Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due July 31, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $936.70. At maturity investors receive either a positive return tied to the index (including an upside payment of $526.50 to $546.50) or, if the index falls below the downside threshold (70% of the initial level), a loss of principal proportional to the index decline. Payments do not include interest and are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $2,450,000 of Digital EURO STOXX® Banks Index‑Linked Notes due July 3, 2030, fully guaranteed by Morgan Stanley. Each $1,000 Face Amount note was offered at $1,000 with an estimated value of $947.60 on the trade date of June 29, 2026. The notes pay no interest and the cash payment at maturity depends on the EURO STOXX® Banks Index performance from the Trade Date to the Determination Date. If the Final Underlier Level is ≥80% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount of $1,510.50 per $1,000 note (151.05%); if the Final Underlier Level is <80%, the payment is reduced by the specified buffer formula (Buffer Rate 125.00%), and investors may lose some or all principal. All payments are subject to issuer credit risk and there will be no listing or guaranteed secondary market.
Morgan Stanley Finance LLC priced a series of principal-at-risk, auto-callable notes due July 31, 2031 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal, a 200% participation rate, an 85% buffer level (15% buffer amount) and a potential early redemption feature on the first determination date July 29, 2027. The estimated value on the pricing date is approximately $939.90 per security. Payments depend on index performance and are subject to Morgan Stanley credit risk; if final level is below the buffer, principal losses occur beyond the 15% buffer and maturity pay may be as low as the 15% minimum payment.
Morgan Stanley Finance LLC is offering Trigger GEARS (principal-at-risk securities) linked to a weighted Basket of the S&P MidCap 400® (80%) and the EURO STOXX® Mid Index (20%). The Securities have an Issue Price of $10.00 and an estimated Trade Date value of $9.367. The Trade Date is July 8, 2026, Final Valuation Date is July 8, 2031, and Maturity Date is July 11, 2031.
If the Basket Return is > 0, payout at maturity equals $10 + $10 × (Basket Return × Upside Gearing); the indicative Upside Gearing range is 1.06 to 1.1225. If the Final Basket Level is below the Downside Threshold of 75 (75% of the Initial Basket Level), holders can lose a substantial portion or all of principal; the contingent repayment of principal applies only at maturity. Payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for principal-at-risk structured notes due August 1, 2030 linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $943.40. The notes pay no interest; at maturity investors either receive the stated principal plus an upside payment (estimated between $392.50 and $412.50) if every underlier is at or above its downside threshold (70% of initial level), or else receive principal reduced pro rata by the percentage decline of the worst performing underlier. The observation date is July 29, 2030. All payments are subject to the issuer’s and guarantor’s credit risk and the securities could pay zero at maturity.
Morgan Stanley Finance LLC is offering structured Step-Up Jump Notes due August 2, 2033, fully guaranteed by Morgan Stanley. Each note has a $1,000 original issue price and an estimated value on the pricing date of approximately $893.50. The notes pay no interest, carry a 100% participation rate in upside of the Morgan Stanley Amplitude index and include an automatic early redemption feature beginning with the first determination date on July 28, 2027. If automatically redeemed on successive determination dates, investors receive fixed early redemption payments (for example, at least $1,160 on the first early redemption date). At maturity, if the final level exceeds the initial level, holders receive principal plus upside; otherwise holders receive only the stated principal amount. All payments remain subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a contingent income auto-callable note offering (stated principal $1,000 per security) due February 2, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon and are linked to the worst performing of the NDXT, RTY and SPX indices.
The contingent coupon rate will be set on pricing (estimated range 11.00%–12.00% annual). Coupons and automatic early redemption depend on each underlier meeting specified barrier levels on observation and redemption determination dates. At maturity investors receive principal only if each underlier is at or above its 70% downside threshold; otherwise repayment equals principal times the worst-performing underlier’s performance factor, which could result in significant loss or zero recovery.
Morgan Stanley Finance LLC priced a structured note offering: Dual Directional Buffered Jump Securities tied to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, a pricing/strike date of July 31, 2026, an original issue (maturity) date of August 5, 2031, and pay no interest.
At maturity the payout depends on the index closing level on the observation date: investors may receive the stated principal plus an upside payment of $535 to $555 (53.50%–55.50%) if the index finishes at or above the initial level; a positive return up to 20% if the index declines but remains at or above an 80% buffer level; or losses beyond the buffer with a minimum payment of 20% of principal. The document shows an estimated value on the pricing date of approximately $966.10 per security and states these securities are sold to fee-based advisory accounts.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst performing of SLV, the Nasdaq-100 Technology Sector and the Russell 2000. The securities have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $937.30. They pay a contingent coupon (annual rate to be set on the pricing date, indicated at 8.25%–9.25% range) only if each underlier is at or above its coupon barrier on an observation date. The notes are automatically redeemed if all underliers meet call thresholds on a redemption determination date; otherwise at maturity investors either receive principal (if all underliers are at or above 50% downside thresholds) or suffer a loss equal to the percentage decline of the worst performing underlier. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured Principal at Risk securities linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and a fixed upside payment of $341.50 to $361.50 per security if the final level is at or above a downside threshold set at 70% of the initial level. The securities do not pay interest and may repay less than principal at maturity; if the final level is below the downside threshold, the payment equals the stated principal amount multiplied by the underlier performance (a full loss of principal is possible). Key dates include a strike and pricing date of July 28, 2026, an observation date of July 29, 2030 and a maturity date of August 1, 2030. The estimated value on the pricing date is approximately $944.50 per security and all payments are subject to Morgan Stanley’s credit risk.