Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC prices contingent income auto-callable securities linked to NVIDIA Corporation common stock, with a $1,000 stated principal amount per security and an issue price of $1,000 on the pricing date. The securities pay a contingent coupon at an annual rate of 18.00% on each coupon date only if the closing level of the underlier on the related observation date is at or above the coupon barrier level of $103.62 (60% of the initial level). The securities may be automatically redeemed on scheduled redemption determination dates if the closing level is at or above the call threshold of $172.70 (100% of the initial level), and mature on April 7, 2027. If not redeemed and the final level is below the downside threshold of $103.62, repayment at maturity is reduced pro rata by the performance factor and could be significantly less than principal or zero. The estimated value on the pricing date is approximately $984.90 per security.
Morgan Stanley Finance LLC is offering Autocallable Contingent Coupon (with Memory) Barrier Notes linked to the Global X Uranium ETF, with a $10 principal per unit and a scheduled maturity in April, 2029. The notes pay quarterly contingent coupons (per-quarter coupon per unit to be set at pricing between $0.475 and $0.5125, approximately 19.00% to 20.50% per annum), are automatically callable beginning about one year after pricing if the ETF meets the call condition, and repay principal at maturity only if the Ending Value is at least 80% of the Starting Value; otherwise investors have 1-to-1 downside exposure. The initial estimated value is about $9.262 per unit (below the $10 offering price), underwriting discount totals $0.15 per unit, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Dual Directional Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley, linked to the worst performing of Microsoft Corporation, Broadcom Inc. and Micron Technology, Inc.
The securities have a $1,000 stated principal amount per security, an original issue date of March 27, 2026 and a maturity date of March 29, 2029. The first determination date for automatic early redemption is March 25, 2027, with an early redemption payment of $1,432 per security. Key economics: an upside participation rate of 225%, an absolute return participation rate of 50%, and downside thresholds equal to 70% of each initial level. The estimated value on the pricing date is approximately $936.40 per security. All payments are subject to Morgan Stanley’s credit risk and the securities do not guarantee repayment of principal.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities fully guaranteed by Morgan Stanley with an aggregate principal amount of $4,170,000. Each security has a $1,000 stated principal amount and an issue price of $1,000; the estimated value on the pricing date was $975.30.
The securities mature on March 23, 2028 and reference the S&P 500® Index. They feature an automatic early redemption tested on the first determination date of March 31, 2027 at a call threshold equal to the initial level (6,624.70) with an early redemption payment of $1,100.10. If not called, a payment at maturity depends on the final level versus the initial level and a 15% buffer (buffer level 5,630.995) and uses a downside factor of 1.1765 and a participation rate of 100%. Investors bear principal risk and Morgan Stanley credit risk; there is no guaranteed minimum payment at maturity.
Morgan Stanley Finance LLC is offering $700,000 aggregate principal of Buffered Jump Securities with an automatic early‑call feature, issued at $1,000 per security. The securities are principal‑at‑risk notes, fully guaranteed by Morgan Stanley, maturing on March 22, 2028.
The notes reference a five‑stock basket (APO, BX, KKR, ARES, BLK) with an initial level of 100, a buffer of 20%, a downside factor of 1.25, and a participation rate of 125%. If the basket is at or above 100 on the first determination date, the notes auto‑redeem on April 2, 2027 for $1,255 per security. If not called, payments at maturity depend on the final level: full principal, enhanced principal plus upside, or a leveraged loss beyond the buffer that could eliminate principal.
Estimated value on the pricing date was $973.60 per security; agent commissions were $15 per security and proceeds to issuer were $689,500. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities with an aggregate principal amount of $2,512,000 at $1,000 per security. The securities mature on March 23, 2028, are fully and unconditionally guaranteed by Morgan Stanley, and are linked to a 50/50 basket of EWT and EWY.
Terms include a 145% leverage factor on upside (capped at a $1,500 maximum payment), a 10% buffer (buffer level 90) on downside, and a 10% minimum payment at maturity. Investors bear issuer credit risk, may receive no interest, and must accept potential significant principal loss if the final level falls below the buffer.
Morgan Stanley Finance LLC offers Structured Investments — Buffered Jump Securities with an Auto-Callable Feature linked to the MSCI Emerging Markets Index. The offering aggregates $1,973,000 of securities at a $1,000 stated principal amount per security, with an estimated value of $971.90 on the pricing date.
The notes pay no regular interest, carry principal-at-risk, and can be automatically redeemed on the first determination date (March 31, 2027) if the underlier is at or above the call threshold (1,517.45), producing an early redemption payment of $1,143.70. If not called, maturity (March 23, 2028) payments depend on the final index level relative to the initial level (1,517.45) and an 85% buffer level (1,289.833), with a downside factor of 1.1765 that increases losses beyond the buffer.
Morgan Stanley Finance LLC is offering Principal at Risk notes due April 22, 2027 linked to the worst performing of the S&P 500, Nasdaq-100 and Russell 2000. The aggregate stated principal amount is $1,000,000 in $1,000 denominations.
Each security has an issue price of $1,000, an estimated value on the pricing date of $983.20, and a fixed upside payment of $120 (12.00%) payable at maturity only if the worst performing underlier is at or above a 70% downside threshold of its initial level. If any underlier closes below its 70% threshold on the observation date, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to a potential loss of principal (including total loss). All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. The issue consists of notes with a stated principal amount of $1,000 per security (aggregate principal amount $3,390,000), issued at $1,000 each and an estimated value on the pricing date of $970.20.
The notes pay a contingent coupon at an annual rate of 11.50% on each coupon payment date only if the underlier’s closing level on the related observation date is at or above the coupon barrier ($43.834, 70% of the initial level). The notes are automatically redeemed early if the underlier closes at or above the call threshold ($62.62, 100%) on any redemption determination date. If not redeemed, final principal at maturity is protected only if the final level is at or above the downside threshold ($43.834); otherwise principal is reduced proportionally to the underlier’s decline and could be zero.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities linked to a four-stock basket, with an aggregate principal amount of $850,000 and a $1,000 stated principal amount per security. The securities mature on April 2, 2027 with an observation date of March 30, 2027.
Payment at maturity: if the final level is ≥ the buffer level (85% of the initial level) investors receive the stated principal plus an upside payment of $227.50 (22.75%). If the final level is below the buffer, holders lose 1.1765% of principal for each 1% decline beyond a 10% buffer; there is no minimum payment. The estimated value on the pricing date was $961.60 per security and the issue price is $1,000 (agent fee $10 per security).