Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is issuing market-linked structured notes with a $1,000 face amount per security (aggregate $2,779,000), fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer among Amazon.com, Alphabet Class A, and Meta Class A, and may be auto-called on August 20, 2027 for a fixed cash payment of $1,390 per security (a 39% return), after which no further payments are made.
If not called, at maturity on August 22, 2029 investors receive: 300% leveraged upside on the lowest-performing stock if it finishes above its starting price; a “contingent absolute return” up to 40% if that stock is down but not below 60% of its starting price; or full downside exposure if it falls below the 60% threshold, with potential loss of most or all principal. The estimated value on the pricing date is $960.30 per security, reflecting embedded costs and issuer credit spreads. The notes pay no interest or dividends, have limited liquidity, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering $3,608,000 of market-linked notes with a $1,000 face amount per security, linked to the lowest performing of NVIDIA and AMD common stock and maturing on August 27, 2027.
At maturity, each note pays either $1,345 (face amount plus a 34.50% contingent fixed return) if the lowest performing stock’s ending price is at or above its threshold (60% of its starting price), or $1,000 plus 1‑to‑1 exposure to the negative return of that lowest stock if it is below the threshold, meaning losses of more than 40% and up to the entire principal.
The starting prices are $225.01 for NVIDIA and $506.00 for AMD, with threshold prices at 60% of those levels. The price to the public is $1,000 per note, while the issuer’s estimated value on the pricing date is $989.50, reflecting embedded issuing, selling, structuring and hedging costs. The notes pay no interest or dividends, are subject to Morgan Stanley’s credit risk, and may have little or no secondary market liquidity.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured Structured Investments "Jump Notes" with an auto-call feature, due September 6, 2033, linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each note has a $1,000 stated principal amount and pays no interest. The notes may be automatically redeemed quarterly from August 31, 2027 onward if the index closing level is at or above the 100% call threshold, paying an early redemption amount that targets about 8.85% per annum and then terminating. If the notes are outstanding to maturity and the final index level exceeds the initial level, investors receive $1,000 plus 100% of the index’s positive return; otherwise they receive only $1,000. The estimated value on the pricing date is approximately $934.20 per note, reflecting issuing, selling, structuring and hedging costs. All payments depend on Morgan Stanley’s and MSFL’s credit and the notes will not be listed on any exchange.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), via Morgan Stanley Finance LLC, is offering structured Callable Contingent Income Securities due August 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. These are principal at risk securities linked to the worst performer among the Nasdaq-100® Technology Sector Index, State Street® Health Care Select Sector SPDR® ETF and State Street® Technology Select Sector SPDR® ETF.
Each $1,000 security may pay a contingent coupon at 11.50% per annum, but only if on each observation date all three underliers are at or above their respective coupon barrier levels set at 65% of initial levels. If any underlier is below its barrier on an observation date, no coupon is paid for that period. Starting March 1, 2027, the notes are callable on specified dates, but only if a risk neutral valuation model indicates that redemption is economically rational for the issuer; performance of the underliers alone does not trigger redemption.
At maturity, if not previously redeemed and if the final level of each underlier is at or above its downside threshold level of 60% of its initial level, holders receive the $1,000 principal plus any final coupon. If any underlier finishes below its downside threshold, repayment is reduced proportionally to the worst performer, potentially to zero. The estimated value on the pricing date is approximately $976.40 per $1,000, reflecting issuance, structuring and hedging costs. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due October 6, 2027, linked to the American Depositary Shares of Novo Nordisk A/S. Each security has a stated principal amount and issue price of $1,000 and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 10.75% per annum only if, on each observation date, the underlier’s closing level is at or above a coupon barrier set at 65% of the initial level; otherwise no coupon is paid. Beginning with the first redemption determination date on March 1, 2027, the notes are automatically redeemed if the underlier is at or above 100% of the initial level, returning principal plus the applicable coupon. If not called and, at maturity, the final level is at or above the 65% downside threshold, investors receive principal (plus any final coupon); if it is below, repayment is reduced in proportion to the underlier’s decline and can fall to zero.
The estimated value on the pricing date is approximately $968.60 per security, below the $1,000 issue price due to issuing, selling, structuring and hedging costs. Payments depend on Morgan Stanley’s and MSFL’s creditworthiness, secondary market liquidity may be limited, and U.S. tax treatment is described as uncertain with potential withholding for non-U.S. holders.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering principal-at-risk Step-Down Jump Securities with auto-call features linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, maturing on August 29, 2031. Each security has a stated principal and issue price of $1,000, but the estimated value on the pricing date is about $943.10 per security, reflecting structuring and hedging costs.
The notes pay no interest and do not guarantee return of principal. They may auto-redeem quarterly starting August 2027 if the index closes at or above declining call thresholds, for fixed payments rising from $1,146.50 up to $1,720.292 per $1,000, corresponding to roughly 14.65% per annum. If held to maturity and the final index level is at or above 60% of the initial level, investors receive $1,732.50 per security. If the final level is below this downside threshold, repayment is $1,000 times the index performance factor, exposing investors to losses up to their entire investment. Returns are capped and do not participate in index appreciation, and all payments depend on Morgan Stanley’s credit.