Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering callable structured notes ("Callable Jump Notes") due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per note and a participation feature tied to the S&P 500 Futures Excess Return Index.
The notes pay no regular interest, may be redeemed early on specified redemption dates beginning May 7, 2027 if a risk neutral valuation model determines redemption is economically rational, and at maturity will pay either the stated principal or the stated principal plus an upside payment equal to stated principal × 130% × underlier percent change if the final level exceeds the initial level. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, with a $1,000 stated principal amount and an original issue price of $1,000 per security. The estimated value on the pricing date is approximately $895.80 per security. The securities have a first determination date of May 4, 2027 and a final determination date of April 28, 2031 with maturity on May 1, 2031.
The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. They feature automatic early redemption if the underlier closes at or above a call threshold (90% of the initial level) on any determination date, fixed early redemption payments corresponding to roughly 15.00% to 16.00 per annum, a downside threshold of 50% of the initial level and a 4.0% per annum daily decrement in the underlier. Payments at maturity depend on the final level and could result in significant loss of principal, including total loss. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes with an auto‑callable feature backed by a full guarantee of Morgan Stanley. Each security has a stated principal of $1,000, an illustrative estimated value of approximately $900.30 on the pricing date, a 15% buffer and a minimum payment at maturity of 15% of principal. The securities pay no interest, can be automatically redeemed beginning on April 28, 2027 if the underlier meets the call threshold, and mature on May 1, 2031. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due May 1, 2031 that pay a fixed monthly coupon and are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $917.70.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. They feature automatic early redemption if the underlier closes at or above the call threshold on any redemption determination date, a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer. Coupon will be set on the pricing date between 7.00% and 8.00% per annum.
Morgan Stanley Finance LLC priced contingent-income, memory-buffered, auto-callable notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal, a pricing/strike date in April 2026 and a maturity on May 1, 2031. The notes pay a contingent coupon (annual rate to be set between 10.15% and 11.15%) only if the underlier meets the coupon barrier on observation dates, include an 85% buffer (15% downside absorbed before principal loss), and a 15% minimum payment at maturity. The securities can be automatically redeemed beginning April 2027 if the underlier equals or exceeds the call threshold (100% of the initial level). All payments are subject to issuer and guarantor credit risk; the document shows an estimated value on the pricing date of approximately $898.00 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due May 1, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon (annual rate determined on the pricing date, shown as 11.50%-12.50% range) only when the underlier meets the coupon barrier on observation dates. The notes feature an automatic early redemption if the underlier equals or exceeds the call threshold on a redemption determination date and a buffer that absorbs the first 15% of underlier decline; if the final level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the buffer subject to a 15% minimum payment at maturity. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, established March 14, 2022, and the estimated value on the pricing date is approximately $896.20 per security.
The Morgan Stanley Finance LLC preliminary pricing supplement describes contingent income, memory buffered auto-callable notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and an estimated value on the pricing date of approximately $899.50. The notes pay contingent coupons (annual rate to be set between 8.50%–9.50%) only if the underlier meets coupon barrier tests on observation dates, feature automatic early redemption if the underlier is at or above a 90% call threshold on redemption dates, and provide a 20% buffer with a 20% minimum payment at maturity. Investors face principal‑at‑risk, limited upside (no participation in underlier appreciation), credit exposure to Morgan Stanley, and potentially limited secondary market liquidity.
Morgan Stanley Finance LLC priced a preliminary offering of Buffered PLUS principal-at-risk securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities offer a 300% leverage factor on upside subject to a $1,295 maximum payment at maturity, a 10% buffer and a 10% minimum payment at maturity. The pricing and strike dates are April 29, 2026, the original issue date is May 4, 2026, the observation date is April 30, 2029, and the maturity date is May 3, 2029. The estimated value on the pricing date is approximately $957.00 per security; all payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes due May 3, 2030 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a $1,000 stated principal amount and pays no interest. At maturity, if the worst performing underlier appreciates, holders receive principal plus a 132% leveraged upside on that underlier's gain; if the worst performing underlier finishes between its initial level and a 70% downside threshold, holders receive only principal; if the worst performing underlier finishes below its downside threshold, holders suffer a pro rata loss of principal (1% loss for each 1% decline), potentially losing their entire investment. The estimated value on the pricing date is approximately $959.10 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced buffered jump securities (principal-at-risk notes) tied to the MSCI Emerging Markets Index. Each security has a $1,000 stated principal amount and an estimated value of $974.20 on the pricing date. The notes can auto-redeem on the first determination date for $1,185.40 if the index is at or above the call threshold of 1,412.19.
If not redeemed, maturity payoffs depend on the final level versus the initial level (1,412.19) and an 85% buffer level (1,200.362). Upside participation is 125% of appreciation; downside exposure applies beyond the 15% buffer with a 1.1765 downside factor, and there is no minimum payment at maturity.