Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers $1,000,000 of contingent income memory auto-callable securities due March 23, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 17.00% only if observation-date closing levels meet the coupon barrier.
Key terms include an initial level of $113.53, a call threshold at $113.53 (100% of initial), a coupon barrier and downside threshold at $56.765 (50% of initial), automatic early redemption on specified dates, an issue price of $1,000 and an estimated pricing-date value of $981.70.
Morgan Stanley Finance LLC priced $1,274,000 of Principal at Risk auto-callable securities linked to Halliburton Company common stock, with a stated principal amount of $1,000 per security. The securities issue on March 23, 2026 and mature on March 23, 2028.
The securities pay a contingent coupon at an annual rate of 12.15% on scheduled coupon dates only if the closing level of the underlier is at or above the coupon barrier of $21.732 (60% of the initial level). They are callable on specified redemption determination dates beginning September 18, 2026 if the closing level meets or exceeds the call threshold of $36.22. At maturity, if the final level is below the downside threshold of $21.732, investors receive a principal payment equal to the stated principal multiplied by the performance factor (final level/initial level), exposing them to full downside loss and possible zero recovery. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $960.80 per security, and the issue price was $1,000 with agent commissions and fees disclosed.
Morgan Stanley Finance LLC priced $7,264,000 of principal-at-risk, contingent income auto-callable securities due April 22, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an issue price of $1,000, an estimated value on the pricing date of $967.50, and an aggregate agent commission of $108,960.
The notes pay a contingent coupon at an annual rate of 10.15% only if both underliers meet coupon barrier tests on observation dates. They are linked to the worst performing of the Nasdaq-100® Technology Sector (NDXT) and the S&P 500® Index (SPX), have a coupon/downside barrier at 75% of initial levels, and may auto-redeem on scheduled dates beginning September 18, 2026. Principal is at risk: if the worst performing underlier finishes below the downside threshold at maturity, payment is reduced pro rata and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes due March 28, 2031. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Nasdaq‑100, S&P 500 and Dow Jones Industrial indices.
The notes can be automatically redeemed on scheduled determination dates beginning April 1, 2027, with fixed early redemption payments that imply approximately 13.10% per annum. At maturity holders may receive $1,655.00 if all underliers meet call thresholds, the stated principal if underliers remain above 70% of initial levels, or a loss proportional to the decline of the worst performing underlier (downside threshold = 70%). Estimated value on the pricing date is approximately $974.40. All payments are obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security and aggregate principal amount of $1,914,000. The original issue price is $1,000 with an estimated value on the pricing date of $948.50.
The securities are linked to the worst performing of the EURO STOXX 50® and the S&P 500®. First automatic early redemption may occur on March 24, 2027, with scheduled determination dates thereafter; final maturity is March 21, 2031. Call threshold levels equal initial levels and downside threshold levels equal 70% of initial levels. Early redemption payments provide an approximate 11.20% per annum return on the scheduled dates; if not called, payments at maturity depend on underlier performance and can result in partial or total loss of principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes with an aggregate principal amount of $2,237,000, fully and unconditionally guaranteed by Morgan Stanley. The notes mature on March 23, 2032 and feature automatic early redemption beginning at the first determination date of March 19, 2027.
Each $1,000 security will pay an early redemption payment if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index is ≥ the call threshold level of 2,475.71 on a determination date. If not redeemed, maturity payouts range from a fixed payment of $2,380.00 (if final level ≥ call threshold) to return of principal (if final level ≥ downside threshold 1,237.855), or a loss proportionate to index decline if final level is below the downside threshold; losses could be total principal loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $795,000 of principal-at-risk, Broadcom (AVGO)‑linked auto-callable securities due April 2, 2027. Each security has a $1,000 issue price and an estimated value on the pricing date of $983.60.
The notes pay a contingent coupon at an annual rate of 15.72% on observation dates only if the closing level of Broadcom is at or above the coupon barrier of $216.884 (≈67.50% of the initial level). The initial level is $321.31; the final observation date is March 30, 2027. The securities are automatically redeemed if Broadcom’s closing level meets or exceeds the call threshold of $321.31 on a redemption determination date. At maturity investors receive principal only if the final level is at or above the buffer level of $216.884; otherwise losses are amplified by a downside factor of 1.4814.
Morgan Stanley Finance LLC priced a $374,000 offering of Principal at Risk Securities fully guaranteed by Morgan Stanley. The securities are issued at $1,000 per security with an estimated value on the pricing date of $967.30. The notes pay no interest and return either the stated principal plus a fixed upside payment of $312.50 (31.25%) if the worst performing underlier is at or above its downside threshold, or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier if that underlier is below its downside threshold. The downside threshold for each index is 70% of its initial level. Strike and pricing date: March 18, 2026; observation date: March 19, 2029; maturity date: March 22, 2029. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers callable contingent income securities linked to the common stock of Micron Technology, Inc. The notes have a $1,000 issue price and an estimated value of approximately $965.70 on the pricing date. They pay a contingent coupon at an annual rate of 25.35% only if the closing level of Micron is at or above a coupon barrier equal to 50% of the initial level on each observation date. The securities are callable beginning September 29, 2026 based on a risk‑neutral valuation model and mature on September 29, 2027. At maturity holders receive principal if the final level is at or above a downside threshold equal to 50% of the initial level; if the final level is below that threshold, investors incur losses proportionate to the decline in the underlier and could lose their entire investment. All payments are subject to Morgan Stanley’s credit risk and the securities do not participate in upside of the underlier.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the common stock of Broadcom Inc. The securities pay a contingent coupon of 14.50% per annum, are callable beginning after a six-month non-call period, have a face amount of $1,000, and mature on March 23, 2028.
The starting price is $315.93 (pricing date March 18, 2026), the coupon threshold is $189.558 (60% of starting price) and the downside threshold is $157.965 (50% of starting price). The estimated value on the pricing date was $969.40 per security and the price to public was $1,000 per security.