Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount, an annual contingent coupon of 11.32%, a pricing/strike date of March 26, 2026 and a maturity date of September 30, 2027.
The coupon is payable only if the closing level of the underlying stock meets or exceeds a coupon barrier equal to 60% of the initial level on each observation date. The notes are automatically redeemed if the closing level equals or exceeds the call threshold (100% of the initial level) on any redemption determination date. If not redeemed, final principal at maturity is full principal if the final level is at or above the downside threshold (60% of initial level); if below, payment equals principal multiplied by final/initial level and could be zero. Estimated value on pricing date was approximately $977.70 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Buffered Participation Securities due July 1, 2027, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index.
Each security has a $1,000 stated principal amount, an issue price of $1,000, a 15% buffer (buffer level = 85% of initial level), a 100% participation rate, a maximum payment of $1,226 (122.60% of principal) and a minimum payment of 15% of principal. Payments at maturity are determined solely by the final closing levels on the observation date June 28, 2027, and investors bear full credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due April 5, 2029, fully guaranteed by Morgan Stanley, issued at a stated principal amount of $1,000 per security. The securities feature an auto-call on specified determination dates and fixed early redemption payments reflecting approximately 14.20% per annum. If not called, maturity payoffs depend on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500: $1,426.00 if all underliers meet call thresholds, $1,000 if each is at or above a 70% downside threshold, or a reduced principal tied to the worst performing underlier (possible total loss). The preliminary estimated value on the pricing date is approximately $959.30 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest or participate in underlying appreciation.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due March 28, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a leverage factor of 287.50% applied to the performance of the worst performing of three underliers (APO, BX, KKR).
At maturity the payoff is: principal plus leveraged upside if each underlier finishes above its initial level; principal only if each underlier finishes at or above its 80% downside threshold; otherwise investors lose an amount equal to the percentage decline of the worst performing underlier. Estimated value on pricing date: approximately $892.60 per security.
Morgan Stanley Finance LLC prices Principal-at-Risk Buffered Jump Securities due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security and include an automatic early redemption feature with fixed early redemption payments that rise across periodic determination dates.
If not called, maturity payoffs depend on the worst performing of the S&P 500® Index and the Dow Jones Industrial Average: investors receive $1,190.00 if both underliers meet call thresholds, the stated principal if final levels are at or above 85% buffer levels, or a reduced payment that loses 1% of principal for each 1% decline below the buffer of the worst performing underlier, subject to a 15% minimum payment at maturity.
Morgan Stanley Finance LLC offers Variable Income Auto-Callable Notes due March 31, 2031, linked to the worst performing of four stocks: Palantir (PLTR), NVIDIA (NVDA), Tesla (TSLA) and Alphabet (GOOG). Each note has a $1,000 stated principal and an issue price of $1,000 per note; estimated value on the pricing date is approximately $943.60 per note.
The notes pay a monthly variable coupon of either 0.25% (lower) or 9.40% (higher) depending on observation-date checks. Coupon barrier levels are set at 80% of each initial level; automatic early redemption is possible on scheduled redemption determination dates beginning March 29, 2027 if each underlier is at or above its 90% call threshold. The payoff is based on the worst performing underlier; no participation in underlier appreciation. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Structured Investments—Enhanced Buffered Jump Securities due May 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $86 (8.60%) if the worst performing index is at or above its buffer level (85% of initial) on the observation date. If the worst performing underlier falls below the buffer, investors lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities are linked to the Dow Jones Industrial Average and the S&P 500 Index, are unsecured obligations of MSFL, and all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is approximately $970.30 per security.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income, memory auto-callable securities with a $1,000 stated principal amount per security and a 12.15% per annum contingent coupon. The securities mature on March 29, 2029 and reference the worst performing of the Nasdaq-100® Technology Sector (NDXT), Russell 2000® (RTY) and S&P 500® (SPX) indices.
The securities pay contingent coupons only if each underlier is at or above its coupon barrier (80% of initial) on observation dates, can auto-redeem on scheduled redemption determination dates beginning June 26, 2026 if each underlier is at or above its call threshold (100% of initial), and at maturity return principal only if each underlier is at or above its downside threshold (60% of initial). If any underlier is below its downside threshold at maturity, payment equals the stated principal multiplied by the worst-performing underlier's performance factor, potentially resulting in a significant loss of principal or zero recovery. The pricing date and strike date are March 26, 2026, original issue date is March 31, 2026, and the document reports an estimated value on the pricing date of approximately $983.70 per security.
Morgan Stanley Finance LLC prices contingent income memory securities due April 7, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon of 9.00% per annum, payable only if each underlier meets its coupon barrier on observation dates. The securities are linked to the worst performing of the S&P 500, Nasdaq-100 Technology Sector and Russell 2000, pay principal at maturity only if all underliers are at or above their 70% downside thresholds, and expose investors to full principal loss proportional to the worst underlier if thresholds are breached. Estimated value on the pricing date is approximately $965.00 per security.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for a principal-at-risk, auto-callable structured note linked to the worst performing of NVIDIA, Taiwan Semiconductor (ADS), and Alphabet class A. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of approximately $931.90.
The securities have a strike/pricing date of March 26, 2026, an original issue date of March 31, 2026, a final determination date of March 26, 2029, and maturity on March 29, 2029. They pay no regular interest, include an automatic early redemption on the first determination date (March 29, 2027) for an early redemption payment of $1,515.50 if each underlier meets its 100% call threshold, and a 300% participation rate for upside at maturity based on the worst performing underlier.
The payoff is worst‑performer focused: investors either receive the early redemption payment, the stated principal (if final levels are above 50% downside thresholds but not above initial levels), or a reduced payment proportional to the worst performing underlier (potentially zero). All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.