Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC prices structured Step-Up Jump Notes due May 4, 2033 linked to the BlackRock Adaptive U.S. Equity 5% Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per note, do not pay interest, and feature automatic early redemption on annual determination dates beginning April 29, 2027 if the closing level of the underlier meets or exceeds specified call thresholds. Early redemption payments are fixed amounts that target approximately 9.00% per annum for each applicable determination date; if not redeemed, maturity pays the stated principal plus an upside payment equal to 100% participation in any appreciation of the underlier (or only the stated principal if the final level is equal to or below the initial level). The estimated value on the pricing date is approximately $935.10 per note, reflecting issuance, sales and hedging costs borne by investors. All payments are subject to the credit risk of Morgan Stanley and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC offers Buffered PLUS notes due May 3, 2030, fully guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000. At maturity investors receive either principal plus a leveraged upside (leverage factor set at 120%–125%), principal only if the worst underlier is within a 20% buffer, or a reduced payment equal to the principal multiplied by the performance factor plus the buffer. The securities pay no interest, have a minimum payment at maturity of 20% of principal, and carry issuer credit risk. Pricing and strike dates are April 30, 2026 and original issue date is May 5, 2026. Estimated value on the pricing date was approximately $960.50 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering contingent income, buffered auto-callable notes due May 3, 2029 linked to the worst performing of the S&P 500® and Russell 2000® indices. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $944.20.
The notes pay a 7.60% annual contingent coupon on each coupon payment date only if both underliers are at or above their coupon barrier levels on the related observation dates, feature automatic early redemption beginning on April 29, 2027 if both underliers meet call thresholds, and provide a 15% buffer with a 15% minimum payment at maturity. If the worst performing underlier is below the buffer at maturity, principal is reduced 1% per 1% decline beyond the buffer. All payments are subject to Morgan Stanley’s credit risk and the notes may have limited secondary market liquidity.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk notes linked to the worst performing of the S&P 500® and Russell 2000®. Each security has a $1,000 stated principal, a 150% participation rate in upside, a downside threshold at 70% of initial level and potential full loss of principal if the worst underlier declines below that threshold. The notes may auto-redeem on May 7, 2027 if both underliers meet their call thresholds on the first determination date. Final determination is April 30, 2029 with maturity on May 3, 2029. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of structured notes called Trigger PLUS, unsecured principal-at-risk securities fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities mature on May 1, 2031 with an observation date of April 28, 2031 and a strike/pricing date of April 27, 2026. At maturity investors receive either the stated principal plus a leveraged upside payment if the worst performing underlier appreciated, the stated principal if the worst performing underlier is at or above a 70% downside threshold, or a loss equal to the full percentage decline of the worst performing underlier if it falls below that 70% threshold; there is no guaranteed interest or minimum payment. The preliminary estimated value on the pricing date is approximately $927.80 per security and the leverage factor will be set between 120% and 130% on the pricing date. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a structured, auto-callable market-linked security linked to the lowest performing of the iShares® Silver Trust (SLV) and the VanEck® Gold Miners ETF (GDX). The securities have a face amount of $1,000, an estimated value on the pricing date of $944.40, a contingent coupon rate to be set on the pricing date of at least 20.75% per annum, a pricing date of April 30, 2026 and a scheduled maturity of April 27, 2029. Payments are contingent: quarterly coupon payments are paid only if the lowest performing underlying closes at or above 70% of its starting price on the related calculation day, and at maturity investors are exposed to the full downside of the lowest performing underlying if it is below its downside threshold (70% of starting price). The securities are subject to automatic call beginning after approximately six months, are principal-at-risk instruments and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering auto-callable, market-linked securities fully guaranteed by Morgan Stanley that mature on October 28, 2027 and have a face amount of $1,000 per security. The securities pay a contingent coupon (rate at least 12.00% per annum, set on the pricing date) monthly if the lowest-performing underlying (S&P 500®, Russell 2000®, Nasdaq-100®) is at or above 75% of its starting level on each monthly calculation day. Beginning about six months after issuance, the securities may be automatically called on monthly calculation days if each underlying is at or above its starting level, in which case holders receive the face amount plus a final contingent coupon payment. If not called, at maturity investors receive either the face amount (if all underlyings are at or above their 75% downside thresholds) or a reduced cash payment equal to the face amount multiplied by the performance factor of the lowest-performing underlying; losses can exceed 25% and may be total. The pricing date is April 30, 2026, original issue date May 5, 2026, estimated value per security on the pricing date approximately $971.70 (within $35.00).
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable securities tied to the worst performing common stock of Apple Inc. and Blackstone Inc. The securities have a $1,000 stated principal amount and aggregate principal of $800,000, an estimated value on the pricing date of $960.50 per security, and a contingent coupon at an annual rate of 15.25%. Coupons are paid only if both underliers are at or above their coupon barrier levels on observation dates; the notes are automatically redeemed early if both underliers meet call thresholds on any redemption determination date. At maturity, if the final level of either underlier is below its downside threshold (60% of its initial level), investors suffer a loss equal to the decline in the worst performing underlier and may lose their entire principal. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes—Dual Directional Buffered Jump Securities linked to the worst performing of the Russell 2000® Index and the S&P 500® Index, fully guaranteed by Morgan Stanley. The offering is $2,062,000 aggregate at $1,000 stated principal per security with an estimated value on the pricing date of $973.50 per security. The notes mature on September 30, 2027 and feature a fixed $176.50 upside payment (17.65%) if the worst performing underlier is at or above its initial level, a 15% buffer (85% buffer level), an absolute-return participation feature up to 15%, and a minimum payment at maturity of 15% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal at Risk callable contingent income securities with a 9.80% annual contingent coupon and $1,000 stated principal per security. The offering aggregates $4,000,000 and was issued at $1,000 (estimated value $986.30). The notes mature on April 2, 2029 and are linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Coupons are paid only if each underlier meets its coupon barrier (60% of its initial level) on observation dates; a final shortfall below the 60% downside threshold in the worst performing underlier reduces principal pro rata. MSFL is issuer and Morgan Stanley guarantor; all payments remain subject to Morgan Stanley credit risk and the securities may be called early based on a risk-neutral valuation model.