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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Dual Directional Trigger PLUS notes due June 3, 2031. The securities are principal‑at‑risk notes with a $1,000 stated principal amount and an aggregate principal amount of $1,419,000. The issue price is $1,000 per security and the estimated value on the pricing date was $953.80 per security. Payments at maturity depend on the S&P 500 Futures Excess Return Index closing level on the observation date: investors receive 180% leveraged upside if the final level is above the initial level (initial level 609.62), a capped positive payout if the final level is between the downside threshold (365.772) and the initial level, and a pro rata loss (1% loss for each 1% decline) if the final level is below the downside threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced principal-at-risk notes linked to the worst performing of the Russell 2000 and S&P 500. The securities have a $1,000 stated principal amount, an issue price of $1,000 and aggregate principal amount of $2,306,000. The securities pay no interest and are fully and unconditionally guaranteed by Morgan Stanley. If on the observation date June 29, 2027 the final level of each underlier is at or above its downside threshold, holders receive the stated principal plus a fixed $116.50 upside payment (11.65%). If the final level of either underlier is below its downside threshold (75% of its initial level), the payout equals the stated principal multiplied by the performance factor of the worst performing underlier, and could be substantially less or zero. Payments are subject to issuer credit risk and other disclosures in the related supplements.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due June 3, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The payoff at maturity is based on the worst performing of the iShares® Semiconductor ETF (SOXX) and the VanEck® Semiconductor ETF (SMH) observed on May 29, 2030. If the final level of the worst performing underlier is above its initial level, investors receive the stated principal plus a leveraged upside equal to 111% of that underlier’s appreciation. If the worst performing underlier is at or below its downside threshold (70% of its initial level) the principal is reduced pro rata by the underlier’s performance and could be zero. The securities pay no interest, carry issuer credit risk, have an estimated value on the pricing date of $942.60 per security, and an aggregate principal amount of $250,000.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments — Buffered Jump Securities due June 30, 2031 (issued at $1,000 per security). The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and feature an automatic early redemption on the first determination date (July 2, 2027) for a fixed early redemption payment of $1,145.50 if the underlier meets the call threshold.
If not called, payment at maturity depends on the S&P 500® Futures Excess Return Index performance: investors receive principal plus an upside payment when the final level is above the initial level (participation rate 125%); full principal if the final level is ≥ the buffer level (buffer = 85% of initial); and a pro rata loss beyond the buffer, subject to a minimum payment of 15% of principal. The pricing date and strike date are June 25, 2026; the document shows an estimated value on pricing of ~$949.80 per security. All payments are subject to Morgan Stanley's credit risk and tax treatment is described as uncertain in the supplement.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments: Buffered Jump Securities with an Auto-Callable feature linked to the MSCI Emerging Markets Index. The offering is for an aggregate principal amount of $8,421,000 at a stated principal amount of $1,000 per security. The securities mature on June 2, 2028 and may be automatically redeemed on the first determination date if the underlier is at or above the call threshold. Key economic terms include an early redemption payment of $1,173.70, a participation rate of 125%, a buffer amount of 15% (buffer level 1,489.328), and a downside factor of 1.1765. The estimated value on the pricing date was $977.20 per security; the issue price is $1,000 with agents' commission of $15 per security. These are principal-at-risk notes that do not pay interest and expose investors to issuer credit risk and potential loss of principal.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities with a stated principal amount of $1,000 per security and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 8.40% only when each underlier meets its coupon barrier on observation dates and are linked to the worst performing of the Nasdaq-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX) indices.
If the securities are automatically redeemed after a redemption determination date when each underlier meets the call threshold (100% of initial level), investors receive principal plus the contingent coupon. If not redeemed and the final level of any underlier is below its downside threshold (70% of initial level), payment at maturity equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to issuer and guarantor credit risk. The final observation date is June 25, 2029 and maturity is June 28, 2029.
Morgan Stanley offers $50,000,000 of Fixed Rate Notes due 2027. The notes were priced May 29, 2026, issue date June 4, 2026, pay interest at 4.25% per annum in arrears with a single interest/payment date of August 4, 2027. Denominations are $1,000 per note and the notes will not be listed on an exchange. Payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS notes due June 3, 2031. Each security has a $1,000 stated principal amount and the offering aggregates $329,000. Payouts are tied to the worst performing of the EURO STOXX 50®, Nasdaq-100® and S&P 500® indices on the observation date.
Key economics: 180% leverage on upside of the worst underlier, a 30% buffer (70% buffer level), a capped positive return of 30% in the absolute-decline scenario, and a minimum payment at maturity of 30% of principal. The estimated value on pricing date was $970.80 per security and the issue price is $1,000 (agent’s fee $8, proceeds per security $992). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes fully guaranteed by Morgan Stanley, with a stated principal of $1,000 per security and an aggregate principal amount of $144,000. The securities are linked to the worst performing of the S&P 500® and Russell 2000® indices, were priced and struck on May 29, 2026, have an original issue date of June 3, 2026 and mature on December 4, 2029. An automatic early redemption occurs if both underliers are at or above their call thresholds on the first determination date (June 3, 2027), producing an early redemption payment of $1,180 per security. At maturity, investors may receive the stated principal plus an upside payment if both underliers appreciate; if the worst performing underlier declines below its downside threshold (75% of its initial level), investors lose 1% of principal for each 1% decline in that underlier. Participation rate is 125%; estimated value on the pricing date is $972.00 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a structured note offering: Dual Directional Trigger PLUS linked to the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $962.90. The notes mature on June 3, 2030 with an observation date of May 29, 2030. Payments at maturity are determined by the worst performing underlier: (1) if both final levels exceed initial levels, investors receive principal plus a 138% leverage of upside; (2) if the worst underlier declines but remains at or above a 70% downside threshold, investors receive principal plus a positive absolute-return payoff with a 50% participation rate (effectively capped at 15%); (3) if the worst underlier falls below the downside threshold, investors suffer proportional principal loss (1% loss per 1% index decline), potentially losing the entire principal. All payments are subject to the issuer’s and guarantor’s credit risk and the securities do not pay interest.