Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced Buffered PLUS notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each note has a $1,000 stated principal, a 137.50% leverage on upside, a 15% buffer and a 15% minimum payment at maturity. The securities pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Payments at maturity depend solely on closing levels on the observation date and are subject to Morgan Stanley credit risk. Estimated value on the pricing date was approximately $974.90 per security.
Morgan Stanley Finance LLC prices market-linked notes due May 3, 2030 tied to the worst performing of the Russell 2000® and EURO STOXX 50® indices. Each note has a $1,000 stated principal and pays no interest; at maturity investors receive principal and, if the worst underlier rose, an upside payment equal to the stated principal × participation rate × that underlier's percent change. The participation rate will be set on the pricing date at 102% to 107%. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; secondary market liquidity is limited and all payments remain subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due May 1, 2031, linked to the S&P 500® Futures Excess Return Index. The stated principal is $1,000 per security; the estimated value on the pricing date is approximately $935.70. Payments at maturity depend on the final index level: leveraged upside if the final level is above the initial level, a capped positive return if the final level declines but remains at or above a 60% downside threshold, and full downside participation below that threshold. All payments are unsecured and guaranteed by Morgan Stanley; investors bear credit risk and may lose their entire investment.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS principal‑at‑risk securities due May 2, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $936.70. The payout at maturity is determined solely by the performance of the worst performing underlier: the Dow Jones Industrial Average and the Nasdaq‑100 Index. If both underliers finish above their initial levels, investors receive principal plus a leveraged upside (leverage factor set at 110% to 125% on the pricing date). If the worst performing underlier finishes below initial but at or above its 70% downside threshold, investors may receive principal plus a positive return equal to the absolute decline multiplied by a 50% participation rate (effectively capped at 15% in the example). If the worst performing underlier finishes below the 70% threshold, investors lose 1% of principal for each 1% decline in that underlier; there is no minimum payment and principal could be fully lost.
The securities pay no interest, are unsecured obligations of MSFL, expose investors to issuer credit risk, limited secondary market liquidity, potential conflicts of interest (affiliate as calculation agent and agent), and uncertain U.S. federal income tax treatment. Pricing/strike/observation dates and other mechanics are set forth in the supplement.
Morgan Stanley Finance LLC priced a principal-at-risk structured note tied to the S&P 500® Index. The securities have a $1,000 stated principal amount, $6,445,000 aggregate issuance and mature on April 30, 2027. At maturity investors receive $1,109 if the final level is at or above the 80% downside threshold; if below, they lose 1% of principal for each 1% decline in the index, with no minimum payment.
The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. The estimated value on the pricing date was $982.60 per security and the upside payment is $109 (10.90% of principal).
Morgan Stanley Finance LLC offers Dual Directional Trigger PLUS notes due May 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk, $1,000 per security, linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 and S&P 500. The notes feature a leveraged upside (leverage factor to be set on the pricing date between 134.50% and 149.50%), an 50% absolute return participation rate on limited depreciations, and a downside threshold at 60% of each initial level. Estimated value on the pricing date was approximately $933.30 per security. Payments depend solely on closing levels on the observation date and are subject to issuer and guarantor credit risk.
The issuer, Morgan Stanley Finance LLC, proposes Autocallable Contingent Coupon (with Memory) Barrier Notes linked to the VanEck® Gold Miners ETF, due October 2027, fully guaranteed by Morgan Stanley. Each unit has a $10 principal amount and an estimated initial value of $9.545 per unit.
The notes pay quarterly contingent coupons (with memory) if the ETF's observation value is at or above 80% of the Starting Value; per-quarter coupons will be set between $0.50 and $0.55 (approximately 20%–22% annually). The notes are automatically called if the observation on any call date is at or above 100% of the Starting Value. At maturity, if not called and the Ending Value is below 80% of the Starting Value, investors suffer 1-to-1 downside to the ETF with up to 100% principal at risk.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due May 2, 2033 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a $1,000 stated principal amount per note, pay no interest, and are fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed on specified annual determination dates beginning April 27, 2027 if the underlier is at or above the call threshold (100% of the initial level). Early redemption payments range from $1,090 (Year 1) to $1,540 (Year 6) as specified. If not called, maturity payment is stated principal plus any upside (100% participation) if the final level exceeds the initial level; otherwise investors receive only the stated principal. Estimated value on the pricing date is approximately $920.80 per note. All payments are subject to Morgan Stanley's credit risk; the notes are unsecured, unlisted, and do not pay periodic interest.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $901.20, a maturity date of May 1, 2031 and an automatic early redemption feature beginning with the first determination date of April 28, 2027. The securities offer potential fixed early redemption payments or a fixed payment at maturity if the final index level is at or above a 15% buffer; if the final level is below the buffer, investors absorb losses beyond that buffer subject to a 15% minimum payment at maturity. All payments are unsecured and subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk callable contingent income securities linked to the worst performing of the S&P 500®, Nasdaq-100® Technology Sector and the Russell 2000® Index. Each note has a stated principal amount of $1,000, a contingent coupon (annual rate of at least 10.45% subject to final determination on the pricing date), a call feature driven by a risk neutral valuation model, and maturity on April 13, 2029. Coupons are payable only if each underlier is at or above a 60% coupon barrier on observation dates; if the worst underlier falls below a 60% downside threshold at maturity, principal is reduced pro rata to that worst performance. All payments are subject to Morgan Stanley's credit risk.