Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers a Trigger PLUS structured note due April 1, 2032 linked to the S&P 500® Futures Excess Return Index. The securities are issued at a $1,000 stated principal amount per security and carry a 200.25% leverage factor on upside performance.
At maturity the payout is: stated principal plus leveraged upside if the final level exceeds the initial level; stated principal if the final level is between the downside threshold and the initial level; and a principal loss pro rata if the final level is below the downside threshold (the downside threshold is 60% of the initial level). The document states an estimated value on the pricing date of approximately $934.40 per security and discloses agent commissions of $32.50 plus a potential structuring fee of up to $9 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due April 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a 125% leverage factor, a 15% buffer and a maximum payment at maturity of $1,800 (180%). The observation (strike) date is March 27, 2031 and the issue/strike date is March 27, 2026 with original issue date April 1, 2026. At maturity investors receive the stated principal plus a leveraged upside payment if the basket performance factor is positive (capped at the maximum); they receive principal if losses do not exceed the buffer; losses beyond the buffer reduce principal 1% per 1% decline, subject to a minimum payment of 15% of principal. The four basket components include the SPXFP futures excess return index, EURO STOXX 50, Russell 2000 and EFA ETF; component weightings are allocated at observation date (45%/25%/20%/10% by relative performance). All payments are subject to issuer credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS securities with a stated principal amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley, maturing on April 4, 2028. The securities are linked to the S&P 500® Futures Excess Return Index and provide a leveraged upside of 113%, an absolute return participation rate of 100%, a buffer of 15% (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of the stated principal amount. All payments are subject to issuer credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced Structured Investments — Buffered Jump Securities with an Auto-Callable feature. The offering totals $2,469,000 in aggregate principal at a $1,000 stated principal amount per security, with an estimated value on the pricing date of $947.80 per security.
The securities are linked to the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME). Key economic terms include a 15% buffer level, call threshold levels at approximately 85% of initial levels, a minimum payment at maturity of 15% of principal, automatic early redemption starting with the first determination date on September 18, 2026, and final maturity on December 26, 2028.
Morgan Stanley Finance LLC offers Principal at Risk callable contingent income securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon of 13.75% per annum only if the closing level of each of three underliers (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index) is at or above its coupon barrier (each set at 70% of its initial level) on each observation date. The securities are callable beginning on September 30, 2026 based on the output of a risk neutral valuation model. At maturity, if the final level of the worst performing underlier is below its downside threshold (each 70% of initial level), principal is reduced proportionally to that underlier’s performance; if all underliers are at or above their thresholds, the stated principal of $1,000 per security is returned.
Morgan Stanley Finance LLC issues Dual Directional Buffered PLUS notes, fully and unconditionally guaranteed by Morgan Stanley. The notes are principal‑at‑risk securities linked to the S&P 500® Futures Excess Return Index, offered at a stated principal amount of $1,000 per security with a maturity date April 5, 2028 and an observation date March 31, 2028. Terms include a 111% leverage factor on upside appreciation, a 15% buffer level (buffer amount 15%) and a minimum payment at maturity of 15% of stated principal. Pricing and strike dates are March 31, 2026, with original issue date April 3, 2026. Payments depend on the closing final level on the observation date; investors bear issuer credit risk and may lose a substantial portion of principal.
Morgan Stanley Finance LLC is offering structured, market‑linked notes due March 22, 2029 with an aggregate principal amount of $365,000. The notes are linked to the worst performing of the Tokyo Stock Price Index (TPX) and the EURO STOXX 50® (SX5E) and are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $944.70 and a participation rate of 104.50%. At maturity investors receive principal plus a payment tied to the appreciation of the worst performing underlier; if either underlier is at or below its initial level, only the stated principal amount is repaid.
Morgan Stanley Finance LLC priced Buffered Jump Securities (auto-callable) due December 26, 2028, fully guaranteed by Morgan Stanley, linked to the worst performing of the VanEck® Gold Miners ETF (GDX) and the Global X Copper Miners ETF (COPX). Each security has a $1,000 stated principal amount and an issue price of $1,000; aggregate principal amount is $685,000. The securities offer automatic early redemption on scheduled determination dates with rising fixed early redemption payments (first determination date September 21, 2026) and a buffer of 15% against losses. If not called, investors receive a fixed positive payment if both underliers finish at or above their buffer levels, otherwise principal is reduced 1% for each 1% decline of the worst performing underlier beyond the 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note offering with an aggregate principal amount of $742,000, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon of $1,000 par per security with an 8.00% annual coupon rate (paid only if both underliers meet coupon barrier tests) and can be automatically redeemed on specified dates beginning September 24, 2026. If not redeemed, maturity is February 23, 2029, and principal repayment depends on the worst performing of the XME and GDX ETFs relative to specified buffer and barrier levels, with a minimum payment at maturity equal to 15% of principal.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Broadcom Inc. (underlier). The offering consists of $9,853,000 aggregate principal of securities at a $1,000 issue price per security with a stated principal of $1,000 each and an estimated value on the pricing date of $984.70.
Key economics: a 17.00% annual contingent coupon, observation dates beginning June 22, 2026, final observation on September 20, 2027 and maturity on September 23, 2027. The initial level was $319.84; the coupon barrier and downside threshold equal $175.912 (55% of the initial level). If not auto-redeemed, principal at maturity is returned only if the final level is >= the downside threshold; otherwise payment = principal × (final level / initial level).