Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering auto-callable, principal-at-risk notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities pay no interest, may be automatically redeemed on the first determination date of June 4, 2027 for an early redemption payment of $1,217.50 if the underlier is at or above the call threshold (107% of the initial level). If not called, maturity is June 2, 2031; the participation rate for upside is 265%. The downside threshold is 75% of the initial level; below that level investors suffer proportional principal loss and could lose the entire investment.
All payments are subject to Morgan Stanley credit risk. The estimated value on the pricing date was approximately $976.80 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due June 21, 2028 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and offers an automatic early redemption feature and a buffered downside before principal losses apply.
If not auto‑redeemed, investors receive at maturity either the stated principal plus an upside payment (if the final level is above the initial level), the stated principal (if the final level is at or above the buffer level of 80), or a reduced payment reflecting losses beyond the buffer multiplied by a downside factor (could be zero). The securities do not pay interest, carry issuer credit risk, and have an estimated value on the pricing date of approximately $972.00 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk auto‑callable notes linked to International Business Machines Corporation (IBM) stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 10.90% per annum on observation dates when the underlier meets the coupon barrier, feature automatic early redemption if the underlier meets a call threshold, and expose holders to full downside risk if the final level is below the downside threshold; payment at maturity equals principal if the final level is at or above the downside threshold, otherwise principal is multiplied by the performance factor (final level / initial level), potentially resulting in a total loss. The estimated value on the pricing date was approximately $968.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities linked to the S&P 500® Index, with a $1,000 stated principal per security and a maturity date of July 1, 2027. The securities pay no interest, have a fixed upside payment of at least $90 (9%) if the final level is at or above a 90% buffer level, and expose investors to a downside factor of 1.1111 for losses beyond a 10% buffer; the estimated value on the pricing date was approximately $984.40 per security. All payments are subject to MSFL and Morgan Stanley credit risk and there is no minimum payment at maturity.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes tied to the worst performer of GOOGL, META and NVDA. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities may be automatically redeemed on June 16, 2027 for an early redemption payment of $1,250 if each underlier meets its call threshold. If not redeemed, payment at maturity on June 15, 2029 depends on the worst performing underlier: upside participation is 300% (capped), absolute return participation is 100%, and downside exposure applies if any underlier falls below a 50% threshold of its initial level. The document states an estimated value on the pricing date of approximately $951.30 per security and notes all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk callable contingent income securities linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The securities are $1,000 denominations, mature on December 2, 2027, and pay a contingent coupon of 12.00% per annum only if each underlier’s closing level meets its coupon barrier on observation dates. If any underlier is below its downside threshold (70% of initial level) at maturity, principal is reduced in proportion to the worst performing underlier; loss could be total. The issuer may call the notes on specified redemption dates beginning December 3, 2026 if a risk neutral valuation model indicates calling is economically rational. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes — "Dual Directional Trigger Jump Securities" due June 3, 2031 — linked to the EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal amount and issue price of $1,000. The estimated value on the pricing date was approximately $956.70. The notes pay no interest; maturity payoffs depend on the final index level relative to the initial level, an 85% downside threshold, a 100% absolute return participation rate and an upside payment of at least $592.50 (59.25% of principal). All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security and a stated maturity of July 1, 2027. The securities pay no interest and expose investors to principal loss: a 15% buffer applies and, if the final level is below that buffer, investors lose 1.1765% of principal for every 1% decline beyond the buffer. If the final level is at or above the buffer, investors receive the stated principal plus an upside payment of at least $76 (7.60%) per security. The document shows an estimated value on the pricing date of approximately $984 per security and an issue price of $1,000 (agent commission $10, proceeds to issuer $990). All payments are subject to issuer and guarantor credit risk, and there is no minimum payment at maturity.
Morgan Stanley Finance LLC offers Principal-at-Risk structured notes due June 9, 2031 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with a stated principal amount of $1,000 per security and a contingent coupon rate of 11.75% per annum.
The notes pay contingent coupons only when the underlier meets the coupon barrier (80% of the initial level) on observation dates, feature automatic early redemption if the underlier equals or exceeds the call threshold (100% of the initial level) on a redemption determination date, and provide a buffer of 15% (buffer level = 85% of initial) with a minimum payment at maturity of 15% of principal. Estimated value on the pricing date was approximately $900.80 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due September 16, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an $160 upside payment (16%) if the final level of each underlier is at or above its 75% downside threshold on the observation date. If the final level of any underlier is below its 75% threshold, payment at maturity is the stated principal multiplied by the performance factor of the worst performing underlier, and could be significantly less than principal or zero. The securities reference the Nasdaq-100 Technology Sector, the Russell 2000, and the S&P 500, are linked to the worst performing underlier, and carry issuer credit risk. The pricing/strike and pricing date are June 12, 2026, the original issue date is June 17, 2026, and the observation date is September 13, 2027. The estimated value on the pricing date is approximately $980.40 per security.