Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC announced a preliminary pricing supplement for Jump Securities with Auto-Callable Feature due October 22, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, links to the worst performing of the Russell 2000 Index and EURO STOXX 50 Index, and carries principal at risk.
The notes can be automatically redeemed starting on October 26, 2026 if each index closes at or above its call threshold, for fixed early redemption payments implying about 12.25% per annum (e.g., $1,122.50 on the first date, stepping up to $1,581.875 by the 16th). If held to maturity and each index is at or above its call threshold, the payment is $1,612.50 per security. If at least one index is below its call threshold but both are at or above the downside threshold (80% of initial), repayment is the stated principal amount. If either index finishes below its downside threshold, investors lose 1% for every 1% decline of the worst performer, potentially to zero.
The estimated value on the pricing date is approximately $957.50 per security (within $40.00), the notes are unsecured, subject to the issuer’s and guarantor’s credit risk, pay no interest, and will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Jump Securities due November 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer of the EURO STOXX 50, Nasdaq-100, and Russell 2000 indices and do not pay periodic interest.
Each security has a $1,000 issue price and an estimated value on the pricing date of approximately $953. Starting on November 2, 2026, the notes are automatically redeemed if each index closes at or above its call threshold (85% of its initial level), for an early redemption payment that steps up over time, corresponding to approximately 7.00% per annum.
If not called, the maturity payoff is: $1,350 per security if each index is at or above its call threshold; return of principal if any index is below its call threshold but each is at or above its downside threshold (60% of initial); or a loss of 1% of principal for every 1% decline in the worst-performing index if any finishes below its downside threshold, which could reduce repayment to zero. The securities are unsecured obligations subject to the issuer’s and guarantor’s credit risk and will not be listed on any exchange.
Morgan Stanley Finance LLC launched a preliminary pricing for principal-at-risk, contingent income “memory” auto-callable securities due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of Rubrik, Inc. Class A common stock and Apple, Inc. common stock. They pay a contingent coupon only if each underlier closes at or above its coupon barrier on the observation date; missed coupons can be paid later if both underliers meet the barrier on a future date.
The notes may auto-redeem starting April 16, 2026 if each underlier is at or above its call threshold, returning the stated principal plus the applicable contingent coupon and any previously unpaid coupons. If held to maturity and either underlier finishes below its downside threshold, the repayment is reduced 1% for each 1% decline of the worst performer, which can result in a total loss. The contingent coupon rate is 21.00% per annum; coupon and redemption mechanics reference barriers set at 70% and thresholds at 100% of initial levels. The issue price is $1,000 per security, with an estimated value on the pricing date of approximately $941.30 per security. The notes will not be listed and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Contingent Income Auto-Callable Securities linked to Palantir Technologies Inc. (Class A) under Rule 424(b)(2). Each note has a $1,000 stated principal and an estimated value on the pricing date of approximately $949.50 per security.
The notes pay a contingent coupon at an annual rate of at least 16.25%, but only if the underlier’s closing level is at or above the coupon barrier (50% of the initial level) on the observation date. The notes are auto-callable if the underlier is at or above the call threshold (100% of the initial level) on any redemption determination date, returning principal plus the coupon.
If not called, the notes mature on October 22, 2029. At maturity, if the underlier is at or above the downside threshold (50% of the initial level), investors receive principal (plus any final coupon if payable). Otherwise, repayment is reduced 1% for each 1% decline from the initial level, and could be zero. The securities are unsecured, subject to issuer and guarantor credit risk, and will not be listed.
Morgan Stanley Finance LLC launched preliminary terms for Enhanced Buffered Jump Securities tied to the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay no interest and are designed for investors seeking equity-linked exposure with a capped upside and partial downside buffer through maturity on October 28, 2026.
At maturity, if the S&P 500 final level is at or above the buffer level of 5,897.259 (90% of the 6,552.51 initial level), each $1,000 security returns principal plus a fixed upside payment of $85.50 (8.55%). If the final level is below the buffer, repayment is reduced by 1.1111% for each 1% decline beyond the 10% buffer, with no minimum—principal could be lost in full.
The price to public is $1,000 per security, with up to $10 in placement fees and $990 in proceeds to the issuer per security. The estimated value on the pricing date is approximately $986.40 per security. The notes are unsecured obligations of MSFL, subject to Morgan Stanley credit risk, are not listed on any exchange, and feature key dates: strike October 10, 2025, pricing October 16, 2025, issue October 21, 2025, and observation October 23, 2026.
