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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments — Enhanced Buffered Jump Securities due August 31, 2027.
Each security has a $1,000 stated principal amount, a fixed $123 upside payment (12.30%) if the final level on the observation date is at or above the buffer level, a 20% buffer (buffer level $148.112 from an initial level of $185.14), and a minimum payment at maturity of 20% of principal. The securities pay no interest; if the final level is below the buffer level, holders lose 1% of principal for each 1% decline beyond the buffer, subject to the minimum payment. The estimated value on the pricing date is approximately $991.30 per security. All payments are subject to Morgan Stanley Finance LLC credit risk and Morgan Stanley’s guarantee.
Morgan Stanley Finance LLC priced buffered jump securities linked to the S&P 500® Index due June 24, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $118.50 (11.85%) and a 10% buffer on downside performance. The initial level is 7,519.12 (strike date close) and the observation date is June 22, 2027; payment at maturity depends on the final level relative to the initial level and the buffer, and the minimum payment at maturity is 10% of principal. All payments are subject to Morgan Stanley Finance LLC’s credit risk and the securities pay no interest.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑income, memory auto‑callable securities linked to CoreWeave, Inc. class A common stock. Each security has a $1,000 issue price, a contingent coupon at 28.90% per annum and matures on June 1, 2029. Coupons are paid only if the underlier meets the coupon barrier on observation dates; early automatic redemption occurs if the underlier meets the call threshold on redemption determination dates. If not redeemed and the final level is below the downside threshold, investors lose principal in direct proportion to the underlier’s decline. Estimated value at pricing was approximately $949.40 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable Notes linked to the Russell 2000® Index with an Issue Price of $10.00 per Security and a term through the Maturity Date: May 30, 2031. The notes pay no interest and may be automatically called on quarterly Observation Dates beginning June 3, 2027 if the Closing Level of the Underlying is at or above the Initial Level; a fixed Call Return Rate (to be set on the Trade Date) in the range 9.25% to 9.75% per annum determines the Call Return if called. If not called, holders receive principal at maturity only if the Final Level is at or above a Downside Threshold set at 75% of the Initial Level; if the Final Level is below that threshold, holders suffer a principal loss proportional to the Underlying Return. Payments are subject to issuer credit risk. The Trade Date is May 28, 2026 and the required minimum investment is $1,000.
Morgan Stanley Finance LLC offers Trigger PLUS linked to the S&P 500® Index due June 3, 2032, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay no interest; at maturity investors receive $1,000 plus a 102.25% leverage on any index appreciation, receive $1,000 if the final index value is at or above a trigger set at 75% of the initial index value, and receive an amount proportional to index performance if the final index value is below the trigger (potentially a total loss).
The pricing date is May 28, 2026, estimated value on pricing was $951.70 per note and the stated issue price is $1,000. Secondary market liquidity may be limited and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a $1,080,000 offering of market‑linked, principal‑at‑risk securities due June 3, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount and offers a 6.00% contingent fixed return if the lowest performing of the Nasdaq‑100, Dow Jones Industrial and S&P 500 indices finishes on or above 65% of its starting level on the calculation day.
The securities pay $60 per $1,000 at maturity when the lowest performing underlying is at or above its threshold; if the lowest performing underlying finishes below its threshold, the investor receives $1,000 plus the underlying return of that lowest performing index, exposing holders to losses greater than 35% and possibly to the full loss of principal. The pricing date was May 21, 2026, the estimated value on the pricing date was $967.10 per security, and the calculation day is May 28, 2027.
Morgan Stanley Finance LLC priced a market-linked, auto-callable principal-at-risk security linked to the common stock of Expedia Group, Inc. with a face amount of $1,000 per security and a contingent coupon rate of 12.20% per annum.
The securities pay quarterly contingent coupons only if the underlying stock’s closing price on each quarterly calculation day is at or above the coupon threshold of $109.06 (50% of the $218.12 starting price). The notes may be automatically called beginning August 2026 if the stock closing price on a calculation day is at or above the call threshold of $196.308 (90% of the starting price). At maturity on May 24, 2029, if not called, principal repayment depends on the ending price relative to the downside threshold of $109.06; an ending price below that level results in principal loss on a 1-to-1 basis.
The pricing date was May 21, 2026, the estimated value at pricing was $958.40 per security, the price to public is $1,000 per security and the total offering size shown is $1,559,000.
Morgan Stanley Finance LLC is offering unsecured, auto-callable Structured Investments (Jump Notes) due May 24, 2030, fully guaranteed by Morgan Stanley. The notes pay no interest, have a stated principal amount of $1,000 per note and an aggregate principal amount of $1,615,000. Automatic early redemption will occur if each underlier (Alphabet Class C, Amazon, Broadcom) is at or above its call threshold on the first determination date (May 28, 2027), producing an early redemption payment of $1,152.50 per note. If not auto-redeemed, maturity payment depends on the worst performing underlier: investors receive the stated principal plus an upside payment equal to the stated principal × 125% participation × the percent change of the worst performing underlier if all final levels exceed their initial levels; otherwise investors receive only the stated principal. The estimated value on the pricing date was $961.40 per note. All payments are subject to the issuer’s and guarantor’s credit risk; the notes will not be listed on any exchange and include a $25 per note sales commission.
Morgan Stanley Finance LLC priced principal-at-risk securities aggregating $589,000.
The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, issued at $1,000 per security with an estimated value on the pricing date of $957.80. They mature on June 6, 2029 and reference the S&P 500® Index with an initial level of 7,432.97 (strike date May 20, 2026) and an observation date of June 1, 2029. Investors participate at a 100% participation rate up to a $1,288.50 maximum payment per security (128.85% of principal). A 20% buffer applies (buffer level 5,946.376), and the minimum payment at maturity is 20% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The securities have a $1,000 stated principal amount per security and an aggregate principal amount of $4,662,000. They pay a contingent coupon at an annual rate of 10.85% only when each underlier is at or above its coupon barrier on an observation date, feature automatic early redemption beginning on May 21, 2027, and mature on May 25, 2028.
If not called, investors receive principal at maturity only if each underlier is at or above its downside threshold (70% of initial levels); otherwise payment equals principal multiplied by the performance factor of the worst performing underlier, exposing investors to full principal loss. All payments are subject to issuer and guarantor credit risk.