Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering callable fixed-income structured securities fully and unconditionally guaranteed by Morgan Stanley, linked to the worst-performing of the Nasdaq-100 Index, Russell 2000 Index and EURO STOXX 50 Index. Each security has a stated principal amount of $1,000 and pays a fixed monthly coupon at an annual rate of at least 13.25%, to be set on the pricing date.
The securities may be redeemed early, in whole, on specified redemption dates starting March 1, 2027, for principal plus the applicable coupon if a risk neutral valuation model indicates it is economically rational for the issuer to redeem. If not redeemed, principal repayment at maturity on February 29, 2028 depends on daily monitoring of each index versus its downside threshold level, set at 70% of its initial level. If no trigger event occurs, investors receive full principal at maturity plus the final coupon; if any index closes below its threshold on any trading day and the final level of any index is below its initial level, maturity payment is reduced 1% for every 1% decline of the worst-performing index and can fall to zero.
The estimated value on the pricing date is approximately $998.40 per $1,000 security. Investors do not participate in any index appreciation and are exposed to Morgan Stanley’s credit risk, potential illiquidity, model-driven call risk that may favor the issuer, and uncertain U.S. federal tax treatment.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering unsecured, unlisted Step-Up Jump Notes with an auto-callable feature, maturing on September 8, 2032, linked to the Morgan Stanley Amplitude Index. The notes pay no periodic interest and repay at least the $1,000 principal per note at maturity if the issuer and guarantor meet their obligations.
Starting with the first determination date on September 2, 2027, the notes are automatically redeemed if the index is at or above rising call thresholds (101%–105% of the initial level), for fixed early redemption payments stepping from $1,210 up to $2,050 per note. If not redeemed and the final index level exceeds the initial level, investors receive principal plus 100% of the index’s gain; otherwise they receive only principal.
The estimated value on the pricing date is approximately $925.70 per note, below the $1,000 issue price due to structuring and hedging costs. The underlier is a proprietary, rules-based multi-asset index with a 5% volatility target and embedded fees including a 0.65% per annum index fee (historically about 1.4% per annum total fees on a back-tested basis). U.S. tax treatment is as a contingent payment debt instrument, requiring annual interest accrual for tax purposes.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering market-linked, principal-at-risk structured notes linked to the worst-performing of Lam Research Corporation and Marvell Technology, Inc. common stocks, maturing on August 23, 2029 and fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 face amount, with an offering size of $4,880,000. The notes are auto-callable on August 24, 2027: if the lowest-performing stock is at or above its call price (70% of its starting price), investors receive a fixed call payment of $1,400 per security (a 40% return), and the notes terminate with no further upside participation.
If not called, at maturity investors receive: (i) $1,000 plus 345% of the positive return of the lowest-performing stock if it finishes above its starting price; (ii) $1,000 if the lowest-performing stock finishes between its starting and threshold prices (50% of start); or (iii) full downside exposure to the lowest-performing stock if it finishes below its threshold, with losses beyond 50% of principal possible up to total loss. The initial prices are $307.17 for LRCX and $237.27 for MRVL, and the issuer’s estimated value is $964.80 per $1,000 note, reflecting embedded fees and hedging costs. The notes pay no interest or dividends, have limited liquidity, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by MORGAN STANLEY (MS), is offering $539,000 of Contingent Income Auto-Callable Securities due February 25, 2028, linked to the worst performing of the Nasdaq-100® Technology Sector Index, Russell 2000® Index and S&P 500® Index.
The notes pay a contingent coupon at 8.55% per annum, only if on each observation date all three indices are at or above their coupon barrier levels set at 70% of initial levels; otherwise no coupon is paid. The notes may be automatically called on scheduled dates if all indices are at or above 100% of initial levels, returning principal plus the applicable coupon.
If not called and any index finishes below its 70% downside threshold level, principal is reduced 1% for each 1% decline of the worst performer, with losses up to 100%. The issue price is $1,000 per note, while the issuer’s estimated value on the pricing date is $970.60, reflecting embedded costs and credit and market risks.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering $1,000,000 of Digital S&P 500® Index-Linked Notes due July 3, 2030 under its medium‑term note program, fully and unconditionally guaranteed by Morgan Stanley. The notes are unsecured, pay no interest and place principal at risk.
At maturity, investors receive for each $1,000 note either a fixed cash amount or a loss-linked amount based on the S&P 500® Index. If the final index level on the July 1, 2030 determination date is at least 90% of the initial level of 7,707.98, the holder receives the Maximum Settlement Amount of $1,367.50 (136.75% of face). If the index has fallen more than 10%, the payoff is $1,000 plus $1,000 times the index return, exposing investors to the full downside and potentially a total loss.
The Threshold Level is 6,937.182 (90% of the initial level). The estimated value on the trade date is $957.40 per note, below the $1,000 issue price because it includes issuance, structuring and hedging costs and uses an internal funding rate. Notes are sold at $1,000 with a selling concession of 3.09%, will not be listed, and secondary liquidity depends on market-making by an affiliate, which may or may not be available.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-call feature maturing on August 31, 2028, linked to the worst performer of the Russell 1000® Growth Index and the Russell 1000® Value Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $977.40, reflecting issuance, structuring and hedging costs borne by investors.
The notes may be automatically redeemed on September 7, 2027 for $1,170 per security if on the first determination date each index is at or above 100% of its initial level. If not called, at maturity investors receive $1,000 plus a contingent upside payment equal to 150% of the gain of the worst-performing index if both are above initial levels, only $1,000 if both remain at or above 80% of initial levels, and otherwise a loss matching the percentage decline of the worst performer, potentially down to zero. All payments are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and are subject to the credit risk of both entities.