Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing S&P 500-linked Market-Linked Notes maturing on September 3, 2032, in an aggregate principal amount of $11,047,000 at $1,000 per note. The notes pay no interest and return at least the stated principal at maturity, subject to Morgan Stanley’s credit risk.
At maturity, holders receive $1,000 plus a supplemental amount equal to $1,000 × index percent change × 100%, capped so total payment cannot exceed $1,586.50 per note (158.65% of principal) and cannot be below $1,000. The initial S&P 500® Index value is 7,785.76, observed on August 14, 2026. The issue price includes selling, structuring and hedging costs, and the estimated value on the pricing date is $952.10 per note. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, will not be listed on an exchange, and may trade at prices below issue. For U.S. tax purposes, Morgan Stanley intends to treat them as contingent payment debt instruments with a comparable yield of 5.1187% per annum, requiring annual accrual of taxable interest.
MORGAN STANLEY (MS) is offering Enhanced Trigger Jump Securities via Morgan Stanley Finance LLC, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes are unsecured, principal-at-risk obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and pays no interest. At maturity in September 2027, if the final level of each index is at or above 70% of its initial level, holders receive $1,000 plus a fixed upside payment of $114.50 (11.45%), regardless of how much the indices have risen. If any index closes below its 70% downside threshold, the payoff is $1,000 multiplied by the performance factor of the worst-performing index, creating a 1-for-1 loss beyond that level and potentially a total loss of principal.
The issue price is $1,000 per security, with an aggregate principal amount of $1,581,000; the issuer’s estimated value on the pricing date is $993.10
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing principal-at-risk Enhanced Trigger Jump Securities linked to the Class A ordinary shares of On Holding AG. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and pay no periodic interest.
Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $500,000. The estimated value on the pricing date is $981.10 per security, reflecting issuance, selling, structuring and hedging costs borne by investors. At maturity on August 31, 2027, if the final share price is at or above the downside threshold level of $22.958 (75% of the $30.61 initial level), investors receive $1,000 plus a fixed upside payment of $240, regardless of how much the stock has risen within that range. If the final level is below the threshold, repayment is fully exposed to downside, with a 1% loss of principal for each 1% decline in the underlier and no minimum payment, so the entire investment can be lost.
All payments depend on Morgan Stanley’s credit. Liquidity may be limited; secondary market prices are expected to be below the issue price and influenced by Morgan Stanley’s credit spreads, market volatility and dealer bid/offer spreads. U.S. tax treatment is uncertain; the notes are intended to be treated as prepaid financial contracts that are “open transactions.”
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Buffered Securities due August 29, 2031, linked to the worst performer of the Russell 2000® and S&P 500® indices, at $1,000 stated principal per security.
Investors may receive a 6.75% per annum contingent coupon, paid only if on each observation date both indices are at or above 70% of their initial levels. The notes are callable from August 31, 2027 onward based on a risk neutral valuation model that makes early redemption economically rational for the issuer, not automatically tied to index performance.
If not redeemed and both indices finish at or above an 85% buffer level, investors receive principal back (plus any final coupon). If either index finishes below its buffer, principal is reduced 1% for each 1% decline of the worst index beyond the 15% buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $946.30 per security, below the issue price, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Buffered Jump Securities maturing September 9, 2027, linked to the S&P 500® Index. Each note has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the S&P 500 final level is at or above the buffer level (90% of the initial level), holders receive $1,000 plus a fixed upside payment of at least $88.50 (8.85%). If the final level is below the buffer, principal is reduced by 1.1111% for each 1% decline beyond the 10% buffer, with no minimum repayment, so the entire investment can be lost.
The issue price is $1,000 per security, including up to $10 in placement fees, while the estimated value on the pricing date is approximately $986.30 per security. U.S. tax counsel views the notes as prepaid financial contracts treated as open transactions, but this treatment is uncertain and subject to potential future IRS or legislative changes.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due August 23, 2029, linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a 10.50% per annum contingent coupon (about $8.75 per $1,000 period) only if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. If any index is below its barrier on an observation date, no coupon is paid for that period.
If not called and all final index levels are at or above downside thresholds of 60% of initial levels, investors receive principal back plus any final coupon; otherwise, repayment is reduced dollar-for-dollar with the decline of the worst-performing index and can fall to zero. Early redemption from May 25, 2027 onward depends on a risk neutral valuation model rather than index triggers. The estimated value on the pricing date is about $976.90 per $1,000 note, and all payments are subject to Morgan Stanley’s credit and complex, uncertain tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Dual Directional Trigger Jump Securities maturing on August 26, 2030, linked to the worst performer of the EURO STOXX 50® Index and the Russell 2000® Index. Each note has a stated principal of $1,000, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors receive $1,000 plus upside based on the worst-performing index if its final level is at or above its initial level, including a fixed $533 (53.30%) minimum upside when that index rises moderately. If the worst performer is below its initial level but at or above 75% of its initial level, investors get a positive “absolute return” up to an effective cap of 25%. If the worst performer finishes below 75% of its initial level, principal is reduced 1% for each 1% decline, with no minimum repayment, so the entire investment can be lost. The estimated value on the pricing date is about $954.90 per $1,000 note, reflecting structuring and hedging costs and Morgan Stanley’s funding rate.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing principal-at-risk Buffered Jump Securities with an auto-call feature due September 6, 2029, linked to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and Invesco S&P 500 Equal Weight ETF.
The notes have a $1,000 stated principal amount and an estimated value on the pricing date of about $954.50 per note. They pay no interest. From the first determination date on September 3, 2027, the notes are automatically redeemed if all underliers are at or above their call thresholds, with scheduled early redemption payments corresponding to roughly 7.75% per annum, up to $1,213.125 per note.
If not called, and all underliers are at or above their call thresholds at final valuation, holders receive $1,232.50 per note. A 20% buffer applies: if any underlier finishes below its buffer level (80% of initial), repayment is reduced 1% for each 1% decline of the worst underlier beyond 20%, subject to a minimum payment of 20% of principal. All payments depend on Morgan Stanley’s credit.