Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered PLUS structured notes due September 8, 2031, linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the index is above its initial level, holders receive principal plus 206% of the index gain. If the index is between the initial level and the 80% buffer level, holders receive only principal. Below the buffer, principal is reduced 1% for each 1% additional decline, subject to a 20% minimum payment of principal.
The estimated value on the pricing date is approximately $972.60 per note, below the issue price, reflecting issuing, selling, structuring and hedging costs. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry complex U.S. tax and Section 871(m) considerations.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Auto-Callable Securities maturing on September 27, 2030, linked to the worst performer of the EURO STOXX 50®, Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal amount and issue price.
Investors may receive a contingent coupon of $37.50 per interest period, but only when the closing level of each index is at or above its coupon barrier level (70% of its initial level); missed coupons can be paid later if conditions are met. The notes are automatically called if, on specified dates, all indices are at or above their call threshold (100% of initial), paying principal plus current and any unpaid coupons.
If not called, and at maturity any index is below its downside threshold (55% of initial), the payoff is reduced 1% for every 1% decline in the worst-performing index, down to a possible zero return of principal. The estimated value on the pricing date is about $967.50 per $1,000, reflecting issuance, structuring and hedging costs. All payments depend on Morgan Stanley’s credit, secondary market liquidity may be limited, and U.S. tax treatment is complex and uncertain, including potential withholding for non-U.S. holders.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-callable feature linked to the worst performing of three equity futures excess return indices: the Dow Jones Industrial Average Futures Excess Return Index, the Russell 2000 Futures Excess Return Index and the S&P 500 Futures Excess Return Index. Each security has a $1,000 stated principal amount, prices at $1,000 per security, and is scheduled to mature on August 26, 2036, subject to automatic early redemption.
The notes will be automatically redeemed on September 3, 2027 for an early redemption payment of $1,220 per security if, on the first determination date of August 31, 2027, each underlier’s closing level is at least 100% of its initial level. If not called, at maturity investors receive: principal plus an upside payment if every underlier ends above its initial level, with a 570% participation rate in the gain of the worst performer; principal only if any underlier is at or below its initial level but all remain at or above 60% of their initial levels; or a loss of 1% of principal for each 1% decline of the worst performer if any underlier finishes below its downside threshold, which can reduce the payment to zero.
The estimated value on the pricing date is approximately $902.30 per security, below the issue price because it excludes selling, structuring and hedging costs borne by investors. The notes pay no interest, are unsecured obligations of Morgan Stanley Finance LLC fully and unconditionally guaranteed by Morgan Stanley, are subject to the issuers’ credit risk, may have limited or no secondary market liquidity, and involve complex U.S. federal income tax considerations.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Trigger Participation Securities linked to the S&P 500® Index, maturing on August 23, 2030. The notes pay no interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors receive $1,000 plus 100% of any positive index return if the final level exceeds the initial level of 7,641.16. If the final level is at or below the initial level but at or above the downside threshold of 5,348.812 (70% of the initial level), investors receive only the $1,000 principal. If the final level is below the downside threshold, repayment is $1,000 multiplied by the performance factor (final level / initial level), with losses matching the full index decline; the payout can be reduced to zero.
The estimated value on the pricing date is approximately $979.50 per $1,000 security, reflecting issuing, selling, structuring and hedging costs. All payments are subject to Morgan Stanley’s credit risk, the securities are not bank deposits or FDIC-insured, secondary market liquidity may be limited, and U.S. tax treatment is complex and uncertain.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due September 2, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, at $1,000 stated principal amount per security.
Investors may receive a contingent coupon of 18.70% per annum, paid only if on each observation date the index closes at or above 70% of its initial level. The notes auto-call, paying principal plus coupon, if on any redemption determination date the index is at or above 100% of its initial level.
If held to maturity without prior redemption and the final index level is at or above 60% of the initial level, investors receive principal (plus any last coupon if conditions are met). If the final level is below 60%, repayment is reduced 1% for each 1% decline in the index, and the maturity payment can be zero. The estimated value on the pricing date is approximately $935.60 per security, below the issue price, reflecting structuring and hedging costs. The securities are unsecured obligations of MSFL, guaranteed by Morgan Stanley, subject to their credit risk, with limited liquidity and complex tax treatment.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due July 31, 2028, linked to the worst performer of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, at $1,000 per security and fully guaranteed by Morgan Stanley.
Investors may receive a 9.00% per annum contingent coupon, paid only if on each observation date both indices are at or above their coupon barrier levels set at 70% of initial levels. The notes are automatically redeemed on specified dates if both indices are at or above 100% of initial levels, paying principal plus the applicable coupon.
If not called, and at maturity either index is below its 70% downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to $0. The estimated value on the pricing date is approximately $970.10 per security, and all payments are subject to Morgan Stanley’s credit risk and complex U.S. tax treatment.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on September 3, 2032. Each security has a stated principal amount and issue price of $1,000 and is fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a contingent coupon at 17.00% per annum, paid only if on the relevant observation date the index level is at or above a coupon barrier set at 70% of the initial level; unpaid coupons can be paid later if the barrier is subsequently met. The notes are auto-callable on scheduled redemption determination dates if the index is at or above a call threshold set at 100% of the initial level, in which case investors receive principal plus the applicable coupon and any previously unpaid coupons, and the notes terminate.
If not redeemed early, at maturity investors receive principal back only if the final index level is at or above a downside threshold of 60% of the initial level; otherwise, repayment is reduced 1% for each 1% index decline, and the payment can be zero. The estimated value on the pricing date is approximately $957.90 per security, reflecting issuance, selling, structuring and hedging costs. Payments depend on Morgan Stanley’s credit, and there may be limited or no secondary market.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.