Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note offering guaranteed by Morgan Stanley. The offering totals $24,727,000 in $1,000 securities with a 17.50% annual contingent coupon, automatic early redemption beginning June 15, 2027, and maturity on June 15, 2032. Coupons and principal depend on observation-date closing levels of the S&P 500 Futures 40% Intraday 4% Decrement VT Index; if the final level is below the 60% downside threshold, investors incur losses proportionate to index decline.
Morgan Stanley (MS) priced a primary offering of Principal at Risk, Contingent Income Memory Auto-Callable Securities due December 23, 2030, issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a contingent annual coupon of 9.00%. Coupons pay only if each underlier meets its coupon barrier on observation dates; unpaid coupons may be paid later only if all underliers meet the barrier on a subsequent observation date. The securities are auto-callable beginning with a first redemption determination date of June 22, 2027 if each underlier is at or above its call threshold (95% of initial level). At maturity, if the final level of any underlier is below its downside threshold (60% of initial level), principal is reduced pro rata to the performance of the worst performing underlier and could be substantially or fully lost. The securities are linked to the worst performing of the S&P 500 Index, the State Street SPDR S&P Regional Banking ETF (KRE), and the State Street Technology Select Sector SPDR ETF (XLK). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes tied to CoreWeave, Inc. Class A common stock. The securities have a $1,000 stated principal amount per security and aggregate principal of $450,000, pay a fixed coupon of 22.00% per annum, and can be automatically redeemed on specified monthly schedules beginning with a redemption determination date on June 9, 2027. If not called, maturity is June 13, 2028; repayment at maturity depends on the final closing level relative to a downside threshold of $51.185 (50% of the initial level), exposing investors to potential loss of principal. The estimated value on the pricing date was $979.30 per security and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Trigger PLUS securities due June 22, 2029 that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley. The securities return principal plus a 175% leveraged upside of the worst performing underlier if that underlier finishes above its initial level. If the worst performing underlier finishes between its initial level and a 70% downside threshold, investors receive the stated principal amount of $1,000. If the worst performing underlier finishes below its downside threshold, holders lose 1% of principal for every 1% decline in that underlier; there is no minimum payment. The securities reference the IVW ETF, SPW Equal Weight Index and SPX S&P 500 Index. Estimated value on the pricing date was approximately $972.50 per security; the issue price is $1,000 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Participation Securities linked to the S&P 500® Index. The securities have a stated principal of $1,000 per security, an aggregate principal amount of $2,000,000, a participation rate of 100%, a 20% buffer and a 111.75% cap (maximum payment $1,117.50 per security). The strike date is June 9, 2026, the pricing date is June 10, 2026, the original issue date is June 15, 2026, the observation date is September 9, 2027 and the maturity date is September 14, 2027. Investors receive principal plus participation in upside up to the maximum; if the final level is below the buffer (80% of the initial level) losses occur 1% per 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. All payments are subject to issuer and guarantor credit risk and the estimated value on the pricing date was $982.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount and may pay a contingent coupon (annual rate determined on the pricing date, indicated between 11.25%–12.25%). The securities can be automatically redeemed on specified observation/redemption dates; at maturity investors either receive principal (if each underlier is at or above its downside threshold) or suffer a loss equal to the percentage decline of the worst performing underlier. The securities do not guarantee principal, pay coupons only if all underliers meet coupon barriers on observation dates, and are unsecured obligations of MSFL guaranteed by Morgan Stanley. Purchasers bear issuer credit risk, limited secondary-market liquidity and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC priced Principal at Risk securities offering with a contingent coupon and call feature. Each security has a stated principal amount of $1,000, an annual contingent coupon rate of 9.55% (payable only if each underlier meets coupon barriers on observation dates) and is linked to the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. The securities are callable beginning on December 23, 2026 based on a risk neutral valuation model and mature on December 21, 2028. At maturity holders receive principal only if each underlier is at or above its 60% downside threshold; otherwise payment equals principal multiplied by the worst performing underlier's performance factor. All payments are subject to Morgan Stanley's credit risk.
The Preliminary Pricing Supplement describes an offering of Buffered PLUS principal-at-risk securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and links payoffs to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500 over a five-year term.
Key economics disclosed include a 120% leverage factor, a 30% buffer (70% buffer level), a minimum payment at maturity of 30% of principal, a strike date of June 11, 2026, an observation date of June 11, 2031 and a maturity date of June 16, 2031. The estimated value on the pricing date was approximately $947.50 per security; the issue price is $1,000. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Buffered Participation Securities backed by the S&P 500® Index, due December 30, 2027, with a stated principal amount of $1,000 per security. The securities provide a 15% buffer (protecting losses up to 15%), a 100% participation rate in upside subject to a $1,195 maximum payment, and a 15% minimum payment. Payments depend on the closing final level on the observation date of December 27, 2027 and are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. The document discloses an estimated value on the pricing date of approximately $986.60 per security and warns investors they may lose a significant portion of principal and receive no interest.
Morgan Stanley Finance LLC priced callable Contingent Income Securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. Each note has a $1,000 stated principal amount, a contingent coupon of 11.05% per annum and a scheduled maturity of June 24, 2031. Coupons are paid only if all three underliers are at or above their 75% coupon barrier on each observation date. If any underlier is below its 65% downside threshold at final observation, principal is reduced pro rata to the performance of the worst performing underlier and could be zero. The notes are callable beginning December 23, 2026 based on the output of a risk neutral valuation model. All payments are subject to MSFL and Morgan Stanley credit risk.