Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $14,940,850 of Trigger Autocallable Notes linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. These are unsecured, unsubordinated principal-at-risk debt securities priced at $10 per Security, with an estimated value on the trade date of $9.651.
The notes have a term of approximately five years, maturing on November 29, 2030, and can be automatically called quarterly beginning November 30, 2026 if the index closes at or above the initial level of 2,465.979. If called, investors receive $10 plus a fixed Call Return based on an 8.90% per‑annum rate; by the final observation date, the Call Return reaches 44.50%, for a $14.45 payout per $10.
If the notes are not called and the final index level is below the initial level but at or above the Downside Threshold of 1,849.484 (75% of the initial level), investors receive only their $10 principal. If the final level is below the Downside Threshold, repayment is $10 × (1 + index return), exposing holders to the full downside of the Russell 2000® and potentially a total loss. The notes pay no interest, do not participate in any index appreciation, are not exchange-listed, and all payments depend on Morgan Stanley’s creditworthiness. The price to the public is $10, including a $0.25 per Security sales commission; proceeds to the issuer are $9.75 per Security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,500,000 of Digital S&P 500® Index-Linked Notes due December 3, 2032. Each note has a $1,000 face amount, pays no interest and is subject to full principal risk.
The notes provide a digital payoff linked to the S&P 500® Index. If on the determination date the index is at or above 85% of the initial level of 6,705.12, investors receive the Maximum Settlement Amount of $1,577.10 per $1,000 note (157.71% of face value). If the index has fallen by more than 15%, investors receive $1,000 plus $1,000 times the index return, resulting in losses that can reach 100% of principal.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and are not FDIC-insured or listed on an exchange. The estimated value on the trade date is $919.10 per note, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs. The price to the public is $1,000 per note, with a 5.00% sales commission, yielding $1,425,000 in proceeds to the issuer.
Morgan Stanley Finance LLC is issuing $2,590,500 of Trigger Autocallable GEARS, unsecured notes linked to a 20‑stock healthcare and insurance basket, fully guaranteed by Morgan Stanley. Each Security has a $10 issue price, with an estimated value on the trade date of $9.570, reflecting structuring and hedging costs borne by investors.
The notes may be automatically called on December 2, 2026 if the basket is at or above 100% of its initial level, paying $10.85 per Security based on an 8.50% per annum call return. If not called, positive basket performance at maturity in November 2030 is multiplied by 1.40 upside gearing.
Principal is at risk: if the final basket level is below the 75% downside threshold, repayment falls one‑for‑one with the basket decline, up to total loss, and no interest or dividends are paid. All payments depend on Morgan Stanley’s creditworthiness, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,707,000 of Digital EURO STOXX 50® Index-Linked Notes due January 14, 2028. These unsecured notes pay no interest and return depends entirely on the EURO STOXX 50® Index level on January 12, 2028.
For each $1,000 note, if the final index level is at least 85% of the initial 5,528.67 level, holders receive a fixed $1,187.20, equal to 118.72% of face value. If the index falls more than 15%, repayment is reduced using a leverage factor of about 1.1765 on losses below the 85% threshold, and investors can lose their entire principal.
The notes’ estimated value on the trade date is $993.60 per $1,000, reflecting issuer costs and an internal funding rate that is advantageous to the issuer. The notes will not be listed on any exchange, secondary trading may be limited, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk trigger autocallable notes linked to the S&P 500®, Dow Jones Industrial Average℠ and Russell 2000®, maturing on December 1, 2032.
The notes may be automatically called on quarterly Observation Dates beginning December 3, 2026 if each index is at or above its Redemption Threshold (generally 95% of its Initial Underlying Value), paying $10 plus a fixed Call Return based on a 10.20% per-annum Call Return Rate, up to a 71.40% Call Return at final call.
