Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities due June 24, 2027, with a $1,000 stated principal amount per security. The securities offer a fixed $198 upside payment (19.80%) if the final level is at or above the buffer level (85% of initial). If the final level is below the buffer level, investors lose 1.1765% of principal for each 1% decline beyond the 15% buffer; there is no minimum payment. Estimated value on the pricing date was approximately $978.10 per security. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk; investors can lose some or all of their investment.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable securities due June 15, 2032, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 17.35% on observation dates when the underlier meets the coupon barrier; unpaid coupons may be paid later only if future observation dates meet the barrier. The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, which includes a 4.0% per annum decrement, an 80% coupon barrier and a 60% downside threshold (all levels set relative to the initial level on the strike date). The securities can be automatically redeemed on many early-determination dates beginning June 10, 2027 if the closing level meets the 100% call threshold; otherwise holders face downside exposure at maturity where losses equal the underlier's decline and principal could be zero. Estimated value at pricing was approximately $934.50 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to The Home Depot, Inc. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon only if the underlier meets observation-date barriers and may auto‑redeem early if the call threshold is met.
If not auto‑redeemed, maturity payment is either the stated principal (if the final level is at or above the downside threshold) or a reduced cash amount equal to the performance factor times principal, meaning investors can lose principal dollar‑for‑dollar if the underlier falls below the downside threshold. The estimated value on the pricing date is approximately $969.80.
Morgan Stanley priced and intends to issue $50,000,000 aggregate principal amount of fixed rate notes due August 4, 2027. The notes pay interest at 4.25% per annum, have an original issue date of June 4, 2026, and are issued at $1,000 per note.
Payments are in U.S. dollars, accrue from June 4, 2026, use the Actual/360 day-count convention, and are subject to Morgan Stanley's credit risk. The notes will not be listed on any securities exchange.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments—Enhanced Trigger Jump Securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each note has a $1,000 stated principal and pays no interest; maturity is July 9, 2027 with observation date July 6, 2027. If the final level of each underlier is at or above its 60% downside threshold, investors receive the stated principal plus an $89 upside payment (8.90%). If any underlier finishes below its 60% threshold, the payment equals principal multiplied by the performance factor of the worst performing underlier, so investors may lose up to 100% of principal. All payments are subject to the issuer and guarantor credit risk of Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due March 29, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $947.80 per security. The notes pay a contingent coupon of 7.50% per annum on each coupon payment date only if the closing level of both underliers meets or exceeds their coupon barrier levels on the related observation dates. The securities may be automatically redeemed early if both underliers meet their call threshold levels on a redemption determination date; otherwise, at maturity investors either receive the $1,000 principal if both underliers are at or above their buffer levels or a reduced cash payment based on the worst performing underlier, with a minimum payment at maturity of 15% of principal.
The notes are linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX). All payments are subject to Morgan Stanley Finance LLC credit risk and the guarantee of Morgan Stanley. Timing anchors: strike/pricing date June 25, 2026, original issue date June 30, 2026, final observation date March 26, 2029, maturity date March 29, 2029.
Morgan Stanley Finance LLC is offering structured notes — "Enhanced Buffered Jump Securities with Downside Factor" — linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities mature on June 24, 2027 and pay no interest.
If the final level is at or above the buffer level (equal to 85% of the initial level), holders receive the stated principal plus an upside payment of at least $75 (7.50%). If the final level is below the buffer level, holders lose 1.1765% of principal for every 1% decline in the underlier beyond the 15% buffer; there is no minimum payment and investors could lose their entire investment. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk. The estimated value on the pricing date was approximately $985.80 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due June 10, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest.
At maturity the payout depends on the basket final level on the observation date: investors receive stated principal plus 112.50% of appreciation if the final level is greater than the initial level; they receive the stated principal if the final level is between the initial level and a downside threshold of 65; if the final level is below 65 investors lose 1% for each 1% decline in the underlier and could lose their entire principal. The estimated value on the pricing date is approximately $981.50 per security.
Morgan Stanley Finance LLC is offering Buffered Jump Securities due June 14, 2027, linked to the 10‑Year U.S. Dollar SOFR ICE Swap Rate. Each security has a stated principal amount of $1,000 and pays no interest. If the final reference rate is >= the threshold (3.7157%), holders receive $1,000 + $100 at maturity. If the final reference rate is below the threshold, the maturity payment is reduced: holders lose 1.096% of principal for every 1% decline beyond the 8.75% buffer and could lose their entire investment. The initial reference rate is 4.072%; the valuation date is June 9, 2027. Estimated value on the pricing date was approximately $991.00 per security. All payments are subject to issuer and guarantor credit risk and there is no minimum payment at maturity.
Morgan Stanley Finance LLC priced a market-linked, principal-at-risk note linked to Micron Technology, Inc. (MU) due June 2, 2028. The offering consisted of 4,232 securities at a public price of $1,000 per security (total $4,232,000), with proceeds to the issuer of $4,144,186. The estimated value per security on the pricing date was $958.00.
The notes pay a contingent monthly coupon at an annual rate of 25.75% only if the Micron stock closing price on each monthly calculation day is at or above the coupon threshold of $485.50 (50% of the starting price). The starting price used was $971.00. After a three-month non-call period, the securities may be automatically called on a call observation day if the stock closing price is at or above the call threshold of $776.80 (80% of the starting price). If not called, at maturity you receive either the face amount ($1,000) if the ending price is at or above the downside threshold ($485.50), or a reduced cash payment equal to $1,000 × performance factor if the ending price is below that threshold, exposing holders to losses that could exceed 50% and potentially all principal.