Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments Step-Up Jump Notes with an Auto-Callable Feature due June 9, 2033, fully guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note, an estimated value on the pricing date of approximately $898.30, and a first determination date of June 4, 2027. On each annual determination date the notes will auto‑redeem if the underlier (the Morgan Stanley Amplitude Index) closes at or above a call threshold, paying fixed early redemption amounts (for example, $1,151.50 on the first early redemption). If not called, a payment at maturity equal to a fixed positive return may be made only if the final level meets the then-applicable call threshold; otherwise holders receive only the stated principal. All payments are subject to the issuer’s and guarantor’s credit risk.
The Issuer is offering leveraged buffered MSCI EAFE® index-linked notes with a Face Amount of $1,000 per note. The notes pay no interest, provide 160% Upside Participation (subject to a Cap Level to be set on the Trade Date) and a 15.00% buffer. The estimated value on the Trade Date is approximately $991.50 per note. The Determination Date and Stated Maturity Date will be set on the Trade Date; the term is expected to be between 25 and 28 months after the Trade Date. The Cash Settlement Amount at maturity depends on the Final Underlier Level relative to the Initial Underlier Level and may be limited by a Maximum Settlement Amount (expected between $1,269.76 and $1,317.28 per $1,000 Face Amount). These notes are unsecured obligations of Morgan Stanley Finance LLC and are fully and unconditionally guaranteed by Morgan Stanley; payments are subject to the issuer’s credit risk and you could lose some or all of your investment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger Autocallable GEARS linked to the Russell 2000 Index with a $10.00 Issue Price per Security and a minimum investment of 100 Securities. The securities pay no interest, can be automatically called on the Observation Date of June 21, 2027 for a fixed Call Price (12.00% annual Call Return, or $11.20 per $10 if called), and mature on June 16, 2031. If not called, a positive Underlying Return is multiplied by an Upside Gearing (1.50 to 1.70) to determine the payment at maturity; if the Final Level is below the Downside Threshold (75% of the Initial Level), holders can lose a significant portion or all of principal. All payments are subject to Morgan Stanley's credit risk and Calculation Agent discretion.
Morgan Stanley Finance LLC is offering Airbag In‑Digital Securities linked to a weighted basket of international indices, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $10 issue price and a trade date of June 2, 2026 with maturity on July 8, 2027.
The securities pay a fixed Digital Return (between 8.30% and 10.30%, set on the Trade Date) at maturity only if the Final Basket Level is greater than or equal to the Digital Barrier/Downside Threshold (90% of the Initial Basket Level). If the Final Basket Level is below that threshold, payment at maturity is reduced by 1.111% of principal for each 1% the Basket declines beyond the 10% Threshold Percentage; investors may lose some or all principal. The estimated value on the Trade Date is approximately $9.763 per security.
Morgan Stanley Finance LLC offers Airbag In-Digital Securities linked to the S&P 500® Index. The securities have an Issue Price of $10.00, an expected term of ~13 months (Trade Date June 1, 2026; Maturity July 7, 2027), and a predetermined Digital Return of between 8.00% and 10.00% to be set on the Trade Date. The Digital Barrier and Downside Threshold equal 90% of the Initial Underlying Level; the Threshold Percentage is 10% and Downside Gearing is 1.111. If the Final Underlying Level is at or above the Digital Barrier, holders receive $10 plus the Digital Return at maturity. If the Final Underlying Level is below the Downside Threshold, holders suffer a principal loss of 1.111% for each 1% the Underlying declines beyond the 10% threshold. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Market Linked Securities—auto-callable notes linked to the Class B common stock of NIKE, Inc. Each security has a face amount of $1,000, a pricing date of June 5, 2026, and matures on June 15, 2027.
The notes pay a contingent coupon at a rate to be determined on the pricing date that will be at least 13.35% per annum, pay contingent coupons monthly only if the stock closing price on monthly calculation days meets or exceeds a coupon threshold equal to 60% of the starting price, and carry downside principal risk if the ending price is below the downside threshold (also 60% of the starting price).
Morgan Stanley Finance LLC is offering market-linked notes due June 28, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, will pay no periodic interest and will pay at maturity either the stated principal amount or the stated principal amount plus an upside payment if the underlier appreciates.
The notes reference the S&P 500® Futures Excess Return Index with a strike date and pricing date of June 25, 2026 and an observation date of June 25, 2030 (subject to postponement for non-trading days and certain market disruption events). The upside payment equals the stated principal amount multiplied by a participation rate (priced between 106.50% and 111.50%) and the underlier percent change. All payments are subject to the issuer’s credit risk, the notes are unsecured and will not be listed.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Jump Securities with an Auto-Callable feature linked to the worst performing of the NDXT, RTY and SPX indices. The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security with an estimated value of approximately $950.80 on the pricing date. The notes may be automatically redeemed on the first determination date, July 2, 2027, for an early redemption payment in the range of $1,127.50 to $1,137.50 per security. If not auto-redeemed, final payout at maturity on June 28, 2029 depends on the worst performing underlier, a 20% buffer and a 150% participation rate, subject to a 20% minimum payment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced structured notes — auto-callable, principal-at-risk securities linked to the EURO STOXX 50®, Russell 2000® and S&P 500® with a $1,000 stated principal amount per security. The notes mature on June 30, 2031 and pay at maturity based on the worst performing underlier; participation rate is 150%. If each underlier meets the call threshold on the first determination date, the notes will be automatically redeemed on July 8, 2027 for an early redemption payment of approximately $1,272.50–$1,282.50 per security. Estimated value on the pricing date is about $945.10 per security. These are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley priced a series of Fixed Rate Notes that pay interest at 4.25% per annum and mature on August 4, 2027. Each note has a stated principal and issue price of $1,000 and an estimated value on the pricing date of approximately $997.50. Interest will accrue from the original issue date of June 4, 2026 and be payable on August 4, 2027. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed, and trades may be limited. The proceeds will be used for general corporate purposes.