Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley’s disclosures are a treasure trove of information on everything from trading Value-at-Risk to the health of its $4T wealth-management franchise. But finding those details inside a 300-page report is tedious. This page curates every filing the firm submits to EDGAR, then layers Stock Titan’s AI so Morgan Stanley SEC filings are explained simply.
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Professionals use these tools to:
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Whether you’re gauging deal pipelines, stress-testing balance sheets, or assessing leadership’s confidence, our AI-powered summaries, expert context, and real-time updates turn raw filings into actionable knowledge—faster than opening a PDF.
Offering overview: Morgan Stanley Finance LLC is issuing $1.595 million of Contingent Income Auto-Callable Securities due July 30, 2026, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 principal-at-risk note pays no fixed interest and is linked to the worst performer of the Nasdaq-100 Technology Sector Index (NDXT) and the S&P 500 Index (SPX).
Income feature: A contingent coupon calculated at an annual rate of 9.50% (≈ $7.917 per monthly interest period) is paid only when, on the relevant observation date, the closing level of each index is at least 80 % of its initial level (coupon barrier: NDXT 9,240.208; SPX 4,938.456). Investors could receive few—or no—coupons if either index trades below its barrier.
Early redemption: Beginning with the first determination date on December 29 2025, the notes will be automatically called if both indices close at or above 100 % of their initial levels (11,550.26 for NDXT; 6,173.07 for SPX). The early redemption payment equals the $1,000 principal plus the contingent coupon for the period; no further payments are made thereafter.
Maturity payment: If not called, and both indices finish at or above their 80 % downside thresholds on July 27 2026, holders receive par plus any final coupon. If either index is below its threshold, repayment equals $1,000 multiplied by the performance of the worst-performing index, exposing investors to 1 % loss of principal for every 1 % decline, with potential loss of entire investment.
Pricing & distribution: Issue price $1,000; estimated value on pricing date $972.40 (reflecting internal funding rate and transaction costs). Agents earn a fixed $15 selling concession per note. The securities are not listed on any exchange, and secondary liquidity depends solely on MS&Co’s market-making discretion.
Key risks: 1) No principal protection; 2) Uncertain, contingent income; 3) Equity market, sector concentration and correlation risks; 4) Early call risk limits upside; 5) Credit exposure to Morgan Stanley; 6) Valuation likely to trail issue price; 7) Limited secondary market; 8) Uncertain U.S. tax treatment and possible 30 % withholding for non-U.S. holders.
Target investors: Yield-seeking investors comfortable with short-dated structured notes, equity index risk and potential total loss of principal, who do not require liquidity and accept Morgan Stanley credit exposure.
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