Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY, through Morgan Stanley Finance LLC, is offering $683,000 aggregate principal amount of Jump Securities with an auto-call feature linked to the Russell 2000® Index, maturing August 19, 2031. Each security has a $1,000 stated principal amount and issue price, with an estimated value of $963.10 on the pricing date, reflecting embedded issuance, selling, structuring and hedging costs.
The notes are principal-at-risk, pay no interest and are fully and unconditionally guaranteed by Morgan Stanley, but are unsecured and subject to the issuer’s and guarantor’s credit risk. On the first determination date (August 23, 2027), if the index closing level is at or above the call threshold of 3,068.415 (100% of the initial level), the notes are automatically redeemed for a fixed $1,128.50 per security and no further payments are made.
If not called, at maturity investors receive: the stated principal plus an upside payment of 125% of any index gain; par only if the final level is at or below the initial level but at or above the downside threshold of 2,301.311 (75% of initial); or a loss of 1% of principal for each 1% index decline if below the threshold, via a performance factor, which can reduce the payment to zero. The securities are not bank deposits or FDIC insured, may have limited or no secondary market liquidity, and carry uncertain U.S. tax treatment described as prepaid financial contracts treated as open transactions.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $325,000 of Contingent Income Memory Auto-Callable Securities, issued at $1,000 per note and due August 17, 2029. These principal-at-risk notes are linked to the worst performing of Upstart, NVIDIA and Super Micro Computer common stocks.
Investors may receive a 25.45% per annum contingent coupon, but only if on an observation date each stock closes at or above its coupon barrier, set at 50% of its initial level; missed coupons can be paid later if barriers are again met. Notes are automatically redeemed, with principal plus due coupons, if all three stocks are at or above their 100% call thresholds on specified redemption determination dates from August 2027. At maturity, if not called and any stock finishes below its 50% downside threshold and all are below initial, repayment is reduced 1% for each 1% decline of the worst underlier, potentially to zero. The estimated value on the pricing date is $929.40 per note, below the $1,000 issue price, and all payments depend on Morgan Stanley’s credit.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is issuing Trigger PLUS structured notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an aggregate principal of $6,800,000, maturing on August 19, 2031, and pay no interest.
At maturity, if the index final level is above the initial level of 621.16, holders receive principal plus a leveraged upside using a 235.50% leverage factor. If the final level is at or below the initial level but at or above the downside threshold of 434.812 (70% of the initial level), investors receive only principal. Below the threshold, repayment is principal multiplied by the performance factor (final level/initial level), resulting in a 1% loss of principal for each 1% index decline, with no minimum payment and potential total loss.
The issue price is $1,000 per note, while the estimated value on the pricing date is $978.10, reflecting issuance, structuring and hedging costs. Morgan Stanley & Co. LLC acts as agent, receiving $11.25 per security in fees, with proceeds to the issuer of $988.75 per note. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering callable contingent income structured notes maturing November 18, 2027, with an aggregate principal amount of $300,000 and a stated principal of $1,000 per security. The notes are fully and unconditionally guaranteed by Morgan Stanley but are principal-at-risk and unsecured.
Coupons are contingent: investors receive a coupon at an annual rate of 13.00% only if, on each observation date, the Dow Jones Industrial Average, Russell 2000 Index and State Street Technology Select Sector SPDR ETF are all at or above their coupon barrier levels, each set at 75% of its initial level. The same 75% levels function as downside thresholds at maturity; if any underlier finishes below its threshold and the notes have not been called, repayment is reduced in proportion to the decline of the worst-performing underlier and can fall to zero.
The notes are callable in whole, but not in part, on specified redemption dates starting November 19, 2026, based on a risk neutral valuation model that compares the economics of redeeming versus not redeeming from Morgan Stanley’s perspective. The estimated value on the pricing date is $975.50 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs. All payments depend on Morgan Stanley’s and MSFL’s credit.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.