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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a series of Principal at Risk notes due July 21, 2031 under its Global Medium-Term Notes program, secured by an unconditional guarantee of Morgan Stanley.
The notes have a $1,000 stated principal amount and pay a fixed $480 upside payment (48% of principal) at maturity if the final level of each underlier is at or above its downside threshold. If either underlier finishes below its downside threshold (65% of its initial level), the payment equals principal multiplied by the performance factor of the worst performing underlier; there is no minimum payment and investors may lose their entire investment. The underliers are the Russell 2000® Index and the S&P 500® Index; the observation date is July 16, 2031 and original issue date is July 21, 2026. The estimated value on the pricing date is approximately $986.40 per security.
Morgan Stanley Finance LLC priced Dual Directional Buffered PLUS notes due August 10, 2029, unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The payoff is linked to the worst performing of the Russell 2000® and S&P 500® indices, with a 113% leverage factor, an 18% buffer (buffer level = 82% of initial level) and a minimum payment at maturity of 18% of principal. Key dates: strike/pricing August 7, 2026, original issue date August 12, 2026, observation date August 7, 2029, maturity August 10, 2029. Estimated value on the pricing date was approximately $976.20 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured securities with a $1,000 stated principal per security and an upside payment of $141.50 (14.15%). The securities are linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500 and include a 15% buffer and a 15% minimum payment at maturity. The pricing and strike dates are July 10, 2026, the original issue date is July 15, 2026, the observation date is August 10, 2027 and maturity is August 13, 2027. The estimated value on the pricing date is approximately $984.40 per security. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the Nasdaq-100 Index with a $1,000 stated principal amount per security. The securities can be automatically redeemed on First determination date: July 20, 2027 for an Early redemption payment: $1,125.50 if the underlier is at or above the call threshold (100% of the initial level). If not called, final payoff at maturity (July 20, 2029) depends on the Final determination date: July 17, 2029 closing level: investors receive principal plus an upside payment when the final level is above the initial level (with a 200% participation rate), receive only principal if the final level is between the downside threshold and the initial level, and suffer a proportional loss if the final level is below the downside threshold (set at 70% of the initial level), potentially losing the entire investment. The estimated value on the pricing date is approximately $986.70 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is pricing Principal-at-Risk Buffered Jump Securities due July 19, 2029 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount and may be automatically redeemed for $1,100 on the early redemption date if both underliers meet their call thresholds on the first determination date. If not redeemed, maturity payoffs depend on the worst performing underlier: investors receive principal plus an upside payment when the final levels exceed initial levels (participation rate 198%), principal only when declines stay within a 15% buffer, and a pro rata loss beyond the buffer with a 15% minimum payment at maturity. The estimated value on the pricing date is approximately $985.70 per security and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering callable Principal-at-Risk notes linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The notes pay a contingent coupon at an annual rate of 12.45% only if on each observation date the closing level of each underlier is at or above its coupon barrier (70% of initial level). The notes are redeemable beginning on October 27, 2026 if a risk neutral valuation model indicates redemption is economically rational; first redemption cannot occur earlier. If not redeemed, at maturity on July 26, 2029 investors receive principal only if every underlier is at or above its downside threshold (70% of initial level); otherwise payment equals $1,000 × performance factor of the worst performing underlier, potentially resulting in substantial principal loss or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the common stock of Cadence Design Systems, Inc. The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security. Strike/ Pricing Date: July 23, 2026; Original Issue Date: July 28, 2026; Maturity Date: August 26, 2027; Final Observation Date: August 23, 2027. The securities pay a contingent coupon at an annual rate of 13.90% only if the closing level of the underlier meets or exceeds the coupon barrier on each observation date. The coupon barrier and downside threshold are each 55% of the initial level; the call threshold is 100% of the initial level. If not auto‑redeemed and the final level is below the downside threshold, investors suffer a proportional principal loss (performance factor = final level / initial level). Estimated value on the pricing date was approximately $969.50 per security. All payments are subject to Morgan Stanley Finance LLC’s credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the worst performing of the iShares® Russell Mid‑Cap ETF and the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, an estimated value on the pricing date of $988.80, a 150% leverage factor, a maximum payment at maturity of $1,210 (121%), a buffer amount of 20% (buffer level = 80% of initial level) and a minimum payment at maturity of 20% of principal. Key dates: strike/pricing date July 31, 2026, observation date January 31, 2028, and maturity date February 3, 2028. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk auto-callable notes due July 21, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security; estimated value on the pricing date is approximately $951.40. The notes pay a contingent coupon of 7.80% per annum only if each of the Nasdaq-100, Russell 2000 and S&P 500 closing levels meet their coupon barriers on observation dates, are automatically redeemed if all underliers meet 100% call thresholds on a redemption determination date, and return principal at maturity only if each underlier is at or above a 70% downside threshold; otherwise payment at maturity declines pro rata with the worst performing underlier.
Morgan Stanley Finance LLC priced a preliminary offering of Contingent Income Auto-Callable Securities linked to the Class A common stock of ServiceTitan, Inc. (underlier) with a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 25.00% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above a coupon barrier equal to 60% of the initial level. The notes are auto‑callable if the closing level on any redemption determination date is at or above the call threshold (set at 100% of the initial level) and mature on July 20, 2029. If not redeemed and the final level is below the downside threshold (also 60% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor (final level / initial level), potentially resulting in a substantial loss of principal. The strike and pricing date are July 17, 2026, original issue date July 22, 2026, and the estimated value on the pricing date is approximately $952.40 per security.