Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the MSCI EAFE® Index. Each security has a $1,000 stated principal amount, with an aggregate principal of $1,916,000, and pays no interest.
At maturity on November 10, 2028, investors earn 200% of any index gain, but the total payout is capped at $1,300 per security (130% of principal). If the index is flat or down but no more than 20% below the initial level of 2,774.95, investors receive only their principal back. Below the 20% buffer, principal falls by 1.25% for every 1% additional index loss, with no minimum payment, so the entire investment can be lost.
The securities are unsecured and subject to Morgan Stanley’s credit risk. They will not be listed on an exchange, and secondary trading, if any, may be limited. The estimated value on the pricing date is $967.90 per security, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing callable contingent income securities due November 10, 2028 tied to the worst performing of the S&P 500, Dow Jones Industrial Average and Nasdaq‑100. Each security has a $1,000 stated principal amount, with a total offering of $13,178,000 at par, and an estimated value on the pricing date of $988.40.
Investors may receive a 9.80% per annum contingent coupon, but only when the closing level of each index on an observation date is at or above its coupon barrier, set at 75% of the initial level for each index. Principal repayment at maturity is also contingent: if the worst index stays at or above its downside threshold (also 75% of initial), principal is returned; if any index finishes below its threshold, investors lose 1% of principal for each 1% decline in the worst index, potentially losing their entire investment.
The notes can be redeemed early, in whole, on specified redemption dates if a risk‑neutral valuation model indicates that redemption is economically rational for the issuer, ending all future coupons and principal exposure. The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing Contingent Income Auto-Callable Securities due November 10, 2028, linked to the common stock of Prologis, Inc. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $1,105,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent quarterly coupon at an annual rate of 10.55% (about $26.375 per quarter per security) only if on the relevant determination date the Prologis share price is at or above the downside threshold of $94.20, which is 75% of the $125.60 initial share price. If on any of the first eleven determination dates the share price is at least the initial price, the notes are automatically redeemed for $1,000 plus that period’s coupon.
If the notes are not called and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon at maturity. If the final share price is below the downside threshold, repayment of principal is reduced one-for-one with the stock’s decline from the initial price, and the payment at maturity can be significantly less than $1,000 and may be zero. The securities do not participate in any stock upside, are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and have an estimated value on the pricing date of $965.80 per $1,000 security, reflecting embedded issuing, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1.5 million of Digital S&P 500® Index-Linked Notes due November 28, 2031. These unsecured, principal-at-risk securities pay no interest and are linked to the S&P 500® Index level from the trade date on November 7, 2025 to the determination date on November 25, 2031.
For each $1,000 note, if the index’s final level is at least 85% of the initial level of 6,728.80, holders receive a fixed maximum settlement amount of $1,495 (149.5% of face value). If the index ends below 85% of the initial level, repayment is reduced one-for-one with the index decline, so the entire investment can be lost.
The estimated value on the trade date is $930.40 per note, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are not listed, may have limited liquidity, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC filed an amended preliminary 424(b)(2) for Partial Principal at Risk Notes due November 18, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are linked to a performance‑allocation basket of the MSCI Emerging Markets Index, EURO STOXX 50, and Tokyo Stock Price Index, with basket weights set on the observation date by relative performance (50% best, 30% second, 20% worst).
Issue price is $1,000 per note; estimated value on the pricing date is approximately $960.80 per note; selling commissions are $25 per note, yielding $975 per note in proceeds to the issuer. At maturity (observation date: November 13, 2030), investors receive the stated principal plus upside at a 100% participation rate, capped at a maximum payment of $1,800 per note. If the basket performance factor is zero or negative, investors lose 1% per 1% decline, but not below the partial principal return amount of 98.50% of stated principal. The notes are unsecured, subject to issuer and guarantor credit risk, and will not be listed.
Morgan Stanley Finance LLC filed a preliminary 424(b)(2) for auto‑callable Jump Notes linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are unsecured. Each note has a $1,000 stated principal amount and issue price.
The notes auto‑redeem if the index closes at or above the call threshold level (100% of the initial level) on a determination date. The first determination date is November 19, 2026; they cannot be redeemed before then. Early redemption payments step up to target approximately 7.00% per annum (e.g., $1,070.00 on Nov 24, 2026; $1,420.00 on Nov 24, 2031; $1,472.50 on Aug 24, 2032). If not called, on November 24, 2032 investors receive a fixed positive return if the final level is at or above the call threshold; otherwise, they receive only principal back.
The estimated value on the pricing date is approximately $936.20 per note (within $55.00 of that estimate). The notes will not be listed. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, filed an amended preliminary pricing supplement for principal-at-risk, auto-callable Jump Securities linked to the worst of the Dow Jones Industrial Average, Nasdaq-100, and S&P 500. Each security is issued at $1,000, with an estimated value on the pricing date of approximately $978 per security.
The notes may be automatically redeemed on quarterly determination dates starting November 16, 2026 if each index is at or above its 100% call threshold, paying fixed amounts per security of $1,116, $1,232, $1,348, or $1,464 depending on the call date. If held to maturity on November 15, 2030, investors receive $1,580 per security only if each index is at or above its call threshold; if any index is below the call threshold but all are at or above the 75% downside threshold, payment equals principal; if any index is below its downside threshold, repayment is reduced 1% for every 1% decline of the worst performer. The securities are unsecured obligations subject to the issuer’s and guarantor’s credit risk and pay no periodic interest.
Morgan Stanley (MS) reported an insider transaction on Form 4. A director disclosed a disposition coded “G” of 1,800 shares of Common Stock on 11/07/2025 at a reported price of $0. Following this transaction, the reporting person beneficially owns 46,883.484 shares, held directly.
The filing indicates the form was submitted by an attorney-in-fact. No derivative securities were reported in Table II.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Trigger Jump Securities linked to the worst performing of the S&P 500, Russell 2000 and Dow Jones Industrial Average. The notes pay no interest and are unsecured obligations.
At maturity on December 5, 2030, holders receive: (i) if each index finishes at or above its initial level, the $1,000 principal plus the greater of the worst underlier’s percent gain or a fixed $517.50 upside payment; (ii) if any index is below its initial level but all are at or above their 75% downside thresholds, return of principal only; (iii) if any index ends below its downside threshold, a 1% principal loss for each 1% decline in the worst underlier, which could reduce repayment to zero.
Key terms include a $1,000 issue price per note, estimated value on the pricing date of approximately $941.90 per security (within $55.00), pricing on December 1, 2025, and no listing. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Contingent Income Auto-Callable Securities due November 15, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a 9.50% annual contingent coupon only if, on each observation date, the iShares MSCI EAFE ETF (EFA), S&P 500 Index (SPX), and Russell 2000 Index (RTY) each close at or above their coupon barrier, set at 70% of their initial levels. Automatic early redemption can occur on scheduled dates starting May 12, 2026 if all three underliers are at or above their call thresholds, set at 100% of initial levels.
The notes are linked to the worst performing underlier, so any single underlier falling below key levels can eliminate a coupon or trigger loss of principal. If not called, at maturity investors receive par only if each final level is at or above its 70% downside threshold; otherwise, repayment is reduced one-for-one with the decline of the worst performer and could be zero. Issue price is $1,000 per security; the estimated value on the pricing date is approximately $985.60 per security. Key dates: pricing November 12, 2025; original issue November 17, 2025; maturity November 15, 2030.