If not called and the Final Underlying Value of each index is at or above its Downside Threshold (generally 75% of its initial level) but below its Redemption Threshold, investors receive only the $10 principal. If any index finishes below its Downside Threshold, repayment is $10 × (1 + Underlying Return of the Least Performing Underlying), which can result in a substantial or total loss of principal. The notes pay no interest, offer no participation in index gains, are unsecured, not listed, and all payments depend on Morgan Stanley’s creditworthiness. The estimated value on the Trade Date is approximately $9.829 per $10 note.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering trigger autocallable notes linked to the least performing of the S&P 500® Equal Weight Index, Dow Jones Industrial Average℠ and Russell 2000® Index, maturing on December 1, 2031 unless called earlier. The notes pay no interest and can be automatically called quarterly beginning December 3, 2026 if each index is at or above its Redemption Threshold (about 92% of its Initial Underlying Value), in which case investors receive $10 principal plus a fixed Call Return based on a 10.00% per annum rate.
If the notes are not called and, on the final observation date, at least one index is below its Redemption Threshold but all three are at or above their Downside Thresholds (about 75% of initial), investors receive only the $10 principal. If any index finishes below its Downside Threshold, repayment is $10 times 1 plus the return of the least performing index, so principal losses match the full decline of that index and can reach 100%. The issue price is $10 per note and the estimated value on the trade date is approximately $9.878, reflecting issuing, structuring and hedging costs. All payments depend on Morgan Stanley’s credit, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,813,000 of Digital S&P 500® Index-Linked Notes due November 23, 2027. Each note has a $1,000 face amount, pays no interest and is an unsecured, principal-at-risk obligation.
At maturity, if the S&P 500® final level is at least 82.50% of its initial level of 6,705.12, investors receive the maximum settlement amount of $1,136.20 per $1,000 note (113.62% of face value). If the index falls more than 17.50%, the payoff declines with a downside leverage factor of about 1.2121, and investors can lose up to their entire investment.
The notes are part of the Series A Global Medium-Term Notes program and will not be listed on any exchange. The estimated value on the trade date is $977.40 per note, below the $1,000 issue price due to structuring, hedging and distribution costs, including a 1.72% sales commission.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk, market-linked securities tied to the lowest performing of Alphabet Class A, Meta Class A and Amazon common stock, maturing on December 8, 2028.
The notes may be automatically called on December 10, 2026 if each stock is at or above its starting price, paying a call amount of at least $1,316 per $1,000 face value and then terminating with no further upside. If not called, at maturity investors get 350% of the positive return of the lowest performer if it finishes above its starting price, par if the lowest performer finishes between 50% and 100% of its start, and a 1-for-1 loss below the 50% threshold, which can mean losing most or all principal.
The securities pay no interest, provide no dividends, are not listed, and are subject to Morgan Stanley’s credit risk. The current estimated value is about $950.90 per $1,000, reflecting embedded structuring and hedging costs and an internal funding rate that is favorable to the issuer.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $4.25 million of Trigger Callable Contingent Yield Notes linked to the worst performer among the S&P 500, Russell 2000 and MSCI EAFE indices, maturing in November 2030.
The notes pay a 9.30% per annum contingent coupon (about $0.2325 per $10 note quarterly) only if all three indices stay at or above their 70% coupon barriers on each observation date. Starting February 27, 2026, the issuer may call the notes quarterly based on a risk‑neutral valuation model; if called, investors receive $10 plus any due coupon, with no further payments.
If the notes are not called and any index finishes below its 65% downside threshold at maturity, repayment is reduced one‑for‑one with the decline of the worst index, up to a total loss of principal. The notes are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and were priced at $10 with an estimated value of $9.751 per note, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed rate callable notes due December 17, 2032. Each note has a stated principal amount and issue price of $1,000 and pays a fixed annual interest rate of 4.450%, with interest paid semi-annually each June 17 and December 17 on a 30/360 basis.
The issuer can redeem the notes early, in whole but not in part, on December 17 each year starting in 2027. A redemption occurs only if a risk-neutral valuation model, run 13 months before a potential call date using market inputs and Morgan Stanley credit spreads, indicates that calling is economically rational for the issuer. Early redemption pays 100% of principal plus accrued interest but stops all future interest.
The notes are unsecured and subject to the credit risk of MSFL and Morgan Stanley, will not be listed on any exchange and may have limited or no secondary market. The estimated value on the pricing date is expected to be about $980.30 per note, below the issue price, reflecting internal funding and issuance, structuring and hedging costs borne by investors.