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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments — Contingent Income Auto-Callable Securities due February 25, 2028 — fully and unconditionally guaranteed by Morgan Stanley. The pricing supplement shows a stated principal amount of $1,000 per security and an aggregate principal amount of $3,800,000, with an issue price of $1,000 per security and an estimated value on the pricing date of $990.20 per security.
The notes pay a contingent coupon at an annual rate of 9.40% on each coupon payment date only if the closing level of both underliers (the Nasdaq-100 Index and the S&P 500 Index) is at or above their coupon barrier levels on the related observation dates. The securities are automatically redeemed early if both underliers meet the call thresholds on a redemption determination date; otherwise, at maturity investors either receive principal (if both underliers are at or above the downside thresholds) or suffer a loss tied to the worst performing underlier, potentially losing all principal.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable notes linked to Bloom Energy class A common stock. The notes have a $1,000 stated principal amount, aggregate offering of $900,000 and a 37.00% annual contingent coupon payable only if observation-date levels meet the coupon barrier.
The securities are automatically redeemable on specified dates if the closing level equals or exceeds the call threshold of $307.88. If not auto‑redeemed, maturity payment is full principal if the final level is at or above the downside threshold ($153.94, 50% of initial); otherwise payment equals stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes linked to the Global X Uranium ETF. The offering totals $2,720,000 in aggregate principal, with a stated principal amount of $1,000 per security and an estimated value on the pricing date of $953.10. The notes pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The notes may be automatically redeemed on four determination dates beginning May 28, 2027 for fixed early redemption payments (example: $1,192.50 on the first early redemption). If not redeemed, maturity is May 25, 2028; payment at maturity is either a fixed positive amount ($1,385.00) if the final level is at or above the downside threshold ($29.316, 60% of the initial level) or a principal-loss payment equal to the performance factor × principal that could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Structured Investments Step-Down Jump Securities with Auto-Callable Feature, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an aggregate principal amount of $304,000, an issue price of $1,000 and an estimated value on the pricing date of $937.60.
The securities are principal-at-risk notes linked to the worst performing of the Global X Silver Miners ETF (SIL) and the iShares Silver Trust (SLV). Strike and pricing date: May 21, 2026; observation date: May 21, 2029; maturity date: May 24, 2029. Automatic early redemption begins at the first determination date on May 28, 2027 and may result in fixed early redemption payments on specified dates. Payments are subject to Morgan Stanley credit risk; investors do not receive interest and may lose principal if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced structured notes — Principal-at-risk, auto-callable securities tied to the Russell 2000® Index and the State Street SPDR S&P Regional Banking ETF (KRE). The offering totals $332,000 aggregate, issued at $1,000 per security with an estimated value of $936.10 on the pricing date. The notes pay no interest, may auto-redeem on the first determination date for an early redemption payment of $1,221.50, and mature on May 27, 2031.
At maturity, if not auto-redeemed, payoff depends on the worst performing underlier: investors receive principal plus an upside payment if final levels exceed initial levels; receive principal only if both final levels are at or above the downside thresholds (70% of initial); otherwise suffer a loss equal to the percentage decline of the worst performing underlier (possible total loss).
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable notes due May 27, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 7.60% on coupon dates only if the closing level of each of the three underlying ETFs is at or above its coupon barrier on the related observation date. The notes may be automatically redeemed early if, on a redemption determination date, the closing level of each underlier is at or above its call threshold; otherwise investors face exposure at maturity to the worst performing underlier and may lose principal proportional to that underlier’s decline. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Buffered Digital Basket-Linked Notes (each with a $1,000 Face Amount) that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Payment at maturity depends on a weighted basket of five international indices and is tied to the Final Basket Level versus an Initial Basket Level of 100. The notes provide a 10.00% buffer: if the Final Basket Level falls by 10.00% or less you receive the Face Amount; greater declines produce a proportional loss. A Threshold Settlement Amount (expected to be between $1,221.00 and $1,260.00 per $1,000) applies if the basket return is positive; the Determination Date and Stated Maturity Date will be set on the Trade Date, with the Determination Date expected between 26 and 29 months after the Trade Date. All payments are subject to issuer credit risk and the notes will not pay interest or be listed on an exchange.
Morgan Stanley Finance LLC priced a structured note offering: Dual Directional Buffered Participation Securities due . The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $850,000. They link returns to the S&P 500® Index with a 100% upside participation rate capped at $1,164 per security (116.40%), a 15% buffer on downside exposure and an absolute return participation rate of 50% inside the buffer. The initial level is 7,445.72 (strike date) and the observation date is November 22, 2027, with maturity on November 26, 2027. The securities pay no interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley and carry issuer credit risk. The estimated value on the pricing date was $984.90 per security. The offering includes embedded caps, buffers and a minimum payment at maturity of 15% of principal.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced a series of Principal at Risk notes called Dual Directional Buffered PLUS referenced to the Russell 2000® and S&P 500® indices. The securities were issued at a $1,000 stated principal amount per security, with an aggregate principal amount of $412,000, an estimated value on the pricing date of $978.90, a leverage factor of 116%, an 82% buffer level (18% buffer amount), a minimum payment at maturity of 18%, and mature on May 24, 2029. The payment at maturity is determined solely by the worst performing underlier on the observation date and can result in leveraged upside, a capped positive return when the worst underlier declines but remains within the buffer, or principal loss if the worst underlier falls below the buffer. All payments are unsecured obligations of MSFL and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Step-Down Jump Securities fully guaranteed by Morgan Stanley, in an aggregate principal amount of $650,000 at a stated principal amount of $1,000 per security. The securities are linked to the worst performing of the Global X Silver Miners ETF (SIL) and the iShares Silver Trust (SLV), have a strike/pricing date of May 21, 2026, an observation date of May 21, 2029 and mature on May 24, 2029. They pay no interest and expose investors to principal loss based on the worst performing underlier. Automatic early redemption can occur on scheduled determination dates starting with May 28, 2027 if both underliers meet call threshold levels; the maximum payment at maturity if thresholds are met is $1,840 per security. All payments are subject to Morgan Stanley's credit risk.