Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $680,000 and a stated principal amount of $1,000 per security. The notes pay no interest, have automatic early redemption on the first determination date and a maturity of June 15, 2029.
Key economics: an early redemption payment of $1,550 (if each underlier meets its call threshold on the first determination date), a 150% participation rate for upside at maturity, and downside exposure that causes investors to lose 1% of principal for each 1% decline in the worst performing underlier below 50% of its initial level. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk, contingent income auto-callable securities linked to Intuitive Surgical, Inc. common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,269,000. The notes pay a contingent coupon at an annual rate of 10.75% on each coupon payment date only if the underlier equals or exceeds the coupon barrier level on the related observation date. The securities are automatically redeemed early if the closing level of the underlier is greater than or equal to the call threshold ($411.06) on any redemption determination date, in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, at maturity holders receive principal only if the final level is greater than or equal to the downside threshold ($275.410, or 67% of the initial level); otherwise payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal, possibly to zero. All payments are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and subject to issuer credit risk. The estimated value on the pricing date was $966.70 per security and the issue price was $1,000 (agent commission of $15 per security).
Morgan Stanley Finance LLC is offering $4,345,000 in principal of Principal-at-Risk, contingent-income, auto-callable securities due June 15, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an estimated value on the pricing date of $969.20.
The notes pay a contingent coupon at an annual rate of 13.00% on each coupon date only if the closing level of the underlier, Blackstone Inc. common stock, equals or exceeds the coupon barrier of $61.395 (50% of the initial level). The initial level and call threshold are $122.79. The securities are automatically redeemed if the underlier's closing level on any redemption determination date is greater than or equal to the call threshold; at maturity, if the final level is below the downside threshold ($61.395), payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to loss of principal, potentially to zero. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to the First Trust Nasdaq Cybersecurity ETF. The securities have a $1,000 stated principal amount, aggregate offering of $1,680,000, and an issue price of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 9.00% only if the underlier’s closing level meets or exceeds the coupon barrier on observation dates. The initial level and call threshold are $85.33; the coupon barrier and downside threshold are $59.731 (70% of the initial level). Automatic early redemption may occur on listed redemption determination dates beginning September 14, 2026. If not redeemed, maturity is June 15, 2029; if the final level is below the downside threshold, investors lose pro rata principal (1% loss per 1% decline). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the State Street SPDR S&P Regional Banking ETF with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 9.40% per annum on observation dates when the underlier is at or above the coupon barrier ($51.387, 70% of the initial level). Early automatic redemption occurs if the underlier is at or above the call threshold ($73.41, 100% of the initial level) on any redemption determination date, producing an early redemption payment of the stated principal plus the contingent coupon for that period. If not redeemed, maturity payoff is the principal if the final level is at or above the downside threshold ($51.387); otherwise payment at maturity equals the stated principal multiplied by the performance factor (final level / initial level), which may result in substantial principal loss, possibly to zero. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $972.20 and the issue price was $1,000 (agent commission $20, proceeds to issuer $980 per security).
Morgan Stanley Finance LLC is offering $420,000 aggregate principal of Structured Investments—Enhanced Trigger Jump Securities due July 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000 per security.
Payment at maturity depends solely on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices measured on the observation date. If the worst performing underlier is at or above its downside threshold (70% of its initial level), holders receive the stated principal plus an $112 upside payment (11.20%). If the worst performing underlier finishes below its downside threshold, holders suffer a loss equal to the full percentage decline of that underlier; there is no minimum payment and losses could be total. All payments are subject to issuer and guarantor credit risk.
The pricing supplement describes Principal at Risk Dual Directional Jump Securities issued by Morgan Stanley Finance LLC and unconditionally guaranteed by Morgan Stanley, linked to the common stock of Advanced Micro Devices, Inc. The securities have a $1,000 stated principal per security, aggregate principal of $1,350,000, an issue price of $1,000 and an estimated value on the pricing date of $948.00 per security. The notes can be automatically redeemed on the first determination date June 21, 2027 if the closing level of the underlier is at or above the call threshold ($511.57). If not auto‑redeemed, payment at maturity on June 15, 2029 depends on the final level versus the initial level ($511.57) and a downside threshold of $255.785 (50% of initial). Returns include a 150% upside participation rate and a capped positive return on depreciation (absolute participation 100%); severe declines below the downside threshold can produce principal loss down to zero. All payments are subject to issuer and guarantor credit risk and the estimated value reflects issuance, structuring and hedging costs.
Morgan Stanley Finance LLC is offering structured, market-linked notes due June 17, 2031 with an aggregate principal amount of $705,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes reference the S&P 500® Futures Excess Return Index and pay no periodic interest. At maturity investors receive the stated principal amount plus an upside payment only if the final level exceeds the initial level; otherwise they receive the stated principal amount. The participation rate is 123.50% and the initial level (strike) is 596.69 (closing level on June 12, 2026). The issue price is $1,000 per note (estimated value on the pricing date: $948.70 per note) and selected dealers receive a fixed sales commission of $40 per note.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the Class A common stock of Palantir Technologies Inc. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $1,725,000.
The notes pay a contingent coupon at an annual rate of 14.90% on each coupon date only if the closing level of the underlier is at or above the coupon barrier ($76.794, 60% of the initial level) on the related observation date. The securities are subject to automatic early redemption beginning with the first redemption determination date on September 14, 2026 if the closing level meets or exceeds the call threshold ($108.792, 85% of the initial level). The initial closing level (initial level) on the strike date was $127.99 (as of June 12, 2026). Maturity is June 15, 2028. Estimated value on the pricing date was $968.10 per security and the issue price was $1,000 per security (agent commission $25 per security). All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes—Structured Investments Contingent Income Memory Auto-Callable Securities—linked to the worst performing of AppLovin (APP), Microsoft (MSFT) and Shopify (SHOP). The issue price is $1,000 per security with an aggregate principal amount of $708,000. The securities pay a contingent coupon of 21.90% per annum on observation dates only if each underlier is at or above its coupon barrier (60% of initial level).
The notes may be automatically redeemed on specified redemption determination dates beginning June 14, 2027 if each underlier is at or above its call threshold (100% of its initial level), delivering principal plus any payable contingent coupon. If not redeemed, maturity is June 13, 2029 with payoff tied to the worst performing underlier: full principal if downside thresholds (60% of initial) are met, or a pro rata loss of 1% per 1% decline in the worst underlier, potentially resulting in total principal loss. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is $920.10 per security.