Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced an offering of Enhanced Buffered Jump Securities, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $8,510,000 at $1,000 per security. The notes pay no interest, are subject to principal risk, and mature on December 21, 2026. They are linked to the worst performing of the Russell 2000, S&P 500, and Utilities Select Sector SPDR Fund.
At maturity, if each underlier’s final level is at or above its buffer level (79% of its initial level), investors receive principal plus a fixed upside payment of $100 per security (10%). If any underlier finishes below its buffer level, repayment is reduced by 1.2658% for every 1% decline of the worst performer beyond the 21% buffer, and could be zero.
The estimated value on the pricing date is $981.60 per security. The securities will not be listed. Sales occur through fee‑based advisory accounts; per‑security economics show $0.60 in agent fees and $999.40 proceeds to the issuer, totaling $8,504,894. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Buffered Jump Securities with an auto-call tied to the S&P 500 Equal Weight Index. The deal totals $469,000 in aggregate principal at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are principal-at-risk.
The securities auto-redeem on October 27, 2026 for $1,080 per security if the index on October 22, 2026 is at or above the call threshold (7,583.72, 100% of the initial level). If held to maturity on October 21, 2027, payoff depends on the index: upside adds a 105% participation, principal is buffered to 90% of the initial level, and losses accrue 1-for-1 beyond the 10% buffer, subject to a minimum payment of 10% of principal. Estimated value is $972 per security; selling concessions are $17.50 per security, with total proceeds to the issuer of $460,792.50. All payments are subject to the issuer’s and guarantor’s credit risk, and the notes will not be listed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Contingent Income Memory Auto-Callable Securities due April 21, 2027, linked to the worst performer of the S&P 500 Index, Netflix common stock, and the Invesco QQQ Trust. The notes are principal-at-risk and unsecured.
The deal size is $1,770,000 at $1,000 per security, with an estimated value of $978.20 on the pricing date. A 14.40% annual contingent coupon is payable only if each underlier closes at or above its coupon barrier (70% of initial) on observation dates; missed coupons may be paid later if barriers are met. The notes auto-call at par plus the coupon (and any unpaid coupons) if each underlier is at or above its 100% call threshold on any call date, starting April 16, 2026.
If not called, at maturity investors receive par only if each underlier is at or above its 70% downside threshold; otherwise, repayment is reduced 1% for each 1% decline of the worst performer and could be zero. Proceeds to the issuer total $1,758,495 after $11,505 in fees. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced principal-at-risk Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Russell 2000 Index and the EURO STOXX 50 Index.
The offering totals $1,592,000 in aggregate principal amount at $1,000 per security, with agent commissions of $28.50 per security and proceeds to the issuer of $1,546,628. The estimated value on the pricing date is $952.80 per security.
The notes auto-redeem if each underlier closes at or above its call threshold (100% of initial) on a determination date, for early redemption payments that map to ~11.25% per annum. If held to maturity and both final levels are at or above their call thresholds, the payment is $1,562.50 per security. If either underlier is below its call threshold but both are at or above the downside thresholds (75% of initial), repayment is principal only. If either finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst performer, potentially to zero.
All payments are subject to the credit risk of MSFL and Morgan Stanley. The securities will not be listed on any exchange.
Morgan Stanley Finance LLC priced Dual Directional Buffered Jump Securities totaling $1,015,000, linked to the S&P 500 Futures Excess Return Index, due October 21, 2030 and fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security pays no interest and returns at maturity the greater of the index gain or a fixed $450 upside payment per security if the final level is at or above the initial level.
If the final level is below the initial but at or above the 20% buffer, investors receive a positive return equal to the absolute index decline (up to 20%). If the final level falls below the buffer, principal is reduced 1% for each 1% drop beyond the buffer, with a minimum payment of 20% of principal. The initial level is 543.95 and the buffer level is 435.16.
The issue price is $1,000 per security; the estimated value on the pricing date is $969.70. Agent fees are $7.50 per security, for total proceeds to the issuer of $1,007,387.50. The notes will not be listed and are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley is offering four tranches of Global Medium‑Term Notes, Series I. The offerings include: floating rate senior notes due 2029 with principal of $400,000,000 (SOFR compounded daily + 0.920%); fixed/floating rate senior notes due 2029 with principal of $2,100,000,000 (fixed 4.133% to October 18, 2028, then SOFR + 0.913%); fixed/floating rate senior notes due 2031 with principal of $2,500,000,000 (fixed 4.356% to October 22, 2030, then SOFR + 1.074%); and fixed/floating rate senior notes due 2036 with principal of $3,000,000,000 (fixed 4.892% to October 22, 2035, then SOFR + 1.314%). Issue price is 100% of principal; minimum denominations are $1,000.
