Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes with an aggregate principal amount of $2,237,000, fully and unconditionally guaranteed by Morgan Stanley. The notes mature on March 23, 2032 and feature automatic early redemption beginning at the first determination date of March 19, 2027.
Each $1,000 security will pay an early redemption payment if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index is ≥ the call threshold level of 2,475.71 on a determination date. If not redeemed, maturity payouts range from a fixed payment of $2,380.00 (if final level ≥ call threshold) to return of principal (if final level ≥ downside threshold 1,237.855), or a loss proportionate to index decline if final level is below the downside threshold; losses could be total principal loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $795,000 of principal-at-risk, Broadcom (AVGO)‑linked auto-callable securities due April 2, 2027. Each security has a $1,000 issue price and an estimated value on the pricing date of $983.60.
The notes pay a contingent coupon at an annual rate of 15.72% on observation dates only if the closing level of Broadcom is at or above the coupon barrier of $216.884 (≈67.50% of the initial level). The initial level is $321.31; the final observation date is March 30, 2027. The securities are automatically redeemed if Broadcom’s closing level meets or exceeds the call threshold of $321.31 on a redemption determination date. At maturity investors receive principal only if the final level is at or above the buffer level of $216.884; otherwise losses are amplified by a downside factor of 1.4814.
Morgan Stanley Finance LLC priced a $374,000 offering of Principal at Risk Securities fully guaranteed by Morgan Stanley. The securities are issued at $1,000 per security with an estimated value on the pricing date of $967.30. The notes pay no interest and return either the stated principal plus a fixed upside payment of $312.50 (31.25%) if the worst performing underlier is at or above its downside threshold, or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier if that underlier is below its downside threshold. The downside threshold for each index is 70% of its initial level. Strike and pricing date: March 18, 2026; observation date: March 19, 2029; maturity date: March 22, 2029. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers callable contingent income securities linked to the common stock of Micron Technology, Inc. The notes have a $1,000 issue price and an estimated value of approximately $965.70 on the pricing date. They pay a contingent coupon at an annual rate of 25.35% only if the closing level of Micron is at or above a coupon barrier equal to 50% of the initial level on each observation date. The securities are callable beginning September 29, 2026 based on a risk‑neutral valuation model and mature on September 29, 2027. At maturity holders receive principal if the final level is at or above a downside threshold equal to 50% of the initial level; if the final level is below that threshold, investors incur losses proportionate to the decline in the underlier and could lose their entire investment. All payments are subject to Morgan Stanley’s credit risk and the securities do not participate in upside of the underlier.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the common stock of Broadcom Inc. The securities pay a contingent coupon of 14.50% per annum, are callable beginning after a six-month non-call period, have a face amount of $1,000, and mature on March 23, 2028.
The starting price is $315.93 (pricing date March 18, 2026), the coupon threshold is $189.558 (60% of starting price) and the downside threshold is $157.965 (50% of starting price). The estimated value on the pricing date was $969.40 per security and the price to public was $1,000 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount, an annual contingent coupon of 11.32%, a pricing/strike date of March 26, 2026 and a maturity date of September 30, 2027.
The coupon is payable only if the closing level of the underlying stock meets or exceeds a coupon barrier equal to 60% of the initial level on each observation date. The notes are automatically redeemed if the closing level equals or exceeds the call threshold (100% of the initial level) on any redemption determination date. If not redeemed, final principal at maturity is full principal if the final level is at or above the downside threshold (60% of initial level); if below, payment equals principal multiplied by final/initial level and could be zero. Estimated value on pricing date was approximately $977.70 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Buffered Participation Securities due July 1, 2027, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index.
Each security has a $1,000 stated principal amount, an issue price of $1,000, a 15% buffer (buffer level = 85% of initial level), a 100% participation rate, a maximum payment of $1,226 (122.60% of principal) and a minimum payment of 15% of principal. Payments at maturity are determined solely by the final closing levels on the observation date June 28, 2027, and investors bear full credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due April 5, 2029, fully guaranteed by Morgan Stanley, issued at a stated principal amount of $1,000 per security. The securities feature an auto-call on specified determination dates and fixed early redemption payments reflecting approximately 14.20% per annum. If not called, maturity payoffs depend on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500: $1,426.00 if all underliers meet call thresholds, $1,000 if each is at or above a 70% downside threshold, or a reduced principal tied to the worst performing underlier (possible total loss). The preliminary estimated value on the pricing date is approximately $959.30 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest or participate in underlying appreciation.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due March 28, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a leverage factor of 287.50% applied to the performance of the worst performing of three underliers (APO, BX, KKR).
At maturity the payoff is: principal plus leveraged upside if each underlier finishes above its initial level; principal only if each underlier finishes at or above its 80% downside threshold; otherwise investors lose an amount equal to the percentage decline of the worst performing underlier. Estimated value on pricing date: approximately $892.60 per security.
Morgan Stanley Finance LLC prices Principal-at-Risk Buffered Jump Securities due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security and include an automatic early redemption feature with fixed early redemption payments that rise across periodic determination dates.
If not called, maturity payoffs depend on the worst performing of the S&P 500® Index and the Dow Jones Industrial Average: investors receive $1,190.00 if both underliers meet call thresholds, the stated principal if final levels are at or above 85% buffer levels, or a reduced payment that loses 1% of principal for each 1% decline below the buffer of the worst performing underlier, subject to a 15% minimum payment at maturity.