Morgan Stanley Finance LLC filed a 424(b)(2) preliminary pricing supplement for Contingent Income Auto-Callable Securities linked to Robinhood Markets, Inc. Class A stock, fully and unconditionally guaranteed by Morgan Stanley.
The notes offer a 19.25% per annum contingent coupon, paid only if the Robinhood closing level is at or above the coupon barrier (50% of the initial level) on each observation date. The notes may be automatically redeemed if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date, starting April 17, 2026, for principal plus the contingent coupon. If held to maturity on October 22, 2029 and the final level is below the downside threshold (50% of initial), investors lose 1% of principal for each 1% decline; repayment of principal is not guaranteed.
The issue price is $1,000 per security; the estimated value on the pricing date is approximately $943.40 per security. The notes are unsecured, subject to the issuer’s and guarantor’s credit risk, and will not be listed. Tax treatment is uncertain; non‑U.S. holders may be subject to 30% withholding on coupons.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities linked to Robinhood Markets, Inc. Class A common stock. These are principal-at-risk notes that pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity on October 30, 2026, investors receive $1,000 plus a fixed upside payment if the final stock level is at or above the downside threshold; otherwise, they lose 1% of principal for each 1% decline. The upside payment is $217 per security (21.70% of principal), and the downside threshold is 50% of the initial level. Key dates include a strike/pricing date of October 24, 2025 and an observation date of October 27, 2026.
The issue price is $1,000 per security; the estimated value on the pricing date is approximately $974.60 per security. The securities will not be listed on any exchange. Sales are to fee‑based advisory accounts; selected dealers may receive a structuring fee of up to $6.25 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Jump Securities with auto-call features linked to Oracle Corporation common stock. The notes are issued at $1,000 per security for an aggregate principal amount of $780,000 and are fully and unconditionally guaranteed by Morgan Stanley. Net proceeds to the issuer are $760,500, after $19,500 in selling commissions.
The notes may be automatically redeemed on scheduled dates if Oracle’s closing level is at or above the call threshold. Early redemption payments step up, targeting ~12.93% per annum, culminating at $1,355.575 per security before maturity. If held to maturity and the final level is at or above the call threshold, the payment is $1,387.90 per security. If the final level is below the call threshold but at or above the downside threshold, investors receive principal plus the absolute decline (100% participation) capped at a 50% positive return. Below the downside threshold, losses match the percentage decline, up to total loss.
Key terms include initial level $296.96, call threshold $296.96 (100%), downside threshold $148.48 (50%), first determination date April 9, 2026, maturity October 12, 2028, and estimated value $944.60 per security. Payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC launched a preliminary pricing supplement for market-linked, principal-at-risk notes linked to the lowest-performing of the Dow Jones Industrial Average and the S&P 500 Index, due October 27, 2028 and fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security is offered with agent commissions of $25.75 and expected proceeds to the issuer of $974.25 per security; the current estimated value is approximately $959.80 per security (or within $45.00 of that estimate). The notes pay no interest and will not be listed.
The notes are auto-callable on October 29, 2026 if each index closes at or above its starting level, paying at least $1,100 per $1,000 (a call premium of at least 10.00%). If not called, at maturity investors receive: 100% upside participation in the lowest-performing index up to a maximum return of 24% ($1,240 cap); or, if the lowest-performing index is down but not below its 90% threshold, a contingent absolute return up to 10%; or, if it finishes below the threshold, a loss beyond a 10% buffer, down to 10% of face value. Key dates include pricing on October 24, 2025 and original issue on October 29, 2025. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, announced Contingent Income Auto-Callable Securities due October 28, 2027 linked to Hewlett Packard Enterprise common stock. Each security is priced at $1,000 and pays a contingent coupon at an annual rate of 13.45% on scheduled dates only if the underlier closes at or above the coupon barrier on the related observation date.
The notes are principal at risk. If not called and the final level is below the downside threshold, investors lose 1% of principal for every 1% decline of the underlier; repayment of principal occurs only if the final level is at or above the downside threshold. The coupon barrier and downside threshold are each 60% of the initial level; the call threshold is 100% of the initial level. The first potential call date is April 24, 2026. The estimated value on the pricing date is approximately $960.10 per security (subject to final confirmation). The securities will not be listed, and all payments are subject to the issuer’s and guarantor’s credit risk.