Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS with Downside Factor) linked to the worst performer of the iShares S&P 500 Growth ETF, the S&P 500 Equal Weight Index and the S&P 500 Index, maturing on August 21, 2031.
Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $2,837,000. At maturity, if all underliers finish above their initial levels, holders receive principal plus a leveraged upside payment using a 168% leverage factor on the worst performer. If any underlier is at or below its initial level but all remain at or above 75% of initial (the buffer level), holders receive only principal.
If any underlier ends below its 75% buffer level, investors lose 1.3333% of principal for every 1% decline of the worst performer beyond the 25% buffer, with no minimum repayment; the amount can be zero. The estimated value on the pricing date is $997.00 per security, below the issue price, reflecting issuance, structuring and hedging costs borne by investors. Payments depend on the credit of Morgan Stanley Finance LLC and the Morgan Stanley guarantee.
Morgan Stanley, as guarantor for Morgan Stanley Finance LLC, is offering market-linked, auto-callable structured notes maturing August 22, 2029, linked to the worst-performing of Microsoft and NVIDIA common stock. Each security has a $1,000 face amount and an estimated value on the pricing date of $959.60, reflecting issuance, selling, structuring and hedging costs borne by investors.
The notes may be automatically called on August 20, 2027 for a fixed $1,362.50 per security (a 36.25% call premium) if both stocks are at or above their starting prices. If not called, at maturity investors receive 200% of the positive return of the lowest-performing stock, par if that stock finishes between its starting and 50% threshold price, and a one-for-one loss below the 50% threshold, potentially losing more than 50% or all principal. The securities pay no interest or dividends, are subject to Morgan Stanley’s credit risk, may have limited secondary liquidity, and are intended only for investors willing to accept full downside exposure to both underlying stocks.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing Enhanced Trigger Jump Securities due September 22, 2027, linked to the worst performer of the Russell 2000 Index and the S&P 500 Index. Each unsecured note has a $1,000 stated principal amount and will pay no interest.
At maturity, if the final level of each index is at or above 63% of its initial level, investors receive $1,000 plus a fixed upside payment of $92.50 per security (a 9.25% return), regardless of how much the indices gained. If either index finishes below its downside threshold, repayment equals $1,000 multiplied by the performance of the worst index, producing a 1% loss of principal for each 1% decline and potentially zero return of principal.
The aggregate principal amount is $10,511,000, with an issue price of $1,000 and an estimated value on the pricing date of $996.50 per security, reflecting structuring and hedging costs. The notes are fully and unconditionally guaranteed by Morgan Stanley, subject to its credit risk, are not bank deposits or FDIC insured, may have limited secondary market liquidity, and carry complex and uncertain U.S. tax treatment.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Jump Notes with an auto-callable feature due August 22, 2033, linked to the Morgan Stanley Amplitude Index. Each note has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $342,000.
The notes pay no interest. They are automatically redeemed if, on any determination date from August 24, 2027 onward, the index closing level is at or above the call threshold of 209.656 (101% of the initial level 207.58), for early redemption payments corresponding to about 11.15% per annum, ranging from $1,111.50 on the first call date up to $1,724.75 on the twelfth. If not called and the final index level is at or above the call threshold, investors receive $1,780.50 per note; otherwise they receive only the $1,000 principal at maturity.
The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on any exchange. The underlier is a new, rules-based, multi-asset index with a 5% volatility target and risk-mitigation features, and the notes’ estimated value on the pricing date is $911.10 per note, below the issue price, reflecting structuring and distribution costs.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Participation Securities linked to the Russell 2000 Index, maturing on August 21, 2031. Each security has a $1,000 stated principal amount, with a total aggregate principal of $1,515,000, and pays no periodic interest.
At maturity, if the index finishes above its initial level of 3,057.540, investors receive principal plus an upside payment equal to 102% of the index’s gain. If the final level is between 80% and 100% of the initial level, investors receive only principal. Below the 80% buffer level of 2,446.032, investors lose 1% of principal for each 1% further decline, but not less than a minimum payment of 20% of principal.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $981.10 per $1,000 security, reflecting issuance, structuring and hedging costs, and secondary market liquidity may be limited.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering structured Contingent Income Memory Buffered Auto-Callable Securities due September 1, 2027, linked to the iShares Semiconductor ETF (SOXX). Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $500,000, and is fully and unconditionally guaranteed by Morgan Stanley. The estimated value on the pricing date is $985.30 per security, reflecting issuance, selling, structuring and hedging costs borne by investors.
The notes pay a contingent coupon at 22.50% per annum, but only if SOXX’s closing level on an observation date is at or above the coupon barrier of $440.336 (80% of the $550.42 initial level). Missed coupons may be paid later if the barrier is subsequently met. The notes are automatically redeemed if, on specified redemption determination dates, the underlier is at or above the call threshold of $550.42 (100% of the initial level), returning principal plus due and unpaid coupons. If held to maturity and not called, investors receive principal only if the final level is at or above the buffer level of $440.336; below that, losses accelerate at 1.25% of principal for each 1% decline beyond the 20% buffer, with no minimum payment, so the investment can go to zero. The securities are unsecured, subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry complex tax, volatility, sector and conflict-of-interest risks detailed in the risk disclosures.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing Trigger PLUS structured notes linked to the worst performer of the iShares S&P 500 Growth ETF, the S&P 500 Equal Weight Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, an aggregate principal amount of $3,376,000, prices at 100% of principal, and matures on August 21, 2031.
The notes pay no interest and do not guarantee any return of principal. If, on the August 18, 2031 observation date, the final level of each underlier exceeds its initial level, investors receive principal plus a leveraged upside payment equal to 183% of the worst underlier’s percentage gain. If any underlier is at or below its initial level but all remain at or above 70% of their initial levels, only principal is returned. If any underlier closes below its 70% downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, with no minimum; the payment could be zero.
The initial levels are $141.49 for IVW, 8,933.99 for the SPW Index and 7,745.06 for the SPX Index. The estimated value at pricing is $997 per note, below the $1,000 issue price due to issuance, selling, structuring and hedging costs borne by investors. The product carries full issuer and guarantor credit risk and may have limited or no secondary market liquidity.