Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income “memory” auto-callable securities linked to the worst performing of FedEx and Apple stock, maturing on December 14, 2028. Each $1,000 note can pay a contingent coupon at an annual rate of 9.36%, but only if on each observation date both stocks close at or above their coupon barrier levels, set at 55% of the initial stock levels. Missed coupons can be paid later if both stocks recover above the barriers on a future observation date.
The notes may be automatically redeemed on scheduled redemption determination dates if both underliers are at or above their 100% call thresholds, returning principal plus due and unpaid coupons. If held to maturity without early redemption and either stock finishes below its 55% downside threshold, investors lose 1% of principal for every 1% decline in the worst performer, potentially losing their entire investment. The estimated value on the pricing date is approximately $968.70 per $1,000 note, reflecting embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Contingent Income Memory Buffered Auto-Callable Securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on December 23, 2030. Each security has a stated principal amount of $1,000 and pays a contingent coupon at 10.00% per annum only if, on each observation date, the index is at or above a coupon barrier set at 70% of the initial level; missed coupons can be paid later if the barrier is met.
The notes are auto-callable from June 18, 2026: if on any redemption determination date the index is at or above 100% of the initial level, investors receive principal plus the applicable contingent coupon and any unpaid coupons, and the notes terminate early. If held to maturity and the final index level is at or above an 85% buffer level, investors receive full principal back (plus any due coupons). If the final level is below the buffer, maturity payment is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal, meaning substantial loss of capital is possible.
The securities do not offer any upside participation in index gains and may pay few or no coupons if the index stays below the barrier. They are unsecured obligations of MSFL, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited liquidity. The preliminary estimated value on the pricing date is approximately $918.10 per $1,000 security, reflecting issuer costs and an internal funding rate that is advantageous to Morgan Stanley.
Morgan Stanley is issuing $2,488,000 of fixed rate notes due November 26, 2031, with a stated principal amount and issue price of $1,000 per note. The notes pay fixed interest at 4.150% per annum, with interest accruing from November 26, 2025 and paid semi-annually on the 26th of May and November, starting May 26, 2026.
The estimated value of each note on the pricing date is $984.90, lower than the issue price because it reflects issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on any securities exchange, and may have limited or no secondary market, which could result in sale prices significantly below par.
Proceeds will be used for general corporate purposes, and affiliated dealers may receive a fixed sales commission of $7.50 per note, except for sales into fee-based advisory accounts. The notes are not deposits or savings accounts and are not insured by the FDIC or any governmental agency.
Morgan Stanley is offering $1,061,000 of fixed rate notes due November 26, 2035, paying 4.500% per year on a semi-annual basis. Each note has a stated principal amount and issue price of $1,000, with interest paid every May 26 and November 26, starting May 26, 2026, using a 30/360 day-count convention.
The notes are unsecured senior debt and all payments depend on Morgan Stanley’s credit; if the company cannot meet its obligations, investors could lose some or all of their investment. The notes will not be listed on any securities exchange, so secondary market liquidity may be limited and prices may be below the issue price.
The estimated value on the pricing date is $971.10 per note, below the issue price because it reflects an internal funding rate and includes issuing, selling, structuring and hedging costs borne by investors. Dealers generally receive a $15 sales commission per note, and fee-based advisory accounts pay $985 per note. Morgan Stanley expects to use the proceeds for general corporate purposes.
Morgan Stanley is issuing fixed rate notes with an aggregate principal amount of $1,510,000, paying a fixed interest rate of 4.350% per year and maturing on November 25, 2033. Each note has a stated principal amount and issue price of $1,000, with semi-annual interest payments every May 25 and November 25, starting May 25, 2026. The notes are unsecured debt obligations, and all payments depend on Morgan Stanley’s credit; a default could result in loss of principal and interest.
The notes will not be listed on any securities exchange, so secondary market liquidity may be limited and resale prices may be below the issue price. Morgan Stanley estimates the value of each note on the pricing date at $977.80, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. Selected dealers receive a $12 sales commission per note (none for fee-based advisory accounts, where the price to the public is $988 per note). Proceeds will be used for general corporate purposes.
