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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due June 12, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $973.
The payout at maturity depends on the index performance on the observation date June 9, 2031: investors receive the stated principal plus a leveraged upside equal to 191.50% of appreciation if the final level is above the initial level; if the final level is down but at or above an 80% buffer level, investors receive the principal plus a positive payment tied to the absolute decline (100% participation) capped effectively at 20%; if the final level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the 20% buffer, subject to a minimum payment at maturity of 20% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the common stock of NVIDIA Corporation with a stated principal amount of $1,000 per security. The notes pay a contingent coupon at 15.00% per annum on observation dates when the underlier meets the coupon barrier, are subject to automatic early redemption if the underlier meets the call threshold on specified redemption determination dates, and at maturity will return principal only if the final level is at or above the downside threshold; otherwise payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk. Key dates include a strike and pricing date of June 8, 2026, original issue date June 11, 2026, final observation date June 8, 2028 and maturity June 13, 2028. The preliminary pricing supplement states an estimated value of approximately $992.70 on the pricing date.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due June 17, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $960.40. The notes pay no interest and can be automatically redeemed on the first determination date if the underlier meets the call threshold; the early redemption payment is $1,298 per security. At maturity, if not auto-redeemed, payoff depends on the S&P® 500 Futures 40% Intraday 4% Decrement VT Index: investors receive upside (participation rate 350%) if the final level is above the initial level, the stated principal if the final level is between the downside threshold and initial level, or a pro rata loss (downside threshold 50% of initial) potentially reducing the payment to zero if the final level is below the downside threshold.
The underlier uses intraday rebalancing, leverage and a 4% per annum daily decrement and has limited live history (inception August 30, 2024); historical performance prior to that date is retrospective simulation. All payments are subject to Morgan Stanley's credit risk. The aggregate principal amount and offering distribution details are not stated in this preliminary supplement.
Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering Structured Investments: Enhanced Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security. The securities pay no interest; at maturity investors receive $1,089.30 if the final level is at or above the buffer level or otherwise incur losses equal to 1.1111% of principal for every 1% decline beyond a 10% buffer. The upside payment is $89.30 (8.93% of principal). The initial level was 7,553.68, the buffer level is 6,798.312 (90% of initial), the observation date is June 16, 2027, and maturity is June 21, 2027. Payments are unsecured and subject to Morgan Stanley credit risk; there is no minimum payment at maturity.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Index due July 9, 2027. Each security has a $1,000 stated principal amount and pays no interest. If the S&P 500 final level is at or above the 75% downside threshold (5,665.26), holders receive $1,000 plus an $80.60 upside payment. If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to full principal loss down to zero. Estimated value on the pricing date was approximately $985.70 per security; agent commissions were up to $10.42 per $1,000. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a series of Principal at Risk notes due July 9, 2027 linked to the S&P 500® Index. Each security has a stated principal amount of $1,000 and an upside payment of $100.60 (10.06%) payable at maturity if the index's final level is at or above the downside threshold. If the final level is below the downside threshold (85% of the initial level), the payout equals the stated principal multiplied by (final level/initial level), causing investors to lose 1% for each 1% index decline; principal could be lost in full. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the common stock of Zscaler, Inc. with a $1,000 stated principal amount and a maturity date of June 21, 2027. The securities pay a fixed upside payment of $325.70 (32.57% of principal) if the underlier's closing level on the observation date is at or above a buffer level of $100.778 (75% of the initial level). If the final level is below the buffer, investors lose 1.3333% of principal for each 1% decline beyond the 25% buffer and could lose their entire investment. The initial level was $134.37 on the strike date. The original issue price is $1,000 and the estimated value on the pricing date was approximately $976.60. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering $3,940,000 of Airbag In‑Digital Securities linked to the S&P 500® Index, due July 7, 2027. Each Security has an Issue Price of $10.00 and a trade‑date estimated value of $9.918. If the Final Underlying Level is at or above the Digital Barrier (the Downside Threshold, 6,839.96), holders receive the Principal plus a fixed 10.00% Digital Return at maturity. If the Final Underlying Level is below the Downside Threshold, payment at maturity will be reduced and investors lose 1.111% of principal for each additional 1% decline beyond the 10% Threshold Percentage. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments remain subject to the issuers’ credit risk. The prospectus materials and supplements govern terms and should be read for complete risks, tax treatment and investor suitability.
Morgan Stanley priced and is offering $75,000,000 aggregate principal of fixed rate notes due July 6, 2027. The notes carry a stated interest rate of 4.21% per annum, an issue price of $1,000 per note, and pay interest at maturity.
The notes accrue original issue discount (OID) per note over stated accrual periods; interest and principal are payable subject to the credit risk of Morgan Stanley. The offering is governed by the prospectus and prospectus supplement dated April 8, 2026.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the common stock of Eli Lilly and Company due June 8, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value on the pricing date of $970.30 (± $25.00) and a contingent coupon rate to be set on the pricing date at no less than 12.75% per annum. Quarterly contingent coupons are paid only if the stock closing price on each quarterly calculation day meets or exceeds the coupon threshold (70% of the starting price). The notes are auto-callable beginning September 2026 if the closing price meets or exceeds the starting price on a calculation day; if not called, principal at maturity depends on the ending price relative to a 70% downside threshold and can result in a loss of more than 30% of principal.
The securities include a memory feature for unpaid coupons, expose holders to issuer credit risk, contain limited secondary-market liquidity, and include distribution commissions (up to $20.75 per security). Pricing date is June 5, 2026 and original issue date is June 10, 2026.