Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities linked to Chewy, Inc. class A common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 23.50% per annum on observation dates if the underlier is at or above a coupon barrier (60% of the initial level). The notes may be automatically redeemed early if the underlier meets the call threshold (100% of the initial level) on specified redemption determination dates. At maturity, if not called and the final level is below the downside threshold (60% of the initial level), investors bear loss proportional to the decline in the underlier; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes fully guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and a maturity date of July 3, 2031. The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and feature automatic early redemption opportunities beginning with an initial determination date of July 7, 2027.
The securities pay no interest, do not participate in upside beyond fixed early redemption or maturity payments, and include a downside threshold equal to 60% of the initial level; if the final level is below that threshold investors incur a proportional loss, potentially to zero. The index includes a 4% per annum daily decrement and uses intraday rebalancing and volatility targeting. All payments are subject to Morgan Stanley’s credit risk and the offering price includes issuance, sales, structuring and hedging costs; the estimated value on the pricing date is approximately $928.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due June 28, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and an automatic early redemption feature tied to the Russell 2000® and S&P 500® indices.
If both underliers meet their call thresholds on the first determination date (July 2, 2027), the notes will auto‑redeem for an early redemption payment (approximately $1,127.50 to $1,137.50 per security). If not redeemed, maturity payment depends on the worst performing underlier: investors receive principal plus an upside payment (participation rate 150%) if both finish above their initial levels; they receive only principal if final levels remain above downside thresholds (70% of initial); if the worst performing underlier finishes below its downside threshold, repayment falls pro rata and could be zero. All payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $954.40 per security.
Morgan Stanley Finance LLC offers Trigger PLUS notes due June 30, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. The notes provide a leveraged upside tied to the S&P 500® Futures Excess Return Index and do not pay interest or guarantee principal.
Per-security economics: $1,000 stated principal, an estimated value on the pricing date of approximately $929.60, a leverage factor to be set between 200% and 205%, a downside threshold at 70% of the initial level and maturity on June 30, 2031. Investors face full credit risk of Morgan Stanley and may lose some or all principal if the final index level is below the downside threshold. Timing and final numeric terms (exact leverage factor, aggregate issuance, dealer commissions) will be set on the pricing date.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities with Downside Factor due July 2, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
At maturity the securities pay a fixed $90.50 upside payment if the final level is greater than or equal to the buffer level (90% of the initial level). If the final level is below the buffer level, investors incur a loss equal to the underlier percent decline beyond the 10% buffer multiplied by a 1.1111 downside factor, which can result in loss of principal including the possibility of receiving zero. The estimated value on the pricing date was approximately $985.40 per security; secondary market prices may differ and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities linked to the EURO STOXX 50® Index with a stated principal amount of $1,000 per security. The pricing date is June 1, 2026, original issue date June 4, 2026, and maturity is June 16, 2027.
The securities pay a fixed $100 upside payment (a 10% return) if the final level is greater than or equal to the buffer level. The initial level is 6,050.54 (closing level on May 29, 2026) and the buffer level is 5,445.486 (90% of the initial level). If the final level is below the buffer, investors lose 1.1111% of principal for every 1% decline beyond the 10% buffer; there is no minimum payment and investors could lose their entire investment. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent income, principal‑at‑risk note due June 9, 2031 that is fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an illustrative estimated value on the pricing date of approximately $907.70.
The notes pay a contingent coupon at an annual rate of 12.00% on scheduled coupon dates only if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index is at or above a coupon barrier (set at 70% of the initial level). The notes can auto‑redeem on various redemption determination dates for the stated principal plus any payable coupons. At maturity, if the final level is below the downside threshold (set at 60% of the initial level), payment equals principal × (final level / initial level), exposing investors to full downside loss. All payments are subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced a set of structured, principal-at-risk notes due June 16, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
Payment at maturity depends on the S&P 500® Index closing level on the observation date June 11, 2027. If the final level is at or above the downside threshold (6,064.048, equal to 80% of the initial level), holders receive the stated principal plus a fixed upside payment of $83.40 (an 8.34% return). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the index performance factor and could be significantly less than principal, including zero.
Morgan Stanley Finance LLC offers Auto-Callable Trigger PLUS securities due July 6, 2028 linked to the Russell 2000® Index with a stated principal of $1,000 per security. The securities pay no regular interest, are fully guaranteed by Morgan Stanley, and may be automatically redeemed on the first determination date (6/24/2027) for an early redemption payment of $1,132.00 per security if the index closes at or above the initial index value on that date.
If not redeemed, at maturity investors receive either (a) $1,000 + 125% of upside if the final index value is above the initial index value, (b) $1,000 if the final index value is between the downside threshold (80% of the initial index value) and the initial index value, or (c) $1,000 × (final/initial) if the final index value is below the downside threshold, which could result in losing most or all principal. The document states an estimated value on the pricing date of approximately $962.50.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due July 3, 2030, linked to the Tokyo Stock Price Index. Each note has a $1,000 stated principal amount, a 146.48% leverage factor for upside and a trigger level equal to 90% of the initial index value. If the final index value on the valuation date (scheduled June 28, 2030) is above the initial value, investors receive $1,000 plus 146.48% of the index percent increase. If the final value is between the trigger level and the initial value, investors receive $1,000. If the final value is below the trigger level, payments fall proportionally and could be less than 90% of principal or zero. Pricing date was June 16, 2026, original issue date June 22, 2026. The estimated value on the pricing date was approximately $933.20. The notes pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.