Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The preliminary pricing supplement offers Trigger Autocallable GEARS issued by Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, linked to the EURO STOXX 50® Index. Each Security has an issue price of $10.00, a 5-year term (Trade Date June 12, 2026, Maturity Date June 16, 2031) and is automatically called if the Observation Date Closing Level on June 21, 2027 is at or above the Autocall Barrier (100% of the Initial Level).
If called, investors receive the principal plus a fixed Call Return (an annual Call Return Rate of 18.00%, Call Price $11.80 per $10). If not called, payoff at maturity depends on the Final Level relative to the Initial Level and the Downside Threshold (75% of Initial Level) and may result in partial or total loss of principal; an Upside Gearing between 1.60 and 1.80 applies to positive Underlying Returns. All payments are subject to MSFL's and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 2, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The notes pay a contingent coupon at an annual rate of 12.80% only if the basket closing level on each observation date is greater than or equal to the coupon barrier level (70% of initial level). The notes are automatically redeemed early if the basket closing level on any redemption determination date is greater than or equal to the call threshold (90% of initial level), in which case holders receive principal plus the contingent coupon for that period. If not auto‑redeemed, repayment at maturity depends on the final level: full principal if the final level is at least the downside threshold (60% of initial level); otherwise principal is multiplied by the performance factor (final level/initial level), which can result in substantial loss or complete loss of principal. Key dates: strike date May 29, 2026, pricing date June 8, 2026, original issue date June 10, 2026, final observation date February 29, 2028. The issuer’s estimated value on the pricing date is approximately $949.70 per security; all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and a maturity of June 28, 2030. The securities pay no interest and provide a fixed upside payment of $336.50 to $356.50 per security if the final level is at or above a downside threshold equal to 70% of the initial level. If the final level is below that threshold, holders suffer losses pro rata to the index decline; there is no minimum payment and principal could be lost. The estimated value on the pricing date is approximately $944.30 per security. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the credit risk of both entities.
Morgan Stanley Finance LLC offers Principal-at-Risk contingent income auto-callable securities linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500® indices. The securities have a stated principal amount of $1,000 per security, pay a contingent coupon (annual rate to be set on the pricing date, indicated between 11.50% and 12.50%), and may be automatically redeemed on scheduled redemption dates if all underliers meet call thresholds. If not redeemed, maturity payoff returns principal only if each underlier is at or above its downside threshold (70% of initial level); otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, resulting in potential loss of principal down to zero. All payments are subject to MSFL's credit risk and guaranteed by Morgan Stanley. The pricing date and strike date are June 30, 2026, original issue date July 6, 2026, final observation date July 2, 2029 and maturity July 6, 2029. The document states an estimated value on the pricing date of approximately $971.60 per security.
Morgan Stanley Finance LLC is offering market-linked notes due March 30, 2028 linked to the Morgan Stanley Amplitude Index. Each note has a stated principal amount of $1,000 and will pay no interest; at maturity investors receive the stated principal plus an upside payment if the Index appreciates. The upside payment equals the stated principal amount × the participation rate × the underlier percent change; the participation rate will be set on the pricing date and is disclosed as 200% to 210%. The pricing and strike dates are June 25, 2026, original issue date June 30, 2026, observation date March 27, 2028 and maturity on March 30, 2028. The issuer’s estimated value on the pricing date is $945.40 per note (approximate). All payments are subject to the credit risk of Morgan Stanley and Morgan Stanley Finance LLC; the notes are unsecured, unlisted and involve fees and embedded index costs including a 0.65% per annum deduction from the Index level.
Morgan Stanley Finance LLC is offering Market-Linked Notes due December 31, 2030, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a stated principal amount of $1,000, a 100% participation rate and pays no interest. If the final level on the observation date is greater than the initial level, investors receive principal plus the upside payment; if equal to or less, investors receive only the stated principal amount at maturity. The issue price is $1,000 per note and the issuer’s estimated value on the pricing date is approximately $933.30 per note. The notes are unsecured, not listed, subject to Morgan Stanley credit risk, and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, a strike date of June 30, 2026, and matures on July 3, 2031. The securities pay a contingent coupon (annual rate to be set on the pricing date, described as 11.50% to 12.50% range in the supplement) only if the underlier is at or above the coupon barrier on observation dates and may be automatically redeemed early if the underlier meets the call threshold on a redemption determination date. At maturity, if not auto-redeemed and the final level is below the downside threshold (stated as 50% of the initial level), investors suffer proportional principal loss (payment = stated principal × final level/initial level). All payments are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date was about $920.90 per security.
Morgan Stanley Finance LLC is offering Principal at Risk securities due June 29, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $956.00. The securities pay no interest and provide a fixed upside payment of $270 to $320 (27%–32% of principal) if the worst performing underlier finishes at or above its initial level. The underliers are the Russell 2000® Index and the S&P 500® Index; the observation date is June 26, 2028. A downside threshold of 80% of initial level applies: if the worst performing underlier finishes below that threshold, the payment equals principal multiplied by the worst performing underlier’s performance factor and could be significantly less than principal, possibly zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Trigger PLUS notes due June 15, 2029, linked to the worst performing of the iShares Expanded Tech-Software Sector ETF and the Nasdaq-100 Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a leverage factor of 182% for upside payoff. At maturity the payout depends on the worst performing underlier on the observation date: full leveraged upside if both underliers finish above their initial levels; return of principal if the worst underlier finishes between its initial level and a 70% downside threshold; or a proportional loss of principal if the worst underlier finishes below its 70% threshold, with no minimum payment. The preliminary estimated value on the pricing date is approximately $979.80 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering unsecured, non‑interest‑paying Structured Jump Notes due July 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the Morgan Stanley Amplitude Index and include an automatic early redemption feature beginning with the first determination date on June 30, 2027. The call threshold is 100.50% of the initial level; the participation rate is 100%. If not called, a positive final level above the initial level yields principal plus upside equal to the index percent change; if the final level is equal to or below the initial level, holders receive only stated principal. The pricing date and strike date are June 30, 2026, original issue date July 6, 2026. Estimated value on the pricing date is approximately $946.60 per note. All payments are subject to issuer and guarantor credit risk. The Morgan Stanley Amplitude Index charges a daily fee equivalent to 0.65% per annum and historically averaged approximately 1.4% per annum in total fees based on back‑tested data.