Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Nasdaq‑100 Index-linked Jump Securities with an auto-call feature, fully and unconditionally guaranteed by Morgan Stanley. Each note is issued at $1,000 and is a principal-at-risk, unsecured obligation that pays no interest and is not listed on any exchange.
The notes may be automatically redeemed on November 9, 2026 if the Nasdaq‑100 closing level on November 4, 2026 is at or above 100% of its initial level, paying an early redemption amount of $1,115 per security. If held to maturity on November 5, 2030 and the final level exceeds the initial level, investors receive principal plus an upside payment based on a 150% participation rate. If the final level is at or below the initial level but at or above the 80% downside threshold, repayment is limited to principal. Below the threshold, repayment declines one-for-one with the index.
The estimated value on the pricing date is approximately $977.70 per security (within $55 of that estimate). MS&Co. serves as agent; selected dealers may receive up to $8 per security as a structuring fee. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering principal-at-risk Jump Securities with an auto-call feature linked to the Nasdaq-100 Index, due November 5, 2030. These unsecured notes do not pay interest and may redeem early if the index closes at or above the call threshold on the first determination date.
The notes are issued at $1,000 per security, with an estimated value of approximately $959.60 on the pricing date, reflecting issuing, selling, structuring and hedging costs. If auto-called on November 4, 2026, investors receive an early redemption payment of $1,085 on November 9, 2026. If held to maturity and the final index level exceeds the initial level, the payoff adds a 150% participation in the index’s gain. If the final level is at or below the initial but at or above the 80% downside threshold, repayment equals principal. Below the threshold, losses match the index decline, up to total loss.
The securities are subject to the issuer’s and guarantor’s credit risk, will not be listed, and may have limited liquidity. Sales commissions are $20 per security, with up to $8 in structuring fees to selected dealers.
Morgan Stanley Finance LLC priced a $2,872,000 primary offering of Variable Income Auto-Callable Notes due August 30, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a variable coupon: a higher 10.00% annual rate when each underlier is at or above its coupon barrier on an observation date, or a lower 0.25% annual rate otherwise. Underliers are Palantir (PLTR), Hims & Hers (HIMS), Tesla (TSLA) and Affirm (AFRM), with coupon barriers set at 70% of initial levels and call thresholds at 80% of initial levels.
The notes may be automatically redeemed starting on the first redemption determination date of August 26, 2026 if all underliers meet the call thresholds, for principal plus the higher coupon. If not redeemed early, investors receive the stated principal amount at maturity, plus the applicable coupon for the final period. Issue price is $1,000 per note, with $43.50 in selling commissions per note and total proceeds to the issuer of $2,747,068. The estimated value on the pricing date is $942.50 per note. The notes are unsecured, subject to the issuer’s and guarantor’s credit risk, and will not be listed on any exchange.
Morgan Stanley reported that it released financial information for its quarter ended September 30, 2025. The company furnished an Item 2.02 current report that includes a press release and a Financial Data Supplement providing details on results and financial condition.
The materials are included as Exhibits 99.1 (press release) and 99.2 (Financial Data Supplement) and are deemed “filed” for purposes of the Exchange Act. The filing also lists the company’s registered securities, including common stock (MS) on the NYSE.
Morgan Stanley Finance LLC priced a primary offering of $1,757,000 Contingent Income Auto-Callable Securities linked to UnitedHealth Group common stock. The notes pay a 12.75% annual contingent coupon only if the closing level is at or above the coupon barrier of $248.15 (70% of the $354.50 initial level) on each observation date. They are auto-callable if the underlier is at or above the $354.50 call threshold on specified dates. If held to maturity on October 4, 2028 and the final level is below the $248.15 downside threshold, repayment of principal is reduced 1% for each 1% decline, potentially to zero.
Issue price is $1,000 per security; estimated value on the pricing date is $968.70 per security. Agent commissions total $35,140 ($20 per security), with proceeds to the issuer of $1,721,860. First redemption determination date is December 31, 2025; the notes are not listed, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced $6.5 million of principal-at-risk Jump Securities due October 16, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer of the Russell 2000 Index and EURO STOXX 50 Index, feature an automatic early redemption, and pay no interest.
