MORGAN STANLEY SEC Filings

Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities due June 4, 2027, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering is issued at $1,000 per security with an aggregate principal amount of $1,100,000 and an estimated value on the pricing date of $989.60 per security.

The notes pay a contingent coupon at an annual rate of 7.80% only if each underlier meets its coupon barrier on observation dates, are automatically redeemable on specified redemption dates if all underliers meet call thresholds, and at maturity expose investors to full principal loss tied to the worst performing underlier below a 60% downside threshold.

Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk securities fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,249,000. The securities reference the S&P 500® Futures Excess Return Index, have a strike date of May 27, 2026, an observation date of May 27, 2031 (subject to postponement), and mature on May 30, 2031.

Key economics: an initial level of 605.14, a leverage factor of 201.40%, a buffer amount of 20% (buffer level 484.112), and a minimum payment at maturity equal to 20% of stated principal. The estimated value on the pricing date was $980.10 and the issue price is $1,000 (agent commission $1.50 per security). The securities pay no interest and expose holders to Morgan Stanley credit risk and to full downside beyond the buffer.

Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities with Downside Factor linked to the MSCI Emerging Markets Index, due June 16, 2027. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $2,236,000. If the index final level is greater than or equal to the buffer level (90% of the initial level), each security will pay the stated principal amount plus a fixed upside payment of $151.40 (15.14%). If the final level is below the buffer level, investors lose 1.1111% of principal for every 1% decline beyond the 10% buffer, and there is no minimum payment at maturity; investors could lose their entire investment. All payments are unsecured and subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.

Morgan Stanley Finance LLC priced Principal at Risk Securities linked to the S&P 500® Index with a stated principal of $1,000 per security and an aggregate principal of $2,390,000. The issue price is $1,000 and the estimated value on the pricing date was $991.20. The strike and pricing date are May 29, 2026, the observation date is June 29, 2027 and the maturity date is July 2, 2027. Payments at maturity follow three scenarios: full upside (100% participation) up to a $1,105 maximum payment, an absolute-return feature if the final level is at or above an 85% buffer level, and pro rata losses beyond the buffer with a 15% minimum payment. The offering is sold to fee-based advisory accounts and all payments are subject to the issuer’s and guarantor’s credit risk.

Morgan Stanley Finance LLC priced a primary offering of 1,483 market‑linked securities (face amount $1,000 per security), for total proceeds to the public of $1,483,000. The securities are auto‑callable, carry a contingent coupon of 10.50% per annum payable monthly if the lowest performing underlying meets its 70% coupon threshold on a calculation day, and mature on June 1, 2029 if not called. The estimated value on the pricing date was $959.20 per security, and the issuer received proceeds of $1,448,520.25 after agent commissions and fees. Investors are exposed to the lowest performing of three sector ETFs (XLE, XLK, XLV) and may lose more than 40% of principal if that underlying falls below 60% of its starting price at the final calculation day.

Morgan Stanley Finance LLC is offering principal-at-risk, market-linked securities due June 9, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount and pays a contingent fixed return of 40% ($400) at maturity only if the lowest performing underlying stock closes at or above its 60% threshold price on the calculation day. If the lowest performing underlying stock closes below its threshold price, the maturity payment will be reduced pro rata based on that stock’s return, and investors can lose more than 40%, and possibly all, of their principal. The offering links payoff to the lowest performing common stock of Netflix, ServiceNow and Oracle; the document states an estimated value on the pricing date of $947.70 per security and an aggregate face amount of $3,367,000.

Morgan Stanley Finance LLC priced a $2,078,000 offering of principal-at-risk buffered participation securities linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $986.70, a 15% buffer and a 100% participation rate with a maximum payment of $1,305.50 (130.55%). The securities mature on September 2, 2027 with an observation date of August 30, 2027. Investors receive downside protection only up to the buffer and face full principal risk beyond that point; all payments are subject to the issuer’s and guarantor’s credit risk.

Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security and an aggregate principal amount of $14,248,000.

These principal-at-risk notes have a strike/pricing date: May 29, 2026, an observation date: June 11, 2027 and a maturity date: June 16, 2027. If the final level is at or above the 10% buffer, each security pays the stated principal plus a fixed $89.20 upside payment (8.92%). If the final level is below the buffer, losses are applied at a 1.1111% decrease in principal for each 1% decline beyond the buffer; there is no minimum payment and the securities could lose the entire principal. The estimated value on the pricing date was $985.00 per security and the agent commission disclosed is $10 per $1,000 security.

Morgan Stanley Finance LLC is offering Principal at Risk structured notes — unsecured, fully guaranteed by Morgan Stanley — linked to the worst performer of the S&P 500, Nasdaq-100 and Dow Jones Industrial Average. The issue is $1,000 per security, aggregate principal $199,000, original issue date June 3, 2026, maturity June 3, 2030. The notes feature an auto-call on specified determination dates, a 150% participation rate for upside at maturity, and a downside threshold at 70% of each initial level; principal can be lost if the worst underlier falls below its downside threshold.