Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers Principal at Risk securities—contingent income, auto-callable notes due April 14, 2031 backed by a full guarantee of Morgan Stanley. Each security has a stated principal of $1,000 and a contingent coupon at an annual rate of 12.85%, payable only if the indexed closing level meets the coupon barrier on scheduled observation dates.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index; the coupon barrier and downside threshold are each set at 60% of the initial level and the call threshold is 100% of the initial level. The estimated value on the pricing date was approximately $932.70 per security. Investors face full principal risk if the final level is below the downside threshold and may receive no coupons if observation dates fail to meet the coupon barrier.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Performance Leveraged Upside Securities (Trigger PLUS) linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal per security and original issue price of $1,000. The securities mature on April 6, 2032 with an observation date of April 1, 2032 and a strike date of April 1, 2026.
The terms include a leverage factor of 213.25% for upside payments, a downside threshold at 70% of the initial level (below which principal is lost proportionally), and an estimated value on the pricing date of approximately $931.80 per security. Distributor compensation totals $32.50 in sales commissions plus up to $9 structuring fee per security; proceeds to issuer are $967.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, buffered, auto-callable notes due April 16, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $901.30.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal. If the underlier is at or above the call threshold (90% of the initial level) on a determination date beginning with April 13, 2027, the notes will be automatically redeemed for fixed early redemption payments (priced to deliver approximately 12.50 to 13.50 per annum). If not called, payout at maturity depends on the final level relative to the call threshold and buffer, with full downside exposure beyond the buffer subject to the minimum payment.
Morgan Stanley Finance LLC is offering contingent income principal-at-risk notes due May 1, 2031 guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, a contingent coupon to be set on the pricing date at an annual rate between 9.50% and 10.50%, an initial observation structure beginning with a April 27, 2026 strike/pricing date and a final observation on April 28, 2031.
The notes pay contingent coupons only when the underlier closes at or above a coupon barrier (set at 65% of the initial level) on observation dates, and include an automatic early redemption feature if the underlier closes at or above the call threshold (100% of initial level) on a redemption determination date. At maturity, if the final level is below the buffer level (85% of initial), principal is reduced by each percentage point the underlier falls beyond the 15% buffer, subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Autocallable Leveraged Index Return Notes linked to the common stock of Oracle Corporation, due approximately April, 2028 with a principal amount of $10.00 per unit. The notes have an automatic call feature on a Call Observation Date about one year after pricing; the Call Payment is indicated at $12.50 - $12.90 (Call Premium 25.00% - 29.00%). If not called, the notes provide a 150% Participation Rate for upside and an absolute‑value return for declines up to a 40% fall (Threshold Value = 60% of Starting Value); declines beyond that give 1:1 downside exposure. The initial estimated value on pricing is about $9.589 per unit and the public offering price is $10.00. All payments are subject to the issuer’s and guarantor’s credit risk and there are no periodic interest payments or dividend rights.
Morgan Stanley Finance LLC priced Principal at Risk auto-callable securities due March 29, 2029, fully guaranteed by Morgan Stanley. Each $1,000 security is linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Automatic early redemption can occur on specified determination dates beginning April 5, 2027, with fixed early redemption payments per security of $1,147, $1,220.50, $1,294 and $1,367.50. At maturity investors receive $1,441 if all underliers meet call thresholds, the principal if all underliers are at or above 70% of initial levels, or a reduced payment tied to the worst performing underlier if any underlier is below 70% of its initial level.
All payments are subject to MS/ MSFL credit risk; the estimated value on the pricing date is approximately $951.90 per security.
Morgan Stanley Finance LLC offers contingent income auto-callable notes due April 7, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of $8.30% per annum when each underlier meets its coupon barrier on monthly observation dates and are linked to the worst performing of NVIDIA, Tesla and Palantir. Stated principal is $1,000 per note; estimated value on the pricing date is approximately $944.60 per note. The coupon barrier is 75% of each initial level and the call threshold is 100% of each initial level. The first automatic early redemption can occur on April 7, 2027 (determination date April 2, 2027).
Morgan Stanley Finance LLC offers structured, principal-at-risk auto-callable securities due April 16, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest, have a $1,000 stated principal amount and may automatically redeem early if each underlier meets call thresholds on scheduled determination dates.
Payments depend on the worst performing underlier — the Dow Jones Industrial Average, the S&P 500® Index and the Russell 2000® Index — with a downside threshold of 75% of initial levels and fixed early redemption payments that correspond to roughly 14.80% per annum on success. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities due May 5, 2027, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal of $1,000, an upside payment of $105 (10.50%), an observation date of April 30, 2027 (subject to postponement for non-trading days and certain market disruption events) and a maturity date of May 5, 2027. The downside threshold for each underlying index is 65% of its initial level. If every final level is at or above its downside threshold, holders receive principal plus the upside payment; if any underlier is below its downside threshold, payoff equals principal multiplied by the worst performing underlier’s performance factor and could be significantly less than principal or zero.
Estimated value on the pricing date is approximately $981.10 per security; all payments remain subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $852,000 aggregate principal amount of Dual Directional Buffered Participation Securities due March 23, 2028, each with a $1,000 stated principal amount and fully and unconditionally guaranteed by Morgan Stanley.
The securities are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Key economic terms: $1,000 issue price, estimated value on the pricing date $981.20, 100% upside participation, 100% absolute return participation, a 15% buffer (buffer level ≈ 85% of initial levels) and a 15% minimum payment at maturity. The securities pay no interest; investors face principal risk if the worst performing underlier finishes below the buffer. The offering is being distributed to fee-based advisory accounts through Morgan Stanley & Co. LLC.