Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Enhanced Trigger Jump Securities linked to the S&P 500® Index, maturing on August 25, 2031. These are unsecured, principal-at-risk structured notes that pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $1,249,000. At maturity, if the S&P 500® final level is at or above the downside threshold of 6,112.928 (80% of the initial level 7,641.16), investors receive $1,000 plus the greater of a fixed $200 upside payment or the index gain, capped at a maximum payment of $1,900 per security. If the final level is below the downside threshold, repayment is linear to index performance, and the amount can fall to zero.
The estimated value on the pricing date is $956.80 per security, lower than the $1,000 issue price due to embedded costs and issuer economics. The notes are subject to Morgan Stanley’s credit risk, have limited liquidity, and complex, uncertain U.S. tax treatment, including potential implications under Section 871(m) for non-U.S. holders.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities” with an auto-call feature maturing August 25, 2031, linked to the worst performer of the EURO STOXX 50® and Russell 2000® indices. Each note has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and repay principal only under certain index outcomes. From November 20, 2026 onward, the notes are automatically redeemed if both indices are at or above their call thresholds (100% of initial levels), for early redemption payments starting at $1,026.875 and rising to $1,510.625. If held to maturity and both indices are at or above their call thresholds, investors receive $1,537.50. If at least one index is below its call threshold but both are at or above 75% downside thresholds, only principal is returned. If either index finishes below its downside threshold, repayment is $1,000 × the performance of the worst index, potentially zero.
The aggregate principal amount is $8.5 million. The estimated value on the pricing date is $958.20 per note, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs. A fixed sales commission of $30.50 per note is paid to selected dealers. All payments are subject to Morgan Stanley’s credit risk and the notes may be illiquid and highly sensitive to index and credit spread movements.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is issuing Contingent Income Memory Buffered Auto-Callable Securities maturing on August 25, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, in an aggregate stated principal amount of $2,958,000 at $1,000 per security.
Investors may receive a contingent coupon at 11.50% per annum on scheduled payment dates, but only when the index closes at or above the coupon barrier (70% of the initial level); missed coupons can be paid later if the barrier is met. The notes are automatically callable quarterly starting August 23, 2027 if the index is at or above the call threshold (100% of the initial level), returning principal plus due coupons.
If not called, at maturity holders receive full principal only if the final index level is at or above the 15% buffer level (85% of initial); below that, principal is reduced 1% for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is $908.90 per $1,000, and payments depend on Morgan Stanley’s credit and limited secondary market liquidity.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Callable Contingent Income Securities due August 23, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector Index℠, the Russell 2000® Index and the S&P 500® Index. Each note has a $1,000 stated principal amount, with an aggregate principal amount of $1,137,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 10.60% per annum, but only if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. Principal repayment at maturity is also contingent: if the notes are not redeemed early and the final level of every index is at or above its downside threshold (60% of initial), investors receive principal back; otherwise the payoff is reduced 1% for each 1% decline of the worst-performing index, potentially to zero.
The issuer may redeem the notes on specified dates starting November 25, 2026, but only when a risk-neutral valuation model indicates calling is economically rational for Morgan Stanley. The notes are unsecured and subject to Morgan Stanley’s and MSFL’s credit risk. The estimated value on the pricing date is $971.80 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and the issuer’s funding spread.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering structured “Buffered Participation Securities” linked to the S&P 500® Index, due August 25, 2031. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $265,000, and pays no interest.
At maturity, investors receive full principal plus 100% of any S&P 500® appreciation, capped at a maximum payment of $1,867.50 per security. If the index is flat or down but not below the 75% buffer level, investors receive principal only. Below the buffer, principal is reduced 1% for each 1% further index decline, subject to a minimum payment of 25% of principal. The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $977.30 per $1,000 security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Auto-Callable Securities due August 30, 2029 linked to Nebius Group N.V. class A ordinary shares. These principal-at-risk structured notes pay a contingent quarterly coupon at a 36.00% annual rate (about $90 per $1,000 per quarter) only when the underlying stock is at or above 50% of the initial share price (the downside threshold) on a determination date.
If on any of the first eleven quarterly determination dates the underlying closes at or above the initial share price, the notes are automatically redeemed for $1,000 plus that quarter’s coupon and any previously unpaid coupons. If not called, and the final price is at or above 50% of initial, holders receive $1,000 plus the final coupon and any accumulated unpaid coupons. If the final price is below 50% of initial, repayment of principal is reduced 1‑for‑1 with the stock decline, potentially to zero.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. The issue price is $1,000 per note, while the estimated value on the pricing date is approximately $958.20, reflecting embedded costs, dealer compensation and hedging.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes with a stated principal amount of $1,000 per security, linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF. The notes pay a contingent coupon at 8.85% per annum only if, on each observation date, all three underliers are at or above their coupon barrier levels set at 70% of initial levels. Starting February 26, 2027, the notes are auto-callable on monthly redemption determination dates if all underliers are at or above their 100% call thresholds, in which case investors receive principal plus the applicable coupon and no further payments.
If not redeemed early, at maturity on August 31, 2029 investors receive principal back only if each underlier’s final level is at or above its 70% downside threshold; otherwise the payoff is reduced 1% for every 1% decline of the worst-performing underlier, down to zero. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, carry credit risk, are not FDIC-insured, and have an estimated value on the pricing date of about $958 per $1,000 security.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.