Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS notes due July 5, 2029 that provide 150.55% leveraged upside to a five‑index international equity basket and have a trigger at 80% of the initial basket value.
Each Trigger PLUS has a $1,000 stated principal amount, pays no interest, and may return the principal, an amplified gain, or a loss tied to the basket value on the valuation date of June 29, 2029. If the final basket value is below the trigger level, investors lose principal proportionately (1% loss per 1% basket decline); there is no minimum payment and the securities are unsecured obligations subject to issuer credit risk. Proceeds are for general corporate purposes.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS notes linked to the EURO STOXX 50® Index maturing on July 6, 2032. Each Trigger PLUS has a $1,000 stated principal, an issue price of $1,000, and an estimated value on the pricing date of $943.20. The notes provide leveraged upside equal to a 195.29% leverage factor on any index appreciation but expose holders to principal loss if the final index value is below a trigger level set at 75% of the initial index value. If the final index value is below the trigger level, holders incur a proportional loss (1% loss of principal per 1% index decline), potentially losing the entire investment. Payments are unsecured obligations of MSFL and are subject to Morgan Stanley's credit risk; the securities will not be listed and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due June 30, 2031, linked to the EURO STOXX 50® Index. The securities have a stated principal amount of $1,000 per security, do not pay interest and are fully guaranteed by Morgan Stanley. At maturity the payoff depends on the final index level versus the initial level and a 15% buffer: gains above the initial level receive a leveraged upside (leverage factor determined on the pricing date, indicated between 153% and 168%); declines that remain within the buffer deliver a capped positive absolute-return participation (capped effectively at 15%); declines beyond the buffer produce proportional principal loss, subject to a 15% minimum payment. The estimated value on the pricing date was approximately $932.60 per security. All payments are subject to Morgan Stanley’s credit risk; purchasers bear issuance, selling and hedging costs embedded in the issue price.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS securities due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 and have a stated principal amount of $1,000 per security.
The securities provide leveraged upside if the worst performing underlier finishes above its initial level, absolute return participation (operative within the buffer range), and a 20% buffer with a 20% minimum payment at maturity. The leverage factor will be set on the pricing date between 138% and 153%. The document shows an estimated value on the pricing date of approximately $933.40 per security and highlights credit, liquidity and tax uncertainties.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS securities due June 28, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays at maturity based on the performance of the worst performing of the Nasdaq-100 Index® and the Russell 2000® Index.
Payments at maturity vary by outcome: investors can receive the stated principal plus a leveraged upside (leverage factor set between 121% and 136%), a capped positive absolute-return payment when declines remain above the 70% downside thresholds, or suffer principal loss 1:1 if either underlier is below its downside threshold on the observation date. The estimated value on the pricing date is approximately $941.00 per security.
Morgan Stanley Finance LLC is offering principal-at-risk auto-callable securities linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $967.40, a pricing and strike date of June 30, 2026, original issue date of July 6, 2026 and a maturity date of January 4, 2028.
The notes pay a contingent coupon (annual rate set on the pricing date, disclosed range 11.75% to 12.75%) only if each underlier is at or above its coupon barrier (80% of initial level) on an observation date. The securities are automatically redeemed if each underlier meets its call threshold (100% of initial level) on a redemption determination date, and otherwise at maturity investors receive principal only if each underlier is at or above its downside threshold (70% of initial level); if any underlier is below that threshold, payment equals the stated principal multiplied by the worst performing underlier’s performance factor. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent-income auto-callable notes due July 6, 2029 with a stated principal amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon (annual rate set on the pricing date between 11.25% and 12.25%) only if each underlier closes at or above its coupon barrier on observation dates. The notes are linked to the worst performing of the Dow Jones Industrial Average, EURO STOXX 50® and Russell 2000®. Automatic early redemption may occur on specified dates if each underlier is at or above its 100% call threshold; otherwise, at maturity investors receive principal only if all underliers are at or above their 70% downside thresholds, otherwise the payment equals the stated principal times the performance factor of the worst performing underlier, potentially resulting in substantial principal loss.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due June 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and returns are linked to the worst performing of three indices: the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. If the worst performing underlier finishes at or above its initial level, holders receive principal plus the greater of the underlier percent change or an $645–$695 upside payment. If the worst performing underlier finishes below a 70% downside threshold, holders lose 1% for each 1% decline in that underlier and could lose their entire principal. The observation date is June 25, 2031 (subject to postponement for non-trading days and certain market disruption events).
The issuer estimates the value on the pricing date at approximately $938.30 per security; the original issue price is $1,000, which includes issuance, structuring and hedging costs borne by investors. All payments are subject to Morgan Stanley's credit risk; MS & Co. is the calculation agent and agent for distribution.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Futures Excess Return Index with maturity on June 30, 2031. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $937.50.
Payments at maturity vary by index performance: investors receive the stated principal plus the greater of the underlier percent change or an upside payment ($520–$540 per security) if the final level is at or above the initial level; a capped positive return (up to 30%) if the final level is below the initial level but at or above a 70% downside threshold; and a pro rata loss of principal if the final level is below the downside threshold, with no minimum payment. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Dual Directional Trigger PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal amount per security and maturity on July 3, 2031. The securities pay no interest and expose investors to full credit risk of Morgan Stanley and to market risk of the underlier. At maturity the payout follows three outcomes: (1) if the final level > initial level, investors receive principal plus a leveraged upside (leverage factor set on the pricing date, indicated between 188% and 203%); (2) if the final level is ≤ initial but ≥ a downside threshold (60% of initial level), investors receive principal plus a positive return based on the 50% absolute return participation rate (capped effectively at 20% in examples); (3) if the final level < downside threshold, investors suffer pro rata loss of principal (1% principal loss per 1% index decline) and could lose the entire investment. The estimated value on the pricing date was approximately $959.50 per security; the issue price is $1,000, which includes issuance, structuring and hedging costs.