Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley priced a series of Fixed Rate Notes that pay interest at 4.25% per annum and mature on August 4, 2027. Each note has a stated principal and issue price of $1,000 and an estimated value on the pricing date of approximately $997.50. Interest will accrue from the original issue date of June 4, 2026 and be payable on August 4, 2027. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed, and trades may be limited. The proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities linked to the lowest performing of Caterpillar, Costco and Starbucks with a face amount of $1,000 per security. The securities mature on June 15, 2028 and provide a contingent fixed return of at least 28.30% (approximately $283 per face amount) if the lowest performing underlying stock finishes at or above its 70% threshold. If the lowest performing underlying stock finishes below its threshold, investors bear 1‑to‑1 downside beyond a 30% buffer and may lose up to 70% of principal. The estimated value on the pricing date is approximately $957.40 per security; public price is $1,000 with agent commissions of $25.75.
Morgan Stanley Finance LLC (MS) offers Digital S&P 500® Index-Linked Notes (Face Amount $1,000 per note) due in approximately 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Payment at maturity is linked to the S&P 500® Index: if the Final Underlier Level is ≥80% of the Initial Underlier Level, investors receive a capped Maximum Settlement Amount (expected to be $1,081.00–$1,095.00 per $1,000 face amount). If the Final Underlier Level is <80% of the Initial Underlier Level, the cash payment equals $1,000 plus $1,000×Underlier Return, exposing investors to the full percentage decline and possible loss of the entire investment.
The Original Issue Price is $1,000; the issuer estimates a Trade Date value of approximately $985.80 per note. The notes pay no interest, are unsecured, will not be listed, and are subject to issuer credit risk, hedging activity by affiliates, and potential market disruption postponements. Threshold Level, Maximum Settlement Amount, Initial Underlier Level, Determination Date and Stated Maturity Date will be set on the Trade Date; trading may be limited and the secondary market price may differ materially from estimated value.
Morgan Stanley Finance LLC is offering Digital S&P 500® Index-Linked Notes due (expected ~14–16 months after the trade date) that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $983.90.
The Cash Settlement Amount at maturity is tied to the S&P 500® Index performance from the Trade Date to the Determination Date. If the Final Underlier Level is ≥ 90% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount (expected between $1,094.00 and $1,110.30 per $1,000). If the Final Underlier Level is 90%, principal is exposed to losses—potentially total loss. Payments are subject to issuer credit risk and the Calculation Agent (MS & Co.) exercises discretion for certain determinations.
Morgan Stanley Finance LLC is offering market-linked notes due July 5, 2030 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and returns at maturity are based on the worst performing of the EURO STOXX 50® and Russell 2000® indices.
If the final level of the worst performing underlier is greater than its initial level, holders receive the stated principal plus an upside payment = principal × participation rate × underlier percent change. The participation rate will be determined on the pricing date and is stated as 136% to 141%. If the final level of either underlier is equal to or less than its initial level, holders receive only the stated principal amount. All payments are subject to Morgan Stanley's credit risk; the notes pay no interest and will not be listed on any exchange.
Morgan Stanley Finance LLC is offering market-linked notes due July 6, 2029, linked to the S&P 500® Index. Each note has a $1,000 stated principal amount, a 100% participation rate in upside and a maximum payment at maturity set between $1,227.50 and $1,247.50 per note, with payment determined by the closing level on the observation date July 2, 2029. The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. The estimated value on the pricing date is approximately $974.50 per note and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk, auto-callable notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The notes have a $1,000 stated principal amount, a pricing/strike date of June 30, 2026, a final observation date of June 30, 2031, and maturity on July 3, 2031.
They pay a contingent coupon (annual rate to be set on the pricing date, stated between 12.50% and 13.50%) only if the underlier meets the coupon barrier on observation dates, include automatic early redemption if the index equals or exceeds the call threshold, and expose investors to full downside (performance factor) if the final level is below the downside threshold (both barriers set at 60% for coupon/downside and 100% for the call threshold in the illustrative terms). The estimated value at pricing was approximately $933.60 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 3, 2031, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate to be set on the pricing date (stated range 14.50%–15.50%) only if the underlier meets the coupon barrier on observation dates.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index (4% per annum decrement). Key thresholds: coupon barrier = 70% of the initial level; downside threshold = 60% of the initial level. If not redeemed early and the final level is below the downside threshold, investors incur losses proportionate to the underlier’s decline. Estimated value on the pricing date is approximately $924.20 per security; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering market-linked notes due June 30, 2031, fully guaranteed by Morgan Stanley, that pay no interest and provide potential upside tied to the EURO STOXX 50® Index. Each note has a $1,000 stated principal amount and a 110% participation rate; investors receive principal at maturity and, if the index final level exceeds the initial level, an upside payment equal to stated principal × participation rate × index percent change. The pricing date and strike date are June 25, 2026. The issuer’s estimated value on the pricing date is approximately $938.60 per note; all payments remain subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC offers auto‑callable, principal‑at‑risk market‑linked securities with a face amount of $1,000 per security under a preliminary pricing supplement. The securities are linked to the lowest performing of the Nasdaq‑100, S&P 500 and Russell 2000, mature on July 6, 2029, and include an automatic call feature on July 6, 2027 with a call payment of $1,120 (a 12.00% call premium). The estimated value on the pricing date is approximately $958.20, or within $45.00 of that estimate. Payments depend on the performance of the lowest performing underlying, the contingent minimum return (at least 50% of face amount to be set on the pricing date) and are subject to the issuer's credit risk and the calculation agent's determinations.