Morgan Stanley is issuing fixed rate notes with an aggregate principal amount of $1,669,000, maturing on November 26, 2030. Each note has a stated principal amount and issue price of $1,000 and pays a fixed interest rate of 4.000% per year, with interest paid semi-annually on the 26th of May and November, starting May 26, 2026. At maturity, holders receive $1,000 per note plus any accrued and unpaid interest, subject to Morgan Stanley’s credit risk.
The estimated value of each note on the pricing date is $986.40, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed on any securities exchange, and any secondary market trading will depend mainly on Morgan Stanley & Co. LLC, which is not obligated to make a market. Proceeds will be used for general corporate purposes, and these unsecured notes are not bank deposits or FDIC insured.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities linked to the Invesco Nasdaq-100® ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, pays no interest and matures on December 29, 2027.
At maturity, if the ETF’s final level is at or above 90% of the initial level, investors receive $1,000 plus a fixed upside payment of $161.50, a total return of 16.15% per security regardless of how far the ETF has risen above that threshold. If the final level is below 90% of the initial level, investors lose 1% of principal for each 1% decline beyond the 10% buffer, with a minimum payment of 10% of principal.
The securities are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and carry full issuer and guarantor credit risk. The estimated value on the pricing date is approximately $961.00 per $1,000, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. The notes will not be listed on any exchange, and secondary trading, if any, may be limited and at prices below the issue price. U.S. federal income tax treatment is complex and may involve the “constructive ownership” and Section 871(m) regimes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities due December 10, 2030 linked to the worst performer of the Utilities Select Sector SPDR Fund (XLU), the S&P 500 Index (SPX) and the VanEck Semiconductor ETF (SMH). Each security has a stated principal amount and issue price of $1,000.
The notes pay a 10.50% per annum contingent coupon, but only when all three underliers close at or above their coupon barrier (60% of initial level) on the relevant observation date. The securities may be automatically called on scheduled dates starting June 5, 2026 if all underliers are at or above their call threshold (100% of initial level), returning principal plus the coupon for that period.
If not called, principal is repaid at maturity only if every underlier finishes at or above its downside threshold (60% of initial level). Otherwise, holders lose 1% of principal for every 1% decline in the worst underlier, up to a total loss. The estimated value on the pricing date is approximately $975.10 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering fixed rate callable notes due November 25, 2033 with an aggregate principal amount of $710,000. Each note has a stated principal amount and issue price of $1,000 and pays a fixed interest rate of 4.450% per year, with interest paid semi-annually on May 25 and November 25, beginning May 25, 2026.
The notes may be redeemed early in whole, but not in part, on annual redemption dates starting November 25, 2027 if a risk neutral valuation model indicates that calling is economically rational for the issuer. Any early redemption will be at 100% of principal plus accrued interest, after which no further payments are made.
The notes are senior unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are subject to their credit risk. They will not be listed on any securities exchange, and Morgan Stanley & Co. LLC may, but is not required to, make a secondary market. The estimated value on the pricing date is $973.80 per note, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering structured Contingent Income Memory Auto-Callable Securities linked to the VanEck Gold Miners ETF. The notes have a stated principal of $1,000 per security and an aggregate principal amount of $1,779,000.
Investors may receive a contingent coupon at an annual rate of 12.70%, but only if the ETF’s closing level on each observation date is at or above the coupon barrier of $51.555. The notes can be automatically redeemed early if the ETF is at or above the call threshold of $73.65, returning principal plus any due coupons.
At maturity in May 2027, if not called and the ETF is at or above the downside threshold of $51.555, investors receive principal back plus any payable coupons. If the final level is below this threshold, repayment is reduced 1% for each 1% decline in the ETF, and the payout can fall to zero. The estimated value on the pricing date is $961.10 per $1,000 note, and all payments are subject to Morgan Stanley’s credit risk.