Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities linked to the iShares Expanded Tech-Software Sector ETF (IGV), fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, a 300% leverage factor, a maximum payment at maturity of $1,640 (164% of principal) and an estimated value on the pricing date of approximately $978.80. Payment at maturity depends solely on the closing final level on the observation date; if final level is below the downside threshold (70% of the initial level) investors lose principal pro rata and could lose the entire investment. The observation date is June 11, 2029 with maturity June 14, 2029. The document emphasizes credit risk of the issuer/guarantor, limited secondary market liquidity, valuation model subjectivity and uncertain U.S. federal income tax treatment.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes due June 26, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 11.50% on observation dates when the underlier is at or above a coupon barrier of 70% of the initial level, can auto-redeem beginning on December 28, 2026 if the underlier meets the call threshold (100% of the initial level), and expose holders to full downside below a 60% downside threshold at maturity. The underlier is the S&P 500 Futures 40% Intraday 4% Decrement VT Index, which includes a 4.0% per annum decrement and limited live history (established August 30, 2024). The issuer’s estimated value on the pricing date was approximately $904.30 per security. All payments are subject to Morgan Stanley’s credit risk; the securities are not bank deposits and are not FDIC insured.
Morgan Stanley Finance LLC is offering callable contingent income securities linked to the worst performing of the Dow Jones Industrial, the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each note has a $1,000 stated principal amount and an annual contingent coupon of 11.25% payable only if every underlier is at or above its coupon barrier (70% of initial level) on an observation date. The securities may be redeemed early beginning on September 11, 2026 if a risk-neutral valuation model indicates redemption is economically rational. At maturity on December 8, 2028, if the final level of any underlier is below its downside threshold (60% of initial level), the payment will equal the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a substantial loss or zero. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk. The preliminary pricing lists an estimated value of approximately $982.50 on the pricing date.
The issuer, Morgan Stanley Finance LLC, offers principal-at-risk, contingent-income, memory auto-callable securities linked to Amazon.com, Inc. common stock with a stated principal amount of $1,000 per security and maturity on June 21, 2029. The securities pay a contingent coupon (annual rate determined on the pricing date, disclosed as 10.00% to 11.00% range) only if the closing level of the underlier meets the coupon barrier on observation dates and feature automatic early redemption if the closing level meets the call threshold on redemption determination dates. If not auto‑redeemed and the final level is below the downside threshold (70% of the initial level), investors suffer proportional principal loss (payment = stated principal × performance factor). The estimated value on the pricing date was approximately $962.20 per security; the issue price is $1,000 per security. All payments are subject to issuer and guarantor credit risk and tax and secondary‑market limitations described in the supplement.
Morgan Stanley Finance LLC priced a preliminary offering of Structured Investments — Enhanced Trigger Jump Securities due June 16, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the document shows an estimated value of approximately $957.50 on the pricing date. The securities track the EURO STOXX 50® Index with a downside threshold of 75% of the initial level and an upside payment of $388.70 per security (38.87%). If the final level on the observation date (scheduled June 11, 2031) is at or above the downside threshold, holders receive principal plus the greater of the index percent change payment or the upside payment; if below the threshold, holders suffer a pro rata loss tied to the index decline and could lose their entire investment. All payments are subject to MSFL/Morgan Stanley credit risk; commissions of $30 per security to selected dealers are disclosed.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due June 8, 2028 linked to the common stock of Rigetti Computing, Inc. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date is Approximately $932.80. The securities pay a contingent coupon (annual rate determined on the pricing date, indicated at 41.00% to 42.25%) only if the underlier’s closing level on each observation date meets or exceeds the coupon barrier level (set at 50% of the initial level). The notes are subject to automatic early redemption if the underlier meets the call threshold (100% of initial level) on any redemption determination date beginning June 3, 2027. At maturity, if the final level is below the downside threshold (set at 50% of initial level), payment is reduced pro rata (performance factor = final level/initial level), which could result in a total loss of principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to Cognizant Technology Solutions Corporation class A common stock, with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 15.50% per annum on specified observation dates if the underlier meets the coupon barrier (60% of the initial level). The estimated value on the pricing date was approximately $955.60. The securities may be automatically redeemed early if the closing level meets the call threshold (100% of the initial level) on a redemption determination date; at maturity investors receive principal only if the final level is at or above the downside threshold (60% of the initial level), otherwise principal is reduced proportionally. All payments are subject to the issuer's and guarantor's credit risk and the offering includes issuance, distribution and hedging costs embedded in the issue price.
Morgan Stanley Finance LLC issues a preliminary pricing supplement for principal-at-risk, auto-callable notes due June 12, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000 per security. The estimated value on the pricing date is approximately $958.50 per security. The notes pay no regular interest, can be automatically redeemed on specified determination dates for preset early redemption payments (targeting about 11.75% per annum), and return at maturity either a fixed positive payment, the stated principal, or an amount tied to the worst-performing underlier (EURO STOXX 50® and Russell 2000®), with a downside threshold of 75% of initial levels. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due June 2, 2031 linked to the worst performing of the S&P 500 Equal Weight Index and the S&P 500 Index. Each note has a stated principal amount of $1,000 and pays no interest. At maturity investors receive principal plus a 170% leverage of the appreciation of the worst performing underlier, capped at a $1,802.50 maximum payment. A 10% buffer applies: if the worst performing underlier declines below 90% of its initial level, investors lose 1% of principal for each 1% decline beyond the buffer, with a 10% minimum payment at maturity. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to the issuer and guarantor credit risk. The pricing date was May 29, 2026 and the observation date is May 28, 2031. The estimated value on the pricing date was approximately $974.90 per security.
Morgan Stanley Finance LLC offers structured Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security. The securities have a 20% buffer, a 134.75% participation rate, a downside factor of 1.25% and an early redemption payment of $1,085 if the first determination date condition is met.
Key dates include strike/pricing on May 29, 2026, first determination date on March 30, 2027, original issue date on June 3, 2026 and maturity on June 3, 2030. The estimated value on the pricing date is approximately $988.60 per security. Payments are subject to issuer credit risk; principal can be lost if the final level is below the buffer at maturity.