Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured notes called Dual Directional Trigger PLUS due July 5, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 per security and an estimated value on the pricing date of approximately $960.30 per security.
The payout at maturity depends on the worst performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. Upside is leveraged (leverage factor 138%) for positive performance; a capped absolute-return feature applies if the worst underlier declines but remains above its 70% downside threshold (with a 50% participation rate). If the worst underlier closes below its downside threshold, investors suffer full downside exposure on a 1%-for-1% basis and could lose their entire principal. All payments are subject to the issuer’s and guarantor’s credit risk and other terms in the accompanying supplements.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security and an estimated value of $954.20 on the pricing date. These securities are linked to the lowest performing common stock of Microsoft and NVIDIA, carry a 200% participation rate for positive returns if not called, and include a call feature that can redeem the securities on June 22, 2027 for a call payment of at least $1,352.50. The securities expose investors to full downside risk if the lowest performing stock falls below a threshold equal to 50% of its starting price, and are fully guaranteed by Morgan Stanley. Terms, pricing date (June 16, 2026), original issue date (June 22, 2026) and estimated value will be set in the final pricing supplement.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due September 30, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The notes pay a contingent coupon of 9.75% per annum on each coupon payment date only if the closing level of both underlying indices meet or exceed their coupon barrier levels on the related observation dates. The notes reference the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY), are automatically redeemed if both underliers meet call thresholds on any redemption determination date, and at maturity expose investors to loss equal to the percentage decline of the worst performing underlier if that underlier is below its downside threshold. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to MongoDB, Inc. common stock with a $1,000 stated principal per security and an original issue price of $1,000. The securities pay a contingent quarterly coupon at an annual rate of 21.25% (about $53.125 per quarter) only when the determination closing price is at or above a downside threshold equal to 50% of the initial share price. If any of the first eleven determination dates has a closing price at or above the initial share price, the notes will be automatically redeemed at the stated principal plus accrued contingent coupons. If the securities are not called and the final share price is below the downside threshold at maturity, holders suffer 1-to-1 downside exposure and may lose a significant portion or all of their principal. Estimated value on the pricing date was approximately $966.10. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering unsecured, auto-callable Structured Jump Notes due June 21, 2033, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $904.50. The notes pay no interest, carry a 100% participation rate in upside at maturity if the final level exceeds the initial level, and may be automatically redeemed beginning on the first determination date, June 15, 2027, for fixed early redemption payments that compound to specified minimum cash amounts per note on each early redemption date.
The notes are linked to the Morgan Stanley Amplitude Index, which applies volatility-targeting, a risk-mitigation multiplier-adjustment mechanism and index fees (including a 0.65% per annum daily fee). All payments are subject to issuer and guarantor credit risk; the notes are not exchange-listed and secondary liquidity may be limited.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due July 6, 2029 with a stated principal amount of $1,000 per security.
The securities reference the S&P 500® Index, provide a 300% leverage factor on upside subject to a maximum payment of $1,307.50 (130.75% of principal), include a 10% buffer and a 10% minimum payment at maturity, and have an estimated value on the pricing date of approximately $976.20 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to Apple Inc. common stock. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $985.40, a contingent coupon at an annual rate of 8.50%, and potential automatic early redemption on specified redemption determination dates. Coupons are paid only if the closing level of the underlier meets or exceeds the coupon barrier (70% of the initial level) on observation dates; at maturity investors either receive principal if the final level is at or above the downside threshold (70% of initial level) or suffer proportional principal loss if below. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a structured note called Trigger PLUS due July 5, 2030, guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest. Payout depends on the worst performing of the Dow Jones Industrial Average and the S&P 500® Index on the observation date of July 1, 2030. If the worst performing underlier finishes above its initial level, investors receive principal plus a 131% leverage of that underlier's appreciation. If the worst performing underlier finishes between its initial level and a 70% downside threshold, investors receive principal only. If it finishes below the 70% threshold, investors suffer a loss equal to the percentage decline of that worst performing underlier, and the payment could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk; the estimated value on the pricing date was approximately $966.90 per security.
Morgan Stanley Finance LLC priced a principal-at-risk structured note, a Trigger PLUS linked to NVIDIA Corporation common stock, with a stated principal amount of $1,000 per security and an aggregate offering of $250,000. The securities pay no interest, are fully guaranteed by Morgan Stanley and mature on June 1, 2029. Payment at maturity depends on the final level of NVIDIA relative to the initial level of $212.60 on May 27, 2026. The notes offer a 200% leverage factor on upside subject to a maximum payment of $2,093 per security and provide limited downside protection only to the 70% threshold ($148.82); below that threshold investors lose 1% of principal for each 1% decline in the underlier. The estimated value on the pricing date was $935.60 per security and the issue price is $1,000 per security.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk market linked securities due June 22, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated value on the pricing date of $934.80 (within $34.80). The securities pay a fixed call payment of at least $1,345 if automatically called on the call date (June 22, 2027), otherwise the maturity payment depends on the performance of the lowest performing underlying stock and a 300% participation rate for positive returns. The securities are linked to the lowest performing of Broadcom Inc., Alphabet Inc. (Class A) and Netflix, Inc., do not pay interest or dividends, and can result in losses greater than 50%, including total loss of principal, depending on underlying performance. Pricing and many operative terms (starting prices, call prices, threshold prices) will be set on the pricing date (June 16, 2026).