Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC plans to offer Callable Contingent Income Securities due October 25, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay a 12.00% annual contingent coupon only if, on each observation date, the closing level of all three underliers—the Real Estate Select Sector SPDR Fund (XLRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Russell 2000 Index (RTY)—is at or above a coupon barrier set at 70% of its initial level.
The notes may be redeemed early, in whole, starting April 23, 2026, if and only if a risk neutral valuation model indicates redemption is economically rational for the issuer compared to not redeeming. If held to maturity and each underlier’s final level is at or above its 70% downside threshold, investors receive the $1,000 stated principal (plus any final coupon if payable). If any underlier finishes below its threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero.
Issue price is $1,000 per security, with an estimated value of approximately $981 on the pricing date. The securities will not be listed. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC announced a preliminary 424(b)(2) pricing supplement for Jump Securities with an auto-call feature due October 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the S&P 500 Index, Nasdaq-100 Technology Sector Index, and Russell 2000 Index, are principal at risk, and pay no interest.
The notes auto-redeem on October 28, 2026 if each index closes at or above its 100% call threshold, for an $1,150 payment per security. If held to maturity and each final level is above its initial, investors receive principal plus an upside payment equal to stated principal × 380% × the underlier percent change of the worst performer. If any index is at or below its initial but all are at or above the 70% downside threshold, only principal is returned. If any index finishes below 70% of its initial, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. The issue price is $1,000 per security; the estimated value on the pricing date is approximately $978.40. The notes will not be listed and are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Callable Contingent Income Securities due April 29, 2027, linked to the worst performer of the S&P 500 Index, Nasdaq-100 Technology Sector Index, and Russell 2000 Index. The notes are issued at $1,000 per security and pay a contingent coupon at 11.70% per annum only if each index closes at or above its coupon barrier on the observation date.
The issuer may redeem the notes on specified redemption dates, starting January 29, 2026, if a risk-neutral valuation model indicates early call is economically rational for the issuer; if called, investors receive the stated principal plus any due coupon. At maturity, if not redeemed and each index is at or above its 70% downside threshold, investors receive principal (and any final coupon). If any index finishes below its threshold, repayment is reduced 1% for each 1% decline of the worst index, which could result in a zero return of principal. The estimated value on the pricing date is approximately $983.90 per security (or within $35 of that estimate). The securities are unsecured, subject to Morgan Stanley credit risk, and will not be listed.
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor due October 22, 2030, linked to the EURO STOXX 50 Index. These unsecured, principal-at-risk notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley. At maturity, investors receive $1,000 plus a leveraged upside payment if the index is above its initial level; par if the index is between the initial level and the 80% buffer level; and a loss of 1.25% for every 1% decline beyond the 20% buffer if the index finishes below the buffer.
Key terms include a leverage factor of at least 168.35% (set on the pricing date), downside factor 1.25, buffer amount 20%, strike/pricing date October 17, 2025, observation date October 17, 2030, and maturity October 22, 2030. Issue price is $1,000 per security; agent’s commissions are $30 per $1,000; the estimated value on the pricing date is approximately $954.10 per security (or within $40 of that estimate). Minimum ticket is $10,000 and the notes will not be listed. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC filed a preliminary 424(b)(2) pricing supplement for Contingent Income Auto-Callable Securities due October 26, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performing of the Nasdaq‑100, Dow Jones Industrial Average and Russell 2000.
The notes pay a 7.50% annual contingent coupon only if, on each observation date, the closing level of each index is at or above its coupon barrier (70% of its initial level). They auto‑redeem at par plus the coupon if, on a redemption determination date (first on April 22, 2026), each index is at or above 100% of its initial level.
If not called, at maturity investors receive par only if the final level of each index is at or above its 70% downside threshold; otherwise, the payoff is reduced 1% for every 1% decline of the worst performer, which can result in a total loss. Issue price is $1,000 per security; the estimated value on the pricing date is approximately $965.50 per security. All payments are subject to issuer and guarantor credit risk. The securities will not be listed.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Jump Securities due October 24, 2030, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 issue price per security and an estimated value on the pricing date of approximately $900 per security.