The notes feature optional redemptions: par calls on specified dates before maturity and make‑whole calls before the floating periods, as detailed for each series. The sale to managers closed at net prices implying underwriting commissions of 0.250% (2029 tranches), 0.350% (2031) and 0.450% (2036). Interest during floating periods uses daily compounded SOFR with a rate cut‑off near maturity. The notes are unsecured senior obligations and are not bank deposits or FDIC insured.
Morgan Stanley Finance LLC priced a Rule 424(b)(2) offering of market-linked, auto-callable principal-at-risk securities totaling $4,109,000 (face amount $1,000 per security), fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of 18.70% per annum, if earned, and may be automatically called after an initial three-month non-call period when each underlying meets its call condition.
The notes are linked to the lowest performing of NVIDIA (NVDA), Meta (META), Alphabet (GOOGL) and Broadcom (AVGO). Monthly coupons are paid only if the lowest performer closes at or above its coupon threshold (60% of starting price). At maturity on October 19, 2028, if any underlying is below its downside threshold (60%), repayment is reduced 1:1 with that stock’s decline, which can result in substantial loss of principal.
The notes are not listed and carry the issuer’s credit risk. The current estimated value is $954.40 per security. Commissions are up to $23.25 per security; proceeds to the issuer are $976.75 per security (total $4,013,465.75).
Morgan Stanley Finance LLC priced Market Linked Securities tied to the lowest performer of Arista Networks (ANET) and Gilead Sciences (GILD), due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes offer a contingent coupon at 18.25% per annum, paid quarterly if the lowest-performing stock on each calculation day is at or above its coupon threshold price (65% of its starting price). Missed coupons feature a memory if a later observation meets the threshold.
The notes are auto‑callable beginning in January 2026 if both stocks are at or above their starting prices, returning the $1,000 face amount plus the applicable coupon(s). If not called, maturity repayment depends on the lowest performer: at or above its 65% downside threshold pays $1,000; below that, repayment falls in proportion to the decline, with risk of losing more than 35%—up to all—of principal.
The estimated value is $948.60 per $1,000 note. Pricing per note: $1,000 price to public; up to $23.25 in agent commissions; proceeds to issuer $976.75. Aggregate: $2,080,000 offered, $48,360 commissions, $2,031,640 proceeds. The securities will not be listed and are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC issued $275,000 of Contingent Income Memory Auto‑Callable Securities due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer of CrowdStrike (CRWD) and Bank of America (BAC) and are principal-at-risk, unsecured obligations.
The securities pay a 14.80% per annum contingent coupon only if each underlier closes at or above its coupon barrier on an observation date. Barriers and thresholds: CRWD barrier/downside $289.338 (60% of $482.23); BAC barrier/downside $30.264 (60% of $50.44). Auto‑call occurs if both are at or above the call thresholds (90% of initial): CRWD $434.007, BAC $45.396, first assessed April 16, 2026.
If held to maturity and either underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. Price to public: $1,000 per security; estimated value $979.40; no sales commissions; proceeds to issuer $275,000. The notes will not be listed and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. The aggregate principal amount is $1,692,000 at an issue price of $1,000 per security, with an estimated value on the pricing date of $941.60 per security. The notes mature on October 21, 2030, and principal is at risk.
The securities pay a contingent coupon at 17.10% per annum on scheduled dates only if the underlier’s closing level is at or above the coupon barrier of 2,084.74 (70% of initial). They auto-call at par plus the coupon if the underlier is at or above the call threshold of 2,978.20 (100% of initial) on any redemption determination date (first on January 16, 2026). If not called, at maturity investors receive par if the final level is at or above the downside threshold of 1,489.10 (50% of initial); otherwise the payout is linearly reduced by the underlier’s decline. The underlier includes a 4.0% per annum decrement and volatility targeting up to 400% exposure. Proceeds to the issuer are $1,687,770 with $4,230 in agent fees; all payments are subject to the issuer’s credit risk.