Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due July 6, 2029, issued at a stated principal amount of $1,000 per security. The notes pay a contingent coupon (determined on the pricing date) in a range of 7.75%–8.75% per annum and are linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500® indices.
The securities are auto-callable on specified redemption determination dates beginning December 30, 2026, pay coupons only if all underliers meet coupon barrier levels (each set at 60% of initial), and return principal at maturity only if all underliers are at or above their downside threshold levels (each 60% of initial). If the worst performing underlier is below its downside threshold at maturity, payment equals the stated principal multiplied by that underlier’s performance factor, exposing investors to full or substantial principal loss. The document shows an estimated value on the pricing date of approximately $974 per security.
Morgan Stanley Finance LLC priced market-linked notes linked to the S&P 500® Index, due June 28, 2029, issued at a stated principal amount of $1,000 per note. The notes pay no interest and repay the stated principal at maturity if the index is flat or down; if the index is up, holders receive the principal plus an upside payment equal to the index appreciation multiplied by a 100% participation rate, subject to a maximum payment at maturity of $1,192.50 to $1,212.50 per note. The estimated value on the pricing date is approximately $961.90 per note. All payments are unsecured and subject to Morgan Stanley's credit risk; the notes will not be listed on an exchange.
Morgan Stanley Finance LLC and Morgan Stanley propose structured, market-linked notes due June 10, 2030 that pay no periodic interest and return the stated principal plus an upside payment at maturity only if the S&P 500® Futures Excess Return Index (the underlier) closes above the initial level on the observation date.
The notes have a stated principal amount of $1,000 per note, a 100% participation rate in any appreciation, and an estimated value on the pricing date of approximately $952.60 per note. Pricing/strike date is June 5, 2026. All payments are unsecured and subject to Morgan Stanley's credit risk; the notes will not be listed.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $936.90. The notes pay no interest and may be automatically redeemed on the first determination date, July 2, 2027, for an early redemption payment of $1,180 to $1,190 if each underlier meets its call threshold. The securities mature on June 30, 2031. At maturity investors receive (a) principal plus an upside payment if each final level is above initial levels, (b) principal only if final levels are at or above 70% downside thresholds, or (c) a principal loss tied to the worst performing underlier if that underlier falls below its 70% downside threshold. The participation rate for the upside payment is 150%. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, market-linked notes due July 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes are sold at a stated issue price of $1,000 per note with an estimated value on the pricing date of approximately $969.40 per note.
The notes are linked to the EURO STOXX 50® Index with a participation rate to be set on the pricing date in the range 131.25% to 141.25%. At maturity investors receive the stated principal plus an upside payment if the final level exceeds the initial level; otherwise they receive only the stated principal. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities linked to Chewy, Inc. class A common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 23.50% per annum on observation dates if the underlier is at or above a coupon barrier (60% of the initial level). The notes may be automatically redeemed early if the underlier meets the call threshold (100% of the initial level) on specified redemption determination dates. At maturity, if not called and the final level is below the downside threshold (60% of the initial level), investors bear loss proportional to the decline in the underlier; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes fully guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and a maturity date of July 3, 2031. The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and feature automatic early redemption opportunities beginning with an initial determination date of July 7, 2027.
The securities pay no interest, do not participate in upside beyond fixed early redemption or maturity payments, and include a downside threshold equal to 60% of the initial level; if the final level is below that threshold investors incur a proportional loss, potentially to zero. The index includes a 4% per annum daily decrement and uses intraday rebalancing and volatility targeting. All payments are subject to Morgan Stanley’s credit risk and the offering price includes issuance, sales, structuring and hedging costs; the estimated value on the pricing date is approximately $928.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due June 28, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and an automatic early redemption feature tied to the Russell 2000® and S&P 500® indices.
If both underliers meet their call thresholds on the first determination date (July 2, 2027), the notes will auto‑redeem for an early redemption payment (approximately $1,127.50 to $1,137.50 per security). If not redeemed, maturity payment depends on the worst performing underlier: investors receive principal plus an upside payment (participation rate 150%) if both finish above their initial levels; they receive only principal if final levels remain above downside thresholds (70% of initial); if the worst performing underlier finishes below its downside threshold, repayment falls pro rata and could be zero. All payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $954.40 per security.
Morgan Stanley Finance LLC offers Trigger PLUS notes due June 30, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. The notes provide a leveraged upside tied to the S&P 500® Futures Excess Return Index and do not pay interest or guarantee principal.
Per-security economics: $1,000 stated principal, an estimated value on the pricing date of approximately $929.60, a leverage factor to be set between 200% and 205%, a downside threshold at 70% of the initial level and maturity on June 30, 2031. Investors face full credit risk of Morgan Stanley and may lose some or all principal if the final index level is below the downside threshold. Timing and final numeric terms (exact leverage factor, aggregate issuance, dealer commissions) will be set on the pricing date.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities with Downside Factor due July 2, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
At maturity the securities pay a fixed $90.50 upside payment if the final level is greater than or equal to the buffer level (90% of the initial level). If the final level is below the buffer level, investors incur a loss equal to the underlier percent decline beyond the 10% buffer multiplied by a 1.1111 downside factor, which can result in loss of principal including the possibility of receiving zero. The estimated value on the pricing date was approximately $985.40 per security; secondary market prices may differ and all payments are subject to Morgan Stanley's credit risk.