Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering auto-callable structured Jump Notes due August 23, 2033 linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, in an aggregate principal amount of $1,385,000 at $1,000 per note. The notes pay no interest and return at least principal at maturity, subject to Morgan Stanley’s credit risk.
The notes are automatically redeemed if on any determination date the index closes at or above the call threshold level of 1,339.513 (101% of the initial level 1,326.25), triggering fixed early redemption payments that step up from $1,105 in 2027 to $1,630 in 2032. If not called and the final index level exceeds the initial level, investors receive principal plus 100% of index appreciation; otherwise only principal is repaid at maturity.
The estimated value on the pricing date is $924.80 per note, below issue price due to embedded costs. The notes are unsecured, not listed, may have limited liquidity, and are treated as contingent payment debt instruments for U.S. tax purposes, with a comparable yield of 5.3217% per annum.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering market-linked, auto-callable principal-at-risk securities due August 22, 2030, linked to the lowest performing of the S&P 500® Index and the Dow Jones Industrial Average. Each security has a $1,000 face amount, with an aggregate face amount of $610,000. The current estimated value on the pricing date is $959.80 per security, below the issue price because it embeds issuing, selling, structuring and hedging costs.
The notes can be automatically called quarterly starting August 23, 2027 if both indices are at or above their starting levels (7,691.76 for the S&P 500 and 53,343.40 for the Dow). Call payments range from $1,082.50 (8.25%) on the first calculation day up to $1,330.00 (33.00%) if called on the final calculation day; investors do not participate in additional index appreciation. If never called, principal is protected only down to 80% of each starting level; below that threshold the maturity payment is $1,000 times the performance factor of the lowest-performing index, so losses can exceed 20% and reach 100%. The securities pay no interest or dividends, are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), as guarantor for Morgan Stanley Finance LLC, is offering Contingent Income Memory Auto-Callable Securities due September 8, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. These unsecured notes are principal-at-risk and issued in $1,000 denominations, with an original issue price of $1,000 and an estimated value on the pricing date of about $947 per security.
Investors may receive a 16.00% per annum contingent coupon, payable only if on each observation date the index level is at or above a coupon barrier set at 70% of the initial level; missed coupons can be paid later if the barrier is met. The notes are auto-callable from June 3, 2027 if the index is at or above the call threshold, set at 100% of the initial level, returning principal plus the applicable coupon and any unpaid coupons.
If not called, at maturity investors receive full principal only if the final index level is at or above the downside threshold of 60% of the initial level; below that, the payoff is proportional to index performance and can be zero. All payments depend on Morgan Stanley’s credit, and there may be little or no secondary market. The underlier is a leveraged, volatility-targeting futures-based index with a 4.0% per annum daily decrement and limited live history.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Dual Directional Buffered Jump Securities with an auto-call feature linked to the Russell 2000® Index, maturing on September 8, 2028. Each security has a stated principal amount and issue price of $1,000 and pays no interest.
The notes may be automatically redeemed on September 13, 2027 for $1,070 per security if the Russell 2000® closing level on the first determination date is at or above the initial level. If not called, maturity payment depends on index performance: gains above the initial level provide 100% upside participation but are capped at $1,180 per security (118% of principal). If the index ends between 80% and 100% of its initial level, investors receive a positive “absolute return” up to a 20% gain; below 80%, principal is reduced 1% for each 1% decline beyond the 20% buffer, but not below 20% of principal.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with all payments subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is about $966.60 per security, below the $1,000 issue price due to embedded costs. The notes are not bank deposits, are not FDIC insured, have limited or no secondary market liquidity, and carry complex U.S. tax treatment described as prepaid financial contracts, with Section 871(m) dividend-equivalent withholding generally expected not to apply to Non-U.S. Holders.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Structured Investments Buffered PLUS linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $1,599,000, and pays no interest.
At maturity on September 23, 2027, if the S&P 500 final level is above the initial level of 7,691.76, investors receive principal plus 110% of the index gain, capped at a maximum payment of $1,148.20 per security (114.82% of principal). If the index is between the initial level and the buffer level of 6,922.584 (90% of the initial level), investors receive only principal. Below the buffer, investors lose 1% of principal for each 1% further decline, subject to a minimum payment of 10% of principal.
The estimated value on the pricing date is $991.40 per security, reflecting issuing, selling, structuring and hedging costs. The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk, may have limited or no secondary market liquidity, and are not bank deposits or FDIC insured.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Enhanced Buffered Jump Securities linked to the S&P 500® Index, maturing on December 3, 2027, with a stated principal amount of $1,000 per security. The notes pay no interest. At maturity, if the S&P 500 final value is at or above 85% of the initial index value (the downside threshold), investors receive $1,000 plus a fixed upside payment of $78.50, a total return of 7.85%. If the index finishes below 85% of the initial level, principal is reduced based on the index decline beyond a 15% buffer, multiplied by a downside factor of 1.1765, with no minimum payment; the investment can go to zero. The estimated value on the pricing date is approximately $972 per security, below the $1,000 issue price, reflecting embedded costs and Morgan Stanley’s pricing.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Callable Contingent Income Buffered Securities due August 31, 2028, linked to the worst performer of the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF. These are unsecured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley.
Investors receive a contingent coupon at 9.85% per annum only if on each observation date the closing level of every underlier is at or above its coupon barrier (70% of initial level). The issuer may redeem the notes early on specified redemption dates if a risk‑neutral valuation model indicates it is economically rational for Morgan Stanley, paying principal plus any due coupon; no further payments occur thereafter.
If not redeemed early, at maturity investors receive principal back only if each underlier’s final level is at or above its buffer level (80% of initial). If any underlier is below its buffer, the payoff is reduced 1% for each 1% decline of the worst performer beyond the 20% buffer, subject to a minimum payment of 20% of principal. The estimated value on the pricing date is about $985.40 per $1,000, and all payments are subject to Morgan Stanley’s credit risk.