Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering callable contingent income securities due June 2, 2031, linked to the worst performer of the Russell 2000 Index, S&P 500 Index and State Street Technology Select Sector SPDR ETF. Each security has a $1,000 principal amount and pays a 12.00% per annum contingent coupon only if, on each observation date, all three underliers are at or above 70% of their initial levels.
If the notes are not redeemed and, on the final observation date, all underliers are at or above 60% of their initial levels, investors receive $1,000 plus any final contingent coupon; otherwise, repayment is reduced in proportion to the worst underlier and can fall to zero. The issuer may redeem the notes early, starting March 3, 2027, based on a risk neutral valuation model. The estimated value on the pricing date is approximately $976.70 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and issuer economics. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Trigger Jump Securities due October 7, 2027, linked to the worst performance of the Russell 2000 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and pays no interest. If, on the October 4, 2027 observation date, the final level of each index is at or above 70% of its initial level, holders receive $1,000 plus a fixed $98 upside payment (a 9.80% return), regardless of how much the indices have risen. If either index closes below 70% of its initial level, the maturity payment is $1,000 multiplied by the performance factor of the worst-performing index, resulting in a 1% loss of principal for each 1% decline in that index and potentially a zero return of principal. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $990.20 per security, and are subject to Morgan Stanley’s credit risk and limited secondary-market liquidity.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Trigger PLUS structured notes due September 23, 2031, linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and do not guarantee return of principal.
At maturity, if the index is above its initial level, investors receive the $1,000 principal plus 210% of the index gain. If the index is at or below the initial level but at or above 50% of the initial level, investors receive only principal. Below this downside threshold, repayment is reduced 1% for each 1% index decline, with no minimum, so the investment can be fully lost.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $976.70 per $1,000 note due to issuance, structuring and hedging costs. Liquidity may be limited, and U.S. tax treatment is described as uncertain, with a prepaid financial contract approach considered reasonable but not binding on the IRS.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due August 29, 2029, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000® Index. Each security has a $1,000 stated principal amount and pays an annual 11.40% contingent coupon only when all three indices are at or above 70% of their initial levels on the relevant observation date.
The notes are callable at the issuer’s option on scheduled redemption dates starting November 30, 2026, but only if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not called, and all indices finish at or above 60% of their initial levels, investors receive principal back (plus any final coupon). If any index ends below 60%, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is $979.20 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Trigger PLUS securities linked to the worst performer of the Dow Jones Industrial Average℠ and the S&P 500® Index, maturing on August 29, 2031. Each note has a stated principal of $1,000 and pays no interest.
At maturity, if both indices finish above their initial levels, holders receive $1,000 plus a leveraged upside payment based on at least 128% of the appreciation of the worst-performing index. If either index is at or below its initial level but both remain at or above 70% of their initial levels, investors receive only the $1,000 principal. If either index ends below 70% of its initial level, repayment is reduced 1% for each 1% decline of the worst performer, with no minimum, so principal could be fully lost.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is approximately $956.30 per $1,000 note, reflecting issuance, selling, structuring and hedging costs and the issuer’s funding spread. The notes are intended for investors who can tolerate full loss of principal, accept exposure to a single observation date, and understand the complex tax and liquidity risks.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes linked to the worst performer of the Nasdaq-100® Technology Sector Index and the S&P 500® Index. Each security has a $1,000 stated principal amount, prices at $1,000, and matures on October 6, 2027, subject to automatic early redemption.
The notes pay a contingent coupon at 10.70% per annum, only if on each observation date both indices close at or above their respective coupon barrier levels, set at 80% of initial level. The same 80% level also serves as the downside threshold; if at maturity either index is below its downside threshold, the repayment of principal is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. Automatic early redemption can occur quarterly from March 1, 2027 if both indices are at or above their 100% call threshold levels, paying principal plus the coupon for that period.
The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to their credit risk. The estimated value on the pricing date is approximately $969 per security, reflecting embedded issuance, selling, structuring and hedging costs. U.S. federal income tax treatment is uncertain; the issuer expects to treat the notes as prepaid financial contracts with associated coupons.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing August 28, 2031, at an issue price of $1,000 per security and an estimated value on the pricing date of approximately $909.60.
The notes pay a contingent coupon at 9.15% per annum, only if the index is at or above a coupon barrier set at 60% of the initial level on each observation date; missed coupons can be paid later if the barrier is met. The notes are auto-callable quarterly from August 2027 if the index is at or above 90% of the initial level, returning principal plus due coupons.
If not called, and at maturity the index is at or above a buffer level of 85% of the initial level, investors receive full principal plus any contingent coupon; below that, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. All payments depend on Morgan Stanley’s credit. The index level was 1,397.92 on August 14, 2026.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due September 5, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and fully guaranteed by Morgan Stanley.
The notes pay a 15.10% per annum contingent coupon only if, on each observation date, the index is at or above a coupon barrier equal to 70% of the initial level. They are automatically redeemed at par plus the coupon if, on any redemption determination date from February 26, 2027 onward, the index is at or above the call threshold set at 100% of the initial level.
If not called, at maturity investors receive par only if the final index level is at or above a downside threshold equal to 60% of the initial level; otherwise, the payoff is fully exposed to index declines (1% loss of principal per 1% index drop), and can be zero. The issue price is $1,000 per security and the estimated value on the pricing date is approximately $904.60, reflecting embedded costs. The underlier is a relatively new, rules-based, leveraged futures index with a 4.0% per annum decrement and limited live history, adding strategy and model risk, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $7,141,900 of Trigger Autocallable Contingent Yield Notes linked to the S&P 500 Index, maturing on August 16, 2029 and fully guaranteed by Morgan Stanley. Each note has a $10 principal amount and pays a quarterly Contingent Coupon of $0.21375 (an annual rate of 8.55%) only if the S&P 500 closing level on the Observation Date is at or above the Coupon Barrier of 5,839.32, which is 75% of the Initial Level of 7,785.76.
Beginning February 16, 2027, the notes are automatically called if the index is at or above the Initial Level on an Observation Date, in which case investors receive principal plus the applicable coupon and the product terminates. If not called and, at final valuation, the index is at or above the Downside Threshold (also 5,839.32), investors receive principal plus the final coupon; otherwise, repayment is $10 × (1 + Underlying Return), exposing investors to the full downside of the index and potentially a total loss of principal. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, have an estimated value of $9.93 per $10 note on the trade date, and are intended for investors who understand equity-linked, principal-at-risk structures and can tolerate no coupons and significant loss of capital.
Morgan Stanley, via Morgan Stanley Finance LLC, is offering market-linked, principal-at-risk securities (symbol MS) tied to an unequally weighted basket of five foreign equity indices, maturing on August 17, 2029 and fully and unconditionally guaranteed by Morgan Stanley.
Each $1,000 security pays no interest and may be auto‑called on August 19, 2027 for a fixed call payment of $1,104 (10.40%) if the basket is at or above its starting level. If not called, at maturity holders receive: $1,000 plus 150% of any basket gain; $1,000 if the basket is down up to 10%; or $1,000 plus basket return plus a 10% buffer if the basket has fallen more than 10%, implying up to a 90% loss of principal.
The basket weights are EURO STOXX 50 (40%), Nikkei 225 (25%), FTSE 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). Public offering size is $1,000,000 (1,000 notes) at $1,000 each; estimated value on the pricing date is $959.70 per security, reflecting embedded costs and hedging.