Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing auto-callable structured “Jump Notes” due August 18, 2033 with an aggregate stated principal of $188,000, each note at $1,000 and fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and return at least the stated principal at maturity, subject to Morgan Stanley’s credit. They are linked to the Morgan Stanley Amplitude Index, with an initial level of 207.48 and a call threshold of 209.555 (101% of the initial level). From the first determination date on August 16, 2027, the notes auto-redeem if the index closes at or above the call threshold, paying fixed amounts that step up from $1,110 in 2027 to $1,660 in 2032 per $1,000 note (about 11% per annum), after which no further payments are made.
If not redeemed early and the final index level on August 15, 2033 is above the initial level, investors receive $1,000 plus 100% of index appreciation; otherwise they receive $1,000 only. The notes are unsecured, will not be listed, carry an estimated value of $893.20 per note on the pricing date, and include selling commissions of $45 per note paid to Morgan Stanley & Co. LLC and selected dealers.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-call feature maturing on August 19, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a $1,000 stated principal amount and an aggregate offering of $500,000, issued at 100% and fully guaranteed by Morgan Stanley.
The notes do not pay interest and do not guarantee return of principal. If on any of 48 determination dates the index is at or above the call threshold level of 1,258.128 (90% of the initial level), the notes auto-call for a fixed early redemption payment that increases over time, from $1,160 on the first date to $1,786.667 on the 48th. If held to maturity without early redemption, investors receive $1,800 per note if the final index level is at or above the call threshold, only principal if it is between the call threshold and the downside threshold of 698.96 (50% of the initial level), and a linear loss (final/initial) below that, potentially losing the entire investment.
The initial index level is 1,397.92. The estimated value on the pricing date is $904.40 per note, below issue price due to embedded costs and dealer compensation; selling dealers receive $36.25 per note. Key risks include full principal loss possibility, issuer and guarantor credit risk, limited and partially simulated index history, a 4% per annum decrement on the index, potential illiquidity, and uncertain U.S. tax treatment.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is issuing $1,100,000 of Contingent Income Memory Auto-Callable Securities due February 17, 2028, linked to the iShares Semiconductor ETF. These are unsecured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and pays a 13.45% per annum contingent coupon only if the ETF’s closing level on an observation date is at or above the coupon barrier level of $275.21 (50% of the initial level). Missed coupons can be “remembered” and paid later if a future observation meets the barrier.
The notes are automatically redeemed if, on specified redemption determination dates starting February 16, 2027, the ETF closes at or above the call threshold of $550.42 (100% of the initial level), paying principal plus the current and any unpaid coupons. At maturity, if not auto-called and the final level is at or above $275.21, investors receive principal plus any due coupons; otherwise they lose 1% of principal for each 1% decline in the ETF, potentially losing their entire investment. The issue price is $1,000, while the estimated value on the pricing date is $975.80, reflecting embedded costs and issuer economics. All payments are subject to Morgan Stanley’s credit risk and the notes are not bank deposits or FDIC insured.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk, auto-callable “Jump Securities” maturing August 17, 2029, in an aggregate principal amount of $975,000 at $1,000 per security. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and pay no coupons.
Returns depend on the worst performing of three ETFs: iShares MSCI EAFE (EFA), iShares U.S. Medical Devices (IHI) and State Street Utilities Select Sector SPDR (XLU). If on a determination date each ETF is at or above its call threshold (100% of its initial level), the notes are automatically redeemed for fixed amounts corresponding to about 17% per annum, starting at $1,170 and rising to $1,425. If held to maturity with all ETFs at or above their call thresholds, investors receive $1,510 per security.
If at maturity any ETF is below its call threshold but all are at or above the downside thresholds (65% of initial), investors receive only principal. If any ETF is below its downside threshold, repayment is reduced 1% for each 1% decline of the worst ETF, potentially to $0. The estimated value on the pricing date is $972.60 per security, below issue price, and investors face issuer credit risk, limited liquidity, and uncertain U.S. tax treatment.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering S&P 500®-linked Enhanced Buffered Jump Securities due September 1, 2027, with a stated principal amount of $1,000 per security and aggregate principal of $21,642,000. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley but are principal at risk.
At maturity, if the S&P 500® final level is at or above the buffer level of 6,617.896 (85% of the 7,785.76 initial level), investors receive $1,000 plus a fixed upside payment of $78.90 per security (7.89%), regardless of how much the index has risen. If the final level is below the buffer level, investors lose 1.1765% of principal for each 1% decline beyond the 15% buffer, with no minimum repayment and the potential for a total loss of principal.
The issue price is $1,000 per security, including up to $10 in placement fees, while the issuer’s estimated value on the pricing date is $984.30, reflecting embedded costs and Morgan Stanley’s pricing models. The securities are unsecured obligations subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry complex and uncertain U.S. federal income tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing Trigger Performance Leveraged Upside Securities (Trigger PLUS) linked to the EURO STOXX 50® Index, maturing on September 3, 2032, with an aggregate principal amount of $52,744,000.
Each note has a $1,000 stated principal amount, no coupons, and offers 193.30% leveraged upside on any index gains. If the final index value is between the initial level of 6,539.59 and the trigger level of 4,904.693 (75% of initial), investors receive principal back. If the final index value is below the trigger, repayment is proportional to index performance and can fall to zero. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value at pricing of $951.20 per note and no stock-exchange listing.