Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a March 2026 offering of Trigger Jump Securities linked to Bank of America Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $1,417,000.
The 2‑year notes mature March 23, 2028, pay no interest, and provide a fixed $386.40 upside payment (38.64%) if the final share price is greater than or equal to the initial share price of $47.16. A downside threshold of $42.444 (90% of the initial price) preserves principal; below that level investors bear 1:1 declines, potentially losing the entire investment. Valuation date is March 20, 2028. Estimated value on the pricing date was $961.30 per security; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering callable principal‑at‑risk notes fully guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and an aggregate principal amount of $838,000. The securities pay a contingent coupon at an annual rate of 13.25% only if, on each observation date, the closing level of all four underliers meets or exceeds their coupon barrier levels. The notes are linked to the worst performing of four underliers (TLT, NDXT, RTY and XLU), mature on March 23, 2029, and may be redeemed early beginning on June 25, 2026 if a risk‑neutral valuation model indicates redemption is economically rational. If any underlier is below its downside threshold at maturity, principal is reduced pro rata to the performance of the worst performing underlier; the estimated value on the pricing date was $944.70 per security.
Morgan Stanley Finance LLC is offering $430,000 aggregate principal of callable, principal-at-risk notes due February 25, 2028, issued at a price of $1,000 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at an annual rate of 9.50% on each coupon payment date only if the closing level of each underlier (NDXT, RTY and SPX) is at or above its coupon barrier (65% of initial level) on the related observation date. If any underlier is below its downside threshold (also 65% of initial), payment at maturity is reduced pro rata to the performance of the worst performing underlier, potentially to zero. The notes may be called beginning on the first redemption date (June 25, 2026) if a risk neutral valuation model indicates redemption is economically rational; all payments remain subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities with an aggregate principal amount of $1,000,000, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes linked to the Russell 1000® Value Index maturing on June 24, 2027.
Key economics disclosed: issue price of $1,000 per security (estimated value $986), an upside payment of $96.50 ( 9.65%) if the final level is at or above the buffer, a buffer amount of 15% (buffer level 1,790.960), and a minimum payment at maturity of 15% of stated principal. If the final level is below the buffer, holders lose 1% for each 1% decline beyond the buffer.
Morgan Stanley Finance LLC priced contingent income auto-callable securities totaling $3,378,000. The $1,000-per-security notes are linked to NVIDIA Corporation common stock, mature on April 23, 2027, and pay a contingent coupon at an annual rate of 15.25% only if observation-date levels meet the coupon barrier.
The securities feature automatic early redemption beginning with a first redemption determination date of September 21, 2026 if the closing level is at or above the call threshold of $172.70. The coupon barrier is $98.439 (57% of the initial level) and the downside threshold is $100.166 (58% of the initial level). At maturity holders receive principal only if the final level is at or above the downside threshold; otherwise payment equals principal times final/initial level, exposing investors to full principal loss.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the worst performing of three underliers: the State Street® Energy Select Sector SPDR® ETF (XLE), the Nasdaq-100® Technology Sector (NDXT) and the State Street® SPDR® S&P® Regional Banking ETF (KRE).
Key terms: $1,000 stated principal per security, aggregate $1,262,000, issue price $1,000, estimated value $923.70, participation rate 125%, early redemption payment $1,790, first determination date March 27, 2028, final determination date March 20, 2031, maturity March 25, 2031. Downside threshold for each underlier is 50% of its initial level.
Investors risk loss of principal if the worst performing underlier falls below its downside threshold; all payments are subject to MSFL and Morgan Stanley credit risk. The securities do not pay interest and limit upside to the fixed early redemption payment if auto-called.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal‑at‑risk, auto‑callable notes with a $1,000 stated principal amount per security and an aggregate principal amount of $2,011,000. The notes issue on March 25, 2026 and mature on March 23, 2029.
The payoff is linked to the worst performing of three underliers: the First Trust Nasdaq Cybersecurity ETF (CIBR), the VanEck® Semiconductor ETF (SMH) and the Nasdaq‑100 Index® (NDX). Call thresholds equal 100% of initial levels and downside thresholds equal 70% of initial levels. Automatic early redemption may occur beginning on March 25, 2027 on specified determination dates for fixed early redemption payments. At maturity, investors receive $1,657.00 if all final levels meet call thresholds, the stated principal if all final levels are at or above downside thresholds, or a principal repayment reduced pro rata to the performance of the worst performing underlier if that underlier is below its downside threshold.
All payments are subject to Morgan Stanley's credit risk; the securities do not pay interest and investors risk losing some or all principal.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities linked to Accenture plc class A shares with an aggregate principal amount of $722,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 18.00% only if the underlier's closing level on each observation date is at or above the coupon barrier of $134.393 (approximately 67.20% of the initial level). The initial level on the strike date was $199.99. The securities mature on April 23, 2027 with the final observation date of April 20, 2027. Automatic early redemption can occur on specified redemption determination dates beginning September 21, 2026 if the closing level meets or exceeds the call threshold ($199.99). If not redeemed and the final level is below the downside threshold ($134.393), payment at maturity is the stated principal multiplied by the performance factor and could be significantly less than, or equal to zero, resulting in loss of principal. All payments are subject to the credit risk of Morgan Stanley and MSFL.
Morgan Stanley Finance LLC priced a contingent income auto-callable note program guaranteed by Morgan Stanley. The offering totals $5,174,000 aggregate principal at a stated principal of $1,000 per security and an issue price of $1,000 per security. The securities reference Accenture plc Class A ordinary shares with an initial level of $199.99 (strike date March 20, 2026), a coupon barrier and downside threshold of $134.393 (≈67.20% of initial level), and a contingent annual coupon of 15.50%. The notes pay contingent coupons only if the underlier’s closing level meets the coupon barrier on observation dates, are subject to automatic early redemption if the underlier meets the call threshold on redemption determination dates, and at maturity may return full principal or an amount equal to the performance factor times principal (potentially zero) depending on the final level. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $762,000 of contingent‑income, auto‑callable notes fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, a 12.50% per annum contingent coupon, an automatic early redemption feature, and a maturity date of September 23, 2027. Coupons are payable only if the closing level of each underlier (the Russell 2000®, the S&P 500® and the State Street® SPDR® S&P® Regional Banking ETF (KRE)) is at or above its coupon barrier on each observation date. If not auto‑redeemed, principal repayment at maturity depends on the worst performing underlier versus a 70% downside threshold; losses may equal the full principal. All payments are subject to Morgan Stanley credit risk.