Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering Trigger PLUS structured notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest, and matures on August 29, 2031, with principal at risk.
At maturity, if the S&P 500 final level is above the initial level, holders receive $1,000 plus a leveraged upside payment equal to 110% of the index’s percentage gain. If the final level is at or below the initial level but at or above the 75% downside threshold, investors receive only $1,000. If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the index, with no minimum, so the payment can fall to zero.
The estimated value on the pricing date is approximately $983.50 per security, reflecting issuing, selling, structuring and hedging costs borne by investors. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley, and secondary market liquidity and pricing are expected to be limited and potentially below the issue price.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Enhanced Trigger Jump Securities due September 8, 2031 linked to the S&P 500® Index. Each unsecured, principal-at-risk note has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the S&P 500® final level is at or above the downside threshold of 80% of the initial level, investors receive $1,000 plus the greater of a fixed $200 upside payment (20%) or $1,000 multiplied by the index percent change, subject to a maximum payment of $1,953 per security (195.30%). If the final level is below the downside threshold, repayment is $1,000 times the performance factor (final/initial), implying a 1% loss of principal for each 1% index decline, with no minimum payment and potential total loss of principal.
The issue price is $1,000 per security, including a fixed sales commission of $30 (3%) to dealers, for net proceeds of $970 per note to the issuer. The estimated value on the pricing date is approximately $958.30 per security. All payments depend on Morgan Stanley’s credit; the notes are not bank deposits and are not FDIC insured.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, auto-callable structured notes (“Jump Notes”) due August 30, 2029, linked to the worst performer of Alphabet Class A, Apple, and Microsoft common stocks. Each note has a $1,000 stated principal amount and pays no interest.
The notes are automatically redeemed on September 1, 2027 for $1,135 per note if, on August 27, 2027, each underlier’s closing level is at or above its initial level. If not called, at maturity investors receive $1,000 plus an upside payment equal to 125% of the percentage gain of the worst-performing underlier, but only if all final levels exceed initial levels; otherwise, only principal is repaid.
The notes are fully and unconditionally guaranteed by Morgan Stanley, but all payments are subject to its credit risk. They will not be listed, and the estimated value on the pricing date is approximately $960.20 per note, reflecting issuance, selling, structuring and hedging costs that reduce economic terms and likely secondary-market prices.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering EURO STOXX 50®-linked Enhanced Trigger Jump Securities maturing on September 8, 2031. Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of approximately $961.50 per security.
The notes pay no interest and do not guarantee any principal. At maturity, if the EURO STOXX 50® final level is at or above 75% of its initial level, investors receive $1,000 plus the greater of the index-based gain or a fixed upside payment of $403 per security (40.30% of principal). If the final level is below 75% of the initial level, repayment is linear to index performance (final level ÷ initial level), so losses match the full percentage decline and the payment can be zero.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. A fixed sales commission of $30 per security is paid to dealers, leaving issuer proceeds of $970 per security before hedging and other costs. Secondary market liquidity is not assured and U.S. tax treatment is described as uncertain prepaid financial contracts.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-call feature linked to the worst performer of Apple, Amazon.com and Alphabet Class A common stocks, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and issue price, with an estimated value of approximately $949.70 on the pricing date.
The notes may be automatically redeemed on September 17, 2027 for $1,635 per security if, on the September 14, 2027 determination date, each underlier is at or above 100% of its initial level. If held to the September 7, 2029 maturity, investors receive principal plus a 200% participation in the gain of the worst performer if all final levels exceed initial levels; only principal back if all remain at or above 60% downside thresholds; and a linear loss to zero based on the worst performer if any finishes below its 60% downside threshold. The securities pay no interest, expose holders to full downside of the worst stock, are unsecured obligations subject to Morgan Stanley’s credit risk, and involve complex tax and liquidity considerations.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Auto-Callable Securities linked to the Class A common stock of an underlying investment manager and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a term to August 30, 2029 and an estimated value on the pricing date of approximately $983.30 per security, reflecting issuance, structuring and hedging costs.
The securities pay a contingent coupon at 14.15% per annum, only if the underlying stock’s closing level is at or above a coupon barrier set at 50% of the initial level on the relevant observation date; missed coupons can be paid later if conditions are met. They are automatically redeemed if, on specified determination dates starting February 25, 2027, the underlying closes at or above 100% of the initial level, returning principal plus applicable coupons. If held to maturity without early redemption, investors receive principal only if the final level is at or above a downside threshold of 50% of the initial level; otherwise, repayment is reduced one-for-one with the underlying’s decline and can be zero. All payments depend on Morgan Stanley’s creditworthiness.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due August 31, 2029, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000® Index. Each security has a $1,000 stated principal amount and pays a 10.50% per annum contingent coupon only if on each observation date every index is at or above its coupon barrier, set at 75% of its initial level. If any index is below its barrier on an observation date, no coupon is paid for that period.
Starting March 3, 2027, the notes are callable in whole at par plus any due coupon, but only if a specified risk neutral valuation model indicates early redemption is economically rational for the issuer. If not called, and at maturity every index is at or above its downside threshold of 65% of its initial level, investors receive full principal plus any final coupon. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline in the worst performer, potentially to zero. The estimated value on the pricing date is approximately $954.30 per $1,000 security, reflecting issuance, selling, structuring and hedging costs. All payments are subject to the credit risk of Morgan Stanley Finance LLC and the Morgan Stanley guarantee.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Callable Contingent Income Memory Buffered Securities due August 24, 2029, linked to the worst performing of three ETFs: iShares Russell 2000 (IWM), iShares MSCI Emerging Markets (EEM) and State Street Materials Select Sector SPDR (XLB). Each note has a $1,000 stated principal amount and pays a 9.60% per annum contingent coupon only if, on an observation date, every underlier is at or above its coupon barrier level, set at 80% of its initial level.
The notes are callable in whole, but not in part, on specified redemption dates from August 30, 2027 onward, if a risk neutral valuation model indicates that early redemption is economically rational for Morgan Stanley; if called, investors receive principal plus the current and any previously unpaid contingent coupons. If held to maturity and every underlier’s final level is at or above its 80% buffer level, investors receive full principal plus any due coupons; otherwise, they lose 1% of principal for each 1% decline in the worst underlier beyond the 20% buffer, subject to a minimum payment of 20% of principal.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is approximately $978 per $1,000 note, reflecting issuance, structuring and hedging costs borne by investors.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due September 7, 2029 linked to the worst-performing of the Nasdaq-100® Technology Sector Index℠, the Russell 2000® Index and the S&P 500® Index, in $1,000 denominations and fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 11.00% per annum, but only if on each observation date the closing level of every index is at or above its coupon barrier, set at 70% of the initial level for each index; otherwise no coupon is paid for that period. If not previously redeemed, at maturity investors receive principal only if the final level of each index is at or above its downside threshold, set at 60% of the initial level; otherwise, repayment is reduced 1% for each 1% decline of the worst-performing index and can be zero.
Beginning June 9, 2027, the issuer may redeem the notes in whole on scheduled redemption dates for principal plus any due coupon, but only if a specified risk neutral valuation model indicates it is economically rational for Morgan Stanley to do so. The estimated value on the pricing date is approximately $976.80 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and the issuer’s funding rate. All payments are subject to Morgan Stanley’s credit risk.