The securities can be automatically redeemed on quarterly determination dates starting October 27, 2026 if the underlier closes at or above the call threshold level (84% of the initial level), paying an early redemption amount that corresponds to approximately 12.00% per annum (e.g., $1,120 on the first date, stepping to $1,590 by September 20, 2030). If not called, at maturity investors receive $1,600 per security if the final level is at or above the call threshold; the stated principal amount if the final level is at or above the downside threshold (50% of the initial level); otherwise, a loss matching the underlier’s decline, down to zero. Payments are unsecured and subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS linked to the S&P 500 Futures Excess Return Index, maturing on November 5, 2031. These principal-at-risk notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the final index level is above the initial level, holders receive $1,000 plus a leveraged upside equal to 164% of the index gain. If the index is at or below the initial level but at or above the downside threshold, investors receive $1,000 plus a positive return equal to the absolute index decline at a 100% participation rate, effectively capped at a 40% gain. If the final level is below the downside threshold (set at 60% of the initial level), principal is reduced 1% for every 1% index decline, and the payout could be zero.
The issue price is $1,000 per note, the estimated value on the pricing date is approximately $935.20 per note (within $55.00 of that estimate), agent’s sales commission is $32.50 per note, and proceeds to the issuer are $967.50 per note. The observation date is October 31, 2031. The notes will not be listed and are subject to Morgan Stanley/MSFL credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering S&P 500-linked Market-Linked Notes due May 3, 2030. The notes pay no interest and return principal at maturity, with potential upside if the index rises.
Each note is issued at $1,000. At maturity, investors receive $1,000 plus 100% of any index gain, capped at a maximum payment of $1,360 per note (136% of principal). If the final index level is at or below the initial level, the payment is $1,000. Key dates: strike/pricing on October 31, 2025, observation on April 30, 2030, maturity on May 3, 2030.
The estimated value on the pricing date is approximately $982.20 per note (within $45 of that estimate). The notes will not be listed. MS & Co. acts as agent; stated commissions are $0 per note, with a structuring fee of up to $8 per note. All payments are subject to the issuers’ credit risk.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Dual Directional Trigger PLUS, unsecured notes linked to the S&P 500 Futures Excess Return Index, due November 5, 2030. Each security has a $1,000 stated principal amount and pays no interest.
At maturity, if the final index level is above the initial level, the payoff adds 157% of the index gain. If the final level is at or below the initial level but at or above the downside threshold of 60% of the initial, investors receive the principal plus the absolute decline at a 100% participation rate, effectively capped at a 40% positive return. If the final level falls below the threshold, investors lose 1% of principal per 1% index decline, up to total loss.
The notes are fully and unconditionally guaranteed by Morgan Stanley, subject to issuer and guarantor credit risk, and will not be listed. The estimated value on the pricing date is approximately $970.40 per security (within $55 of that estimate). Selected dealers may receive up to $8.50 per security as a structuring fee; MS&Co. takes no sales commission.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering S&P 500-linked market‑linked notes that pay no interest and return principal at maturity. Each note is issued at $1,000 with 100% participation in upside, capped by a maximum payment of $1,390 per note. If the S&P 500 final level is at or below the initial level, holders receive only the stated principal amount.
Key dates: strike/pricing on October 31, 2025, original issue on November 5, 2025, observation on April 30, 2031, and maturity on May 5, 2031. The estimated value on the pricing date is approximately $951.40 per note (within $55 of that estimate). Sales commissions are $30 per note (with an additional structuring fee of up to $8.50), yielding $970 per note in proceeds to the issuer. The notes will not be listed on any exchange.
All payments are subject to issuer and guarantor credit risk. Returns are determined solely by the S&P 500 closing level on the observation date; interim moves do not affect payout. The notes are issued under MSFL’s Series A Global Medium‑Term Notes program.