Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk notes due April 22, 2027 linked to the worst performing of the S&P 500, Nasdaq-100 and Russell 2000. The aggregate stated principal amount is $1,000,000 in $1,000 denominations.
Each security has an issue price of $1,000, an estimated value on the pricing date of $983.20, and a fixed upside payment of $120 (12.00%) payable at maturity only if the worst performing underlier is at or above a 70% downside threshold of its initial level. If any underlier closes below its 70% threshold on the observation date, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to a potential loss of principal (including total loss). All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. The issue consists of notes with a stated principal amount of $1,000 per security (aggregate principal amount $3,390,000), issued at $1,000 each and an estimated value on the pricing date of $970.20.
The notes pay a contingent coupon at an annual rate of 11.50% on each coupon payment date only if the underlier’s closing level on the related observation date is at or above the coupon barrier ($43.834, 70% of the initial level). The notes are automatically redeemed early if the underlier closes at or above the call threshold ($62.62, 100%) on any redemption determination date. If not redeemed, final principal at maturity is protected only if the final level is at or above the downside threshold ($43.834); otherwise principal is reduced proportionally to the underlier’s decline and could be zero.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities linked to a four-stock basket, with an aggregate principal amount of $850,000 and a $1,000 stated principal amount per security. The securities mature on April 2, 2027 with an observation date of March 30, 2027.
Payment at maturity: if the final level is ≥ the buffer level (85% of the initial level) investors receive the stated principal plus an upside payment of $227.50 (22.75%). If the final level is below the buffer, holders lose 1.1765% of principal for each 1% decline beyond a 10% buffer; there is no minimum payment. The estimated value on the pricing date was $961.60 per security and the issue price is $1,000 (agent fee $10 per security).
Morgan Stanley Finance LLC is offering Structured Investments—Buffered Jump Securities with an Auto-Callable feature, fully guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security for an aggregate principal of $353,000 with an issue price $1,000 and an estimated value $946.60 on the pricing date. The notes reference the S&P 500® Index with an initial level and call threshold level of 6,624.70, a buffer level at 90% of initial level, and a 10% buffer. Automatic early redemption can occur on scheduled determination dates beginning March 25, 2027, producing fixed early redemption payments that approximate 6.80% per annum. If not called, maturity is March 21, 2031, with payment rules: $1,340 if final level ≥ call threshold; return of principal if final level ≥ buffer level; reduced principal pro rata below the buffer, subject to a minimum payment at maturity of 10% of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Contingent Income Memory Buffered Auto-Callable Securities linked to Micron Technology common stock. The offering totals an aggregate principal amount of $258,000 at a $1,000 stated principal per security, with an estimated value on the pricing date of $982.60.
The notes pay a contingent coupon at an annual rate of 15.00% on scheduled coupon dates only if the underlier meets the coupon barrier ($277.038, 60% of the initial level) on observation dates. They feature automatic early redemption if the underlier equals or exceeds the call threshold ($461.73) on a redemption determination date, a 40% buffer and a minimum payment at maturity of 40% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers $1,000,000 of contingent income memory auto-callable securities due March 23, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 17.00% only if observation-date closing levels meet the coupon barrier.
Key terms include an initial level of $113.53, a call threshold at $113.53 (100% of initial), a coupon barrier and downside threshold at $56.765 (50% of initial), automatic early redemption on specified dates, an issue price of $1,000 and an estimated pricing-date value of $981.70.
Morgan Stanley Finance LLC priced $1,274,000 of Principal at Risk auto-callable securities linked to Halliburton Company common stock, with a stated principal amount of $1,000 per security. The securities issue on March 23, 2026 and mature on March 23, 2028.
The securities pay a contingent coupon at an annual rate of 12.15% on scheduled coupon dates only if the closing level of the underlier is at or above the coupon barrier of $21.732 (60% of the initial level). They are callable on specified redemption determination dates beginning September 18, 2026 if the closing level meets or exceeds the call threshold of $36.22. At maturity, if the final level is below the downside threshold of $21.732, investors receive a principal payment equal to the stated principal multiplied by the performance factor (final level/initial level), exposing them to full downside loss and possible zero recovery. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $960.80 per security, and the issue price was $1,000 with agent commissions and fees disclosed.
Morgan Stanley Finance LLC priced $7,264,000 of principal-at-risk, contingent income auto-callable securities due April 22, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an issue price of $1,000, an estimated value on the pricing date of $967.50, and an aggregate agent commission of $108,960.
The notes pay a contingent coupon at an annual rate of 10.15% only if both underliers meet coupon barrier tests on observation dates. They are linked to the worst performing of the Nasdaq-100® Technology Sector (NDXT) and the S&P 500® Index (SPX), have a coupon/downside barrier at 75% of initial levels, and may auto-redeem on scheduled dates beginning September 18, 2026. Principal is at risk: if the worst performing underlier finishes below the downside threshold at maturity, payment is reduced pro rata and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes due March 28, 2031. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Nasdaq‑100, S&P 500 and Dow Jones Industrial indices.
The notes can be automatically redeemed on scheduled determination dates beginning April 1, 2027, with fixed early redemption payments that imply approximately 13.10% per annum. At maturity holders may receive $1,655.00 if all underliers meet call thresholds, the stated principal if underliers remain above 70% of initial levels, or a loss proportional to the decline of the worst performing underlier (downside threshold = 70%). Estimated value on the pricing date is approximately $974.40. All payments are obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security and aggregate principal amount of $1,914,000. The original issue price is $1,000 with an estimated value on the pricing date of $948.50.
The securities are linked to the worst performing of the EURO STOXX 50® and the S&P 500®. First automatic early redemption may occur on March 24, 2027, with scheduled determination dates thereafter; final maturity is March 21, 2031. Call threshold levels equal initial levels and downside threshold levels equal 70% of initial levels. Early redemption payments provide an approximate 11.20% per annum return on the scheduled dates; if not called, payments at maturity depend on underlier performance and can result in partial or total loss of principal.