The issue price is $1,000 per security, with a fixed sales commission of $30.50 and an estimated value on the pricing date of $957.10. Per-security proceeds to the issuer are $969.50, for total proceeds of $6,301,750. The securities are unsecured, not listed, and all payments are subject to Morgan Stanley’s credit risk.
Auto-call can occur on scheduled determination dates if each index closes at or above its call threshold (100% of the initial level), corresponding to early redemption payments equating to approximately 10.50% per annum starting January 12, 2026. If held to maturity: investors receive $1,525.00 per security if both final index levels meet the call threshold; the stated principal amount if both are at or above the 75% downside thresholds; otherwise, a loss matching the decline of the worst-performing index, which could reduce repayment to zero.
Morgan Stanley Finance LLC priced a Rule 424(b)(2) offering of Contingent Income Auto‑Callable Securities linked to the common stock of Palo Alto Networks, Inc., fully and unconditionally guaranteed by Morgan Stanley. The notes total an aggregate principal amount of $3,710,000 and are issued at $1,000 per security, maturing on October 13, 2028.
The notes pay a contingent quarterly coupon at 10.86% per annum only when PANW’s determination closing price is at least 65% of the initial share price. The initial share price is $208.55, setting a downside threshold at $135.558. If on any of the first eleven determination dates the stock is at or above the initial share price, the notes auto‑call for principal plus the coupon.
If not called: at maturity investors receive principal plus the final coupon if the final share price is at or above the threshold; otherwise repayment is reduced 1‑for‑1 with the stock decline and can be zero. The estimated value on the pricing date is $968.60 per security. Commissions are $17.50 per security plus a $5 structuring fee. The notes will not be listed, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS, principal-at-risk notes linked to the S&P 500 Futures Excess Return Index, maturing on October 16, 2031 and fully and unconditionally guaranteed by Morgan Stanley. The issuance totals $4,300,000 in aggregate principal at an issue price of $1,000 per security, with agent commissions of $37.50 per security and estimated value on the pricing date of $949.50 per security.
At maturity, investors receive principal plus a leveraged upside if the index rises, with a 185% leverage factor. If the final level is at or below the initial level of 537.95 but above the buffer level of 430.36 (an 80% threshold), repayment equals principal. Below the buffer, the notes lose 1% for each 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal.
The notes pay no interest, are unsecured obligations of MSFL and subject to Morgan Stanley’s guarantee and credit risk. They will not be listed on an exchange. Key dates include the strike/pricing date of October 10, 2025, observation date of October 10, 2031, and maturity on October 16, 2031. Proceeds to the issuer are $4,138,750 after commissions.
Morgan Stanley Finance LLC priced a $213,000 aggregate principal offering of Contingent Income Auto-Callable Securities due October 14, 2027, linked to Marvell Technology, Inc. (MRVL). Each $1,000 note pays a 14.50% per annum contingent coupon only when MRVL’s closing level is at or above the $51.366 coupon barrier (60% of the initial $85.61). The notes auto-call if MRVL is at or above the 100% call threshold ($85.61) on a redemption determination date, returning principal plus the applicable coupon.
Principal is at risk: if not called and MRVL’s final level is below the $51.366 downside threshold, repayment is reduced 1% per 1% decline and could be zero. The issue price is $1,000 per security, with $25 selling commissions; proceeds to the issuer are $975 per security ($207,675 total). The estimated value on the pricing date is $928.40 per security. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, will not be listed, and all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due October 17, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of Fair Isaac (FICO), Meta Platforms (META) and SoFi Technologies (SOFI), with principal at risk and no participation in upside. Aggregate principal offered is $360,000 at $1,000 per note; estimated value on pricing date is $925.50.
The notes pay a contingent coupon at 25.32% per annum on each payment date only if each underlier is at or above its coupon barrier; missed coupons may be paid later if the condition is met. Automatic early redemption can occur beginning January 12, 2026 if each underlier is at or above its call threshold (100% of initial). If held to maturity and any final underlier level is below its downside threshold (60% of initial), repayment is reduced 1% for every 1% decline of the worst performer, potentially to zero. Initial levels: FICO $1,665.21, META $705.30, SOFI $26.19. Agent commission is $45 per security. All payments are subject to Morgan Stanley’s credit.