Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering Contingent Income Memory Auto-Callable Securities due August 21, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, in an aggregate stated principal amount of $720,000 at $1,000 per security. The notes pay an annual 8.00% contingent coupon, but only for periods where the index’s closing level on the relevant observation date is at or above the coupon barrier of 1,912.279 (55% of the initial level), with unpaid coupons potentially paid later if the barrier is met.
The notes are automatically redeemed if, on specified dates starting May 18, 2027, the index is at or above the call threshold of 2,885.802 (83% of the initial level), returning principal plus the applicable coupon and any unpaid coupons. If held to maturity without early redemption, investors receive principal only if the final index level is at or above the downside threshold of 1,912.279; otherwise the payoff equals the initial $1,000 times final level divided by the actual initial level of 3,476.87, exposing investors to full downside and potential total loss. The estimated value on the pricing date is $902.70 per security, reflecting issuance, structuring and hedging costs, and the notes are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley, subject to their credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Dual Directional Buffered Participation Securities due August 31, 2027, linked to the worst performing of the Nasdaq-100 Index® and the S&P 500® Index. Each note has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $1,000,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee any return of principal. At maturity, investors may receive up to $1,103 per note (110.30% of principal) based on index appreciation, or up to a 20% positive return if the worst index has declined but remains above its 80% buffer level. If the worst index closes below its buffer level on the August 26, 2027 observation date, repayment of principal is reduced by 1.25% for each 1% decline beyond the 20% buffer and can fall to zero. The estimated value on the pricing date is $986.10 per note, reflecting issuance, selling, structuring and hedging costs, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Enhanced Trigger Jump Securities due September 23, 2027, linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF. Each note has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $1,452,000, and pays no interest.
At maturity, if the final level of each underlier is at or above its downside threshold level (70% of its initial level), investors receive $1,000 plus a fixed digital payment of $103.50 (10.35%). If any underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst underlier, with no minimum; the payoff can be zero. In that downside case, the digital payment is made only if every underlier is at or above its digital threshold level (50% of its initial level).
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $982.20 per security, below the $1,000 issue price due to embedded issuance, structuring and hedging costs. Liquidity may be limited, secondary prices are expected to be below issue price, and the U.S. federal income tax treatment is described as uncertain.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is issuing principal-at-risk Callable Contingent Income Securities due August 31, 2028, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index.
The notes have a stated principal amount of $1,000 per security and pay a contingent coupon at 8.75% per annum only if, on each observation date, the closing level of every index is at or above its coupon barrier level, set at 70% of the initial level for each index. If any index is below its barrier on an observation date, no coupon is paid for that period.
Beginning March 3, 2027, the issuer may redeem the notes on scheduled redemption dates for principal plus any due coupon, but only if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not redeemed and, at maturity, each index is at or above its downside threshold (60% of initial level), investors receive principal plus any final coupon. If any index is below its downside threshold, the payoff is reduced in proportion to the worst-performing index’s decline, potentially to zero. The estimated value on the pricing date is approximately $985.30 per $1,000 security. These unsecured notes are not deposits and are not FDIC insured, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering unsecured Market‑Linked Notes due August 28, 2031, tied to the iShares® MSCI EAFE ETF. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors receive the $1,000 stated principal per note plus an upside payment equal to 100% of any positive underlier return, capped at a maximum payment of $1,788 per note (178.80% of principal). If the final ETF level on the August 25, 2031 observation date is at or below the initial level set on August 24, 2026, only principal is repaid, so inflation and opportunity costs are borne by investors.
The notes’ estimated value on the pricing date is approximately $967.40 per note, below the $1,000 issue price due to issuing, selling, structuring and hedging costs. The notes are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited secondary liquidity. For U.S. tax purposes the securities are expected to be treated as contingent payment debt instruments, requiring accrual of taxable interest income over their life.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Enhanced Trigger Jump Securities, principal-at-risk structured notes linked to the worst performer of the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index, with an aggregate principal amount of $5,653,000 and an issue price of $1,000 per security.
The notes pay no interest and do not guarantee return of principal. At maturity on September 23, 2027, if each index is at or above 65% of its initial level, investors receive $1,000 plus a fixed upside payment of $102.50 (10.25%). If any index is below its downside threshold, repayment equals $1,000 multiplied by the performance of the worst-performing index, leading to losses in full proportion to that decline and potentially a zero payment. The estimated value on the pricing date is $991.10 per security, and all payments are subject to Morgan Stanley’s and MSFL’s credit risk, with limited expected secondary market liquidity.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-callable feature due September 2, 2031, linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount and issue price of $1,000 and an estimated value on the pricing date of about $933, reflecting issuance, structuring and hedging costs.
The notes may be automatically redeemed starting August 30, 2027 if the index is at or above 85% of the initial level, paying early redemption amounts that correspond to about 19.30% per annum through up to 16 call dates. If held to maturity and not called, investors receive $1,965 per security if the final index level is at or above the call threshold, only principal back if the index is between 60% and 85% of the initial level, and a loss 1-for-1 with index declines if it falls below 60% of the initial level, potentially down to zero. All payments depend on Morgan Stanley’s credit; the securities pay no interest and do not participate in index appreciation beyond the fixed payouts.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due August 31, 2029, each with a $1,000 stated principal amount and fully guaranteed by Morgan Stanley. The notes are linked to the worst performer among the Nasdaq-100® Technology Sector Index℠, the Russell 2000® Index and the S&P 500® Index.
Investors may receive a 12.00% annual contingent coupon, paid only for periods where on the observation date the closing level of each index is at or above 70% of its initial level. Beginning December 3, 2026, the notes are callable in whole on scheduled redemption dates if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley; after redemption, no further payments are made.
If the notes are not redeemed and on the final observation date every index is at or above 60% of its initial level, investors receive principal plus any final coupon. If any index is below 60%, repayment is reduced in proportion to the worst index’s decline, up to a 100% loss of principal. The estimated value on the pricing date is about $982.70 per note, below the $1,000 issue price, reflecting structuring and hedging costs. The notes carry Morgan Stanley credit risk, limited liquidity, complex tax treatment and potential 30% U.S. withholding on coupons for many non‑U.S. holders.