Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $250,000 aggregate principal amount of Trigger PLUS notes due September 23, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities return is linked to the worst performing of the EURO STOXX 50®, iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF. They pay no interest, have a 195% leverage factor for upside, a downside threshold equal to 70% of each initial level, an estimated value on the pricing date of $971.90, and carry full issuer credit risk.
Morgan Stanley Finance LLC offers Principal at Risk Step-Down Jump Securities linked to Microsoft Corporation common stock, with a stated issue price of $1,000 per security and an estimated value on the pricing date of approximately $968.50.
The notes pay no interest, carry principal-at-risk and are subject to automatic early redemption if the underlier's closing level on the first determination date is at or above the call threshold (set at 100 of the initial level). The early redemption payment is $1,179. If not redeemed, a payment at maturity will equal $1,358 if the final level is at or above the downside threshold (set at 90 of the initial level); otherwise payment equals principal multiplied by the performance factor (final level/initial level), which could result in substantial loss or zero principal. All payments are subject to issuer and guarantor credit risk. The closing level of the underlier on March 20, 2026 was $381.87.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector and Russell 2000® Index. The notes have a $1,000 stated principal, aggregate principal of $425,000, original issue date March 24, 2026 and maturity on March 22, 2029.
The securities pay a contingent coupon at an annual rate of 10.50% on each coupon date only if all underliers meet coupon barrier levels; they are auto-callable beginning on the first redemption determination date March 19, 2027. At maturity investors either receive principal or suffer a loss tied to the worst performing underlier (70% downside threshold). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, dual directional buffered participation securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and an issue price of $1,000 per security. The securities pay no interest and are fully guaranteed by Morgan Stanley.
Key economic terms: estimated value on the pricing date ~$986.20; upside participation 100% subject to a maximum upside payment of $1,358.20 (135.82%); an absolute return participation feature of 100% within a 15% buffer; a minimum payment at maturity of 15% of stated principal. Observation date is September 30, 2027 and maturity is October 5, 2027. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers 1,491,000 in principal amount of structured, principal‑at‑risk notes due March 24, 2031. Each security has a $1,000 stated principal amount and can auto‑redeem on specified determination dates for fixed early redemption payments.
The notes are linked to the worst performing of the EURO STOXX 50, S&P 500 and Nasdaq‑100. Automatic early redemption begins on March 22, 2027, with scheduled early redemption payments of $1,125, $1,250, $1,375 and $1,500 on successive yearly dates, and a final upside payment of $1,625 if call thresholds are met on the final determination date.
If the worst performing underlier finishes below its downside threshold (70% of initial level for each index), investors suffer a proportional principal loss tied to that underlier; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due May 5, 2027, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index.
Each security has a $1,000 stated principal amount. If the underlier finishes above the strike, investors receive the principal plus upside participation (100%), capped at a $1,134 maximum payoff (113.40%). If the underlier finishes between the strike and a 15% buffer (85% of initial), investors receive the principal plus a positive payment based on the absolute decline (100% participation), effectively limited to 15% positive return. If the underlier finishes below the buffer, investors lose principal dollar-for-dollar beyond the buffer, subject to a 15% minimum payment at maturity. Key dates: strike and pricing March 30, 2026, original issue April 2, 2026, observation April 30, 2027.
The securities pay no interest, carry issuer and guarantor credit risk, include issuance and structuring costs that reduce estimated value (approximately $982.90 on the pricing date), and may have limited secondary-market liquidity.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes with an auto-call feature and a 15% buffer. The securities have a stated principal amount of $1,000 per security and are fully and unconditionally guaranteed by Morgan Stanley.
The notes reference the worst performing of XLP, RSP and the Russell 2000® Index, have an observation date of March 26, 2029 and maturity on March 29, 2029. Automatic early redemption may occur on scheduled determination dates starting March 24, 2027, with early redemption payments corresponding to an approximate return of 12.45% per annum on the stated principal. If not auto‑redeemed, investors receive $1,373.50 at maturity if each underlier is at or above its 85% buffer level; otherwise losses apply to the worst performing underlier subject to a 15% minimum payment at maturity.
Morgan Stanley Finance LLC is offering Capped Leveraged Buffered Basket-Linked Notes (principal-at-risk) fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount $1,000 and an Initial Basket Level of 100. The notes provide 230% Upside Participation on positive basket returns subject to a Cap Level (expected ~108.16%–109.60%) and a Maximum Settlement Amount (expected ~$1,187.68–$1,220.80 per $1,000). The notes include a 12.50% buffer (Buffer Level 87.50); declines beyond that produce proportional losses, possibly total loss of principal. Estimated value on the trade date is about $994.40 per note. All payments are subject to issuer credit risk; the notes pay no interest, are not FDIC insured and will not be listed.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $2,997,000 and a stated principal amount of $1,000 per security. The securities mature on March 24, 2031 and are linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The notes feature an automatic early redemption if the underlier is at or above the call threshold (1,072.72) on any determination date starting with the first determination date March 22, 2027, specified early redemption payments up to $1,835.83, a buffer level at 911.812 (85% of initial level), and a minimum payment at maturity equal to 15% of principal. The estimated value on the pricing date was $901.80; the issue price is $1,000 with an agent commission of $45 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to NVIDIA Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $960.60, and an original issue date of March 31, 2026.
The securities pay a contingent coupon at an annual rate of 16.30% only if the underlier meets the coupon barrier on observation dates, are subject to automatic early redemption if the underlier meets the call threshold on redemption determination dates, and mature on September 30, 2027. If the final level is below the downside threshold, investors suffer losses proportional to the decline in the underlier and could lose their entire principal.