annual rate of 10.50%, payable only when the index closes at or above the coupon barrier level of 789.425 on scheduled observation dates. The notes may be automatically redeemed on specified redemption determination dates if the index closes at or above the call threshold level of 1,127.75, returning principal plus due contingent coupons.
If not called, and at maturity on November 29, 2030 the index is at or above the downside threshold level of 676.65, investors receive principal plus any payable coupons. If the final index level is below this threshold, repayment is reduced 1% for each 1% index decline, and the maturity payment could be zero. The estimated value on the pricing date is $903.40 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Contingent Income Memory Buffered Auto-Callable Securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, issue price of $1,000, and total aggregate principal of $9,289,000.
The notes can pay a contingent coupon at 10.00% per year, but only when the index closes on an observation date at or above the coupon barrier level of 789.425 (70% of the initial level of 1,127.75). Missed coupons may be paid later if the barrier is met on a future observation date, but investors may receive few or no coupons over the term.
The securities are auto-callable quarterly starting on November 24, 2026 if the index is at or above the call threshold of 1,127.75, in which case investors receive principal plus the applicable coupon(s) and the note terminates. At maturity in November 2030, if not called and the final index level is at or above the buffer level of 958.588 (85% of initial), investors receive full principal; below that, they lose 1% of principal for each 1% index decline beyond the 15% buffer, with a minimum payment of 15% of principal.
The notes are unsecured, not listed on an exchange, and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $906.50 per $1,000, reflecting embedded costs including the fixed sales commission of $43.50 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,633,300 of Trigger Absolute Return Step Securities linked to a weighted basket of five international equity indices (EURO STOXX 50, Nikkei 225, FTSE 100, Swiss Market Index and S&P/ASX 200). The notes have a $10 issue price, an estimated value of $9.499 on the trade date and a term of about five years, maturing in November 2030.
If the Basket Return at maturity is at or above the 100 Step Barrier, investors receive principal plus the greater of a 39.00% Step Return or the Basket Return. If the final basket level is below the Step Barrier but at or above the 75 Downside Threshold, investors receive principal plus the absolute value of the Basket Return. If the basket finishes below the Downside Threshold, repayment is reduced in line with the negative Basket Return, up to total loss of principal.
The notes pay no interest or dividends, are unsecured and unsubordinated, and all payments depend on Morgan Stanley's credit. They will not be listed on any exchange, and secondary market liquidity and pricing are uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $9,826,210 of Trigger Step Securities linked to the least performing of the S&P 500® Index and the EURO STOXX 50® Index, maturing on November 27, 2030. Each Security has a $10 principal amount and a term of about five years.
If on the final valuation date both indices are at or above their respective Step Barriers (set at 100% of initial level for each index), investors receive $10 plus the greater of a fixed 61.00% Step Return or the actual percentage gain of the least performing index. If at least one index is below its Step Barrier but both stay at or above the Downside Thresholds (75% of initial levels), investors receive only their $10 principal back.
If either index closes below its Downside Threshold, repayment is $10 plus the full negative return of the least performing index, so investors can lose a substantial portion or all of their principal. The Securities pay no interest or dividends, are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange. The issue price is $10, including fees and hedging costs, while the estimated value at pricing is $9.51 per Security, and proceeds to the issuer are $9.65 per Security before hedging.