Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due June 2, 2027 linked to the State Street® Technology Select Sector SPDR® ETF. Each security has a stated principal amount of $1,000 and a maximum payment at maturity of $1,225.
Payments depend on the ETF’s closing level on the observation date: investors receive leveraged upside (200% of appreciation) up to the cap if the final level is above the initial level, full principal if the final level is at or above a 90% downside threshold, or a pro rata loss of principal if the final level is below that threshold. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes backed by Morgan Stanley. Each security has a stated principal amount of $1,000 and no periodic interest. The securities reference the Nasdaq-100® Equal Weighted Index and the S&P® 500 Equal Weight Index, use the worst-performing underlier to determine payoff, and are subject to a 20% buffer (buffer level = 80% of initial level) and a minimum payment at maturity of 20% of principal. The leverage factor for upside is 111% and the absolute return participation rate is 100%. Key dates: strike date March 23, 2026, pricing date March 24, 2026, original issue date March 27, 2026, observation date March 23, 2029 and maturity date March 28, 2029. The estimated value on the pricing date was approximately $966.60 per security. All payments are subject to issuer and guarantor credit risk; holders may lose a substantial portion of principal if the worst performing underlier falls below its buffer level.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes: fixed‑coupon, buffered auto‑callable securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, a fixed coupon set on the pricing date in the 7.00% to 8.00% range and an estimated value on the pricing date of $919.50.
The notes pay monthly coupons, can be automatically redeemed beginning on April 16, 2027 if the underlier meets the call threshold, and mature on April 16, 2031. The structure features an 85% buffer level (a 15% buffer) and a minimum payment at maturity equal to 15% of principal; if the final level is below the buffer, holders lose 1% of principal for each 1% decline beyond the buffer. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, and are subject to issuer credit risk.
Morgan Stanley Finance LLC offers Contingent Income Memory Buffered Auto-Callable Securities due April 16, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $902.60.
The securities pay a contingent coupon determined on the pricing date at an annual rate of 9.00% to 10.00%, payable only if the underlier meets the coupon barrier (which is 70% of the initial level) on observation dates. The notes are auto‑callable beginning with the first redemption determination date on April 12, 2027 if the underlier is at or above the call threshold (90% of the initial level).
At maturity, if not redeemed early and the final level is below the buffer level (85% of the initial level), principal is reduced on a 1:1 basis for declines beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal‑at‑risk notes fully guaranteed by Morgan Stanley: Buffered Jump Securities due March 28, 2028. The securities are sold at an issue price of $1,000 per security and had an estimated value of approximately $972.30 on the pricing date.
The notes reference a four‑stock basket (APO, BX, ARES, KKR) with equal 25% weights and include an automatic early redemption feature on the first determination date April 5, 2027 for an early redemption payment of $1,242.50 if the closing level is ≥ the call threshold (100). If not called, maturity payoffs depend on final level vs. initial level (initial level 100): a participation rate of 150%, an upside payment of $485, a buffer of 15% (buffer level 85), and a downside factor of 1.1765, meaning losses beyond the buffer reduce principal proportionally and could eliminate principal.
Morgan Stanley Finance LLC prices contingent income, memory buffered auto-callable notes due April 16, 2031 tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $898.90.
The notes pay a contingent coupon at an annual rate of 11.50% to 12.50% on observation dates when the underlier is at or above an 80% coupon barrier, feature an 85% buffer (15% buffer amount) at maturity, a minimum payment at maturity of 15% of principal, and automatic early redemption beginning with the first redemption determination date on April 12, 2027. Payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes—Buffered Jump Securities with an auto‑callable feature, fully guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and may be automatically redeemed on scheduled determination dates beginning April 13, 2027 if the underlier meets the call threshold. If not called, maturity is April 16, 2031, with payoff conditions tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, a rules‑based index established on March 14, 2022. The securities feature a 15% buffer against downside at maturity and a 15% minimum payment, but investors can lose more than the buffer if the final index level falls below the buffer; no regular interest is paid. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering contingent income memory buffered auto-callable securities due April 16, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $900.70.
The securities pay a contingent coupon (annual rate to be set on the pricing date between 10.15% and 11.15%) only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above a coupon barrier of 70% on observation dates. They are automatically redeemed early if the index is at or above the call threshold (100% of the initial level) on any redemption determination date beginning April 12, 2027. At maturity, if not called, investors receive principal if the final level is at or above the buffer level of 85%; otherwise principal is reduced by the index decline beyond the 15% buffer, subject to a minimum payment at maturity equal to 15% of principal.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities with a stated principal amount of $1,000 per security that mature on April 16, 2031 and are fully guaranteed by Morgan Stanley. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and include an automatic early redemption feature starting on April 13, 2027. If the underlier’s closing level on a determination date is at or above the call threshold (85% of the initial level), the securities will auto‑redeem for fixed early redemption payments that imply roughly 11.50 to 12.50 per annum in specified ranges. If not redeemed, maturity payoffs are either a fixed positive payment (if final level ≥ buffer level) or a reduced principal that loses 1% per 1% decline beyond a 15 buffer, subject to a minimum payment of 15 of principal. The issue price is $1,000; the estimated value on the pricing date was approximately $898.40. All payments are subject to the issuer’s and guarantor’s credit risk; investors bear structuring, selling and hedging costs included in the issue price.
Morgan Stanley Finance LLC offers Trigger PLUS principal-at-risk notes due April 3, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal of $1,000 per security, a leverage factor of 218.75% on upside performance of the S&P 500® Futures Excess Return Index, a downside threshold at 75% of the initial level and an observation/strike date of March 31, 2026. The securities pay no interest; if the index at maturity is below the downside threshold, investors lose proportionately (1% loss in principal per 1% index decline). Estimated value on the pricing date is approximately $972.